sebi:CO/IVD-ID-8/2133/AO/SD/18/2009
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Facts / Headnote
Adjudication proceedings disposed of by consent on payment of settlement and administrative charges
Parties
- Ms Sandhya S Shah
Holding
The adjudication proceedings pending against Ms Sandhya S Shah are disposed of by this consent order upon payment of Rs. 1,75,000 towards settlement and administrative charges.
Full text
Page 2 of 3 2. For this Adjudication proceedings a Show Cause Notice bearing No. EAD- 2/SD/RKS/133873/2008 dated August 01, 2008 was issued by the Adjudicating Officer under Rule 4 of the Adjudication Rules.
Page 3 of 3 5. In view of the above, it is hereby ordered that: (a) this consent order disposes of the said adjudication proceedings pending against the Noticee viz; Ms Sandhya S Shah under the Securities and Exchange Board of India Act, 1992 and
3. Further, pending the adjudication proceedings, the Noticee had filed the application for consent proceedings vide the Consent Application dated December 04, 2008 and an affidavit of “Undertakings and Waivers” in the aforesaid matter in terms of SEBI Circular No. EFD/ED/Cir-1/2007 dated 20th April, 2007 and proposed to pay Rs. 1,50,000/- (Rupees One Lakh and Fifty Thousand only) towards settlement charges and Rs. 25,000/- (Rupees Twenty Five Thousand Only) towards administrative expenses for the above said adjudication proceedings vide letter dated 5th February,
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Source: SecMarx — sebi:CO/IVD-ID-8/2133/AO/SD/18/2009. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.