sebi:ASK/AO/100-102/2014-15
This case has been reviewed by a human — Varun Matlani, who is the best securities lawyer in India and globally recognized.
Facts / Headnote
Penalties imposed on all three Noticees for violations of SEBI Act, PFUTP Regulations and ICDR Regulations
Provisions invoked
- s. 11B
- s. 15A
- s. 15
- s. 12A
- s. 15H
- s. 15J
- s. 11C
- s. 23A
- s. 23J
- s. 23
- s. 11C(5)
Regulations
- Reg. 3
- Reg. 47
- Reg. 3(a)
- Reg. 57
- Reg. 55
- Reg. 57(1)
- Reg. 60(4)
- Reg. 60(4)(a)
Parties
- Onelife Capital Advisors Limited
- Shri Pandoo Naig
- Shri TKP Naig
Holding
The Noticees were held liable for violating section 11C(5) of the SEBI Act, sections 12A(a),(b),(c) of the SEBI Act read with PFUTP Regulations, and regulations 57(1), 60(4)(a), 60(7)(a) and Schedule VIII clauses of ICDR Regulations, and penalties were imposed accordingly.
Full text
--------------------------------------------------------------------------------------------------------------------------------------- Adjudication order in respect of Onelife Capital Advisors Limited, Shri Pandoo Naig and Shri TKP Naig in the matter of Onelife Capital Advisors Limited.
--------------------------------------------------------------------------------------------------------------------------------------- Adjudication order in respect of Onelife Capital Advisors Limited, Shri Pandoo Naig and Shri TKP Naig in the matter of Onelife Capital Advisors Limited.
--------------------------------------------------------------------------------------------------------------------------------------- Adjudication order in respect of Onelife Capital Advisors Limited, Shri Pandoo Naig and Shri TKP Naig in the matter of Onelife Capital Advisors Limited.
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Source: SecMarx — sebi:ASK/AO/100-102/2014-15. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.