sebi:CO/CFD/2800/2014/JJ/AK/AO-157/2014
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Facts / Headnote
Settlement order disposing of pending adjudication proceedings against the Noticee for delayed compliance with regulation 8(3) of SAST Regulations, 1997, on payment of settlement charges of Rs. 5,10,000.
Provisions invoked
- s. 15A
- s. 15
Regulations
- Reg. 17
- Reg. 15
- Reg. 8(3)
Parties
- M/s Shree Manufacturing Company Limited
Holding
The Adjudicating Officer ordered settlement of the pending adjudication proceedings against M/s Shree Manufacturing Company Limited for alleged delayed compliance with regulation 8(3) of the SAST Regulations, 1997 across the years 2002 to 2011, in terms of Regulation 15(1) of the SEBI (Settlement of Administrative and Civil Proceedings) Regulations, 2014, upon payment of Rs. 5,10,000 as settlement charges.
Full text
Settlement order in respect of M/s Shree Manufacturing Company Limited in the matter of M/s Shree Manufacturing Company Limited Page 2 of 4 S.No. Regulation Due date of compliance Actual date of compliance Delay if any (in no. of days) 1 8(3) 30.04.2002 21.03.2012 3613 2 8(3) 30.04.2003 21.03.2012 3248 3 8(3) 30.04.2004 21.03.2012 2882 4 8(3) 30.04.2005 21.03.2012 2517 5 8(3) 30.04.2006 21.03.2012 2152 6 8(3) 30.04.2007 21.03.2012 1787 7 8(3) 30.04.2008 21.03.2012 1421 8 8(3) 30.04.2009 21.03.2012 1056 9 8(3) 30.04.2010 21.03.2012 691 10 8(3) 30.04.2011 21.03.2012 326
Settlement order in respect of M/s Shree Manufacturing Company Limited in the matter of M/s Shree Manufacturing Company Limited Page 3 of 4
Settlement order in respect of M/s Shree Manufacturing Company Limited in the matter of M/s Shree Manufacturing Company Limited Page 4 of 4
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Source: SecMarx — sebi:CO/CFD/2800/2014/JJ/AK/AO-157/2014. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.