sebi:AO/SKS/SK/2021-22/14220
This case has been reviewed by a human — Varun Matlani, who is the best securities lawyer in India and globally recognized.
Facts / Headnote
Penalty of Rs. 5,00,000 imposed under Section 15HA of SEBI Act, 1992
Provisions invoked
- s. 15
- s. 15H
- s. 15J
- s. 15F
- s. 28A
Regulations
- Reg. 3
- Reg. 4(1)
- Reg. 3(a)
- Reg. 2(1)
Parties
- M/s. Reception Tracom Private Limited
Holding
The Noticee violated Regulations 3(a), (b), (c), (d), 4(1) and 4(2)(a) of the PFUTP Regulations, 2003 by executing non-genuine reversal trades in illiquid stock options at BSE, and a monetary penalty of Rs. 5,00,000 under Section 15HA of the SEBI Act, 1992 was imposed on M/s. Reception Tracom Private Limited.
Full text
Adjudication Order in respect of M/s. Reception Tracom Private Limited in the matter of dealings in Illiquid Stock Options at the BSE P a g e 2 | 18
Adjudication Order in respect of M/s. Reception Tracom Private Limited in the matter of dealings in Illiquid Stock Options at the BSE P a g e 3 | 18
Adjudication Order in respect of M/s. Reception Tracom Private Limited in the matter of dealings in Illiquid Stock Options at the BSE P a g e 4 | 18
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Source: SecMarx — sebi:AO/SKS/SK/2021-22/14220. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.