sebi:CO/MIRSD/1145/AO/PKB/22/2009
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Facts / Headnote
Adjudication proceedings disposed of through consent settlement; noticee to pay Rs. 1,00,000 towards settlement charges and Rs. 25,000 towards administrative charges.
Regulations
- Reg. 13
Parties
- M/s Keynote Corporate Services Ltd.
Holding
The consent order disposes of the pending adjudication proceedings against KCSL for alleged violations of the SEBI (Disclosure & Investor Protection) Guidelines, 2000 and the Code of Conduct under the SEBI (Merchant Bankers) Regulations, 1992, on payment of Rs. 1,00,000 as settlement charges and Rs. 25,000 as administrative charges, without admission or denial of guilt.
Full text
Consent Order in respect of M/s Keynote Corporate Services Ltd.. Page 2 of 3 09/04/2009 o not properly monitored the flow of applications and other matters pursuant to closure of the public issue.
Consent Order in respect of M/s Keynote Corporate Services Ltd.. Page 3 of 3 09/04/2009 8. In view of the above, it is hereby ordered that:
4. SEBI, vide order dated May 07, 2007, initiated adjudication proceedings against KCSL for allegedly violating Clause 7.3.1, 7.4.1, 7.7.7, 16.2.2.2 of SEBI (Disclosure & Investor Protection) Guidelines, 2000, Clause 3 and 4 of the Code of Conduct under Regulation 13 of SEBI (Merchant Bankers) Regulations, 1992 to inquire into and adjudge u/s 15HB of the SEBI Act, 1992.
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Source: SecMarx — sebi:CO/MIRSD/1145/AO/PKB/22/2009. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.