sebi:AO/SG-VS/EAD/98/2018
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Facts / Headnote
Adjudication proceedings disposed of without imposition of penalty
Provisions invoked
- s. 15A
- s. 15
Regulations
- Reg. 7
- Reg. 7(1)
- Reg. 3
- Reg. 7(2)
- Reg. 3(1)
- Reg. 3(4)
Parties
- JDP Shares & Finance Private Limited
Holding
The adjudication proceedings initiated against JDP Shares & Finance Private Limited vide Show Cause Notice dated January 05, 2018 for alleged violation of regulation 7(1) read with regulation 7(2) of SAST Regulations, 1997 were disposed of without imposing any monetary penalty under Section 15A(b) of the SEBI Act.
Full text
Adjudication Order in respect of JDP Shares & Finance Private Limited in the matter of Brescon Advisors and Holdings Limited (now known as IM+ Capitals Limited)
Adjudication Order in respect of JDP Shares & Finance Private Limited in the matter of Brescon Advisors and Holdings Limited (now known as IM+ Capitals Limited)
Adjudication Order in respect of JDP Shares & Finance Private Limited in the matter of Brescon Advisors and Holdings Limited (now known as IM+ Capitals Limited)
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Source: SecMarx — sebi:AO/SG-VS/EAD/98/2018. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.