sebi:AO/SG-VS/EAD/73-81/2017
This case has been reviewed by a human — Varun Matlani, who is the best securities lawyer in India and globally recognized.
Facts / Headnote
Noticees held not liable; no monetary penalty imposed and proceedings disposed without penalty
Provisions invoked
- s. 15
- s. 15H
- s. 15I
- s. 31
- s. 4B
Regulations
- Reg. 199
- Reg. 2(1)
- Reg. 17
- Reg. 8
- Reg. 200
- Reg. 2
- Reg. 2(1)(q)
- Reg. 201
- Reg. 11(2)
- Reg. 8(1)
- Reg. 3(2)
- Reg. 2(1)(e)(2)
- Reg. 2(1)(q)(2)
- Reg. 17(2)
- Reg. 2(e)(1)
- Reg. 2(l)(e)(2)
Parties
- Vipul V. Parekh
- Mahendra N. Pawar
Holding
The Noticees were held not liable for the alleged violation of acquiring together with persons acting in concert more than 5% of paid-up equity capital of Pune Stock Exchange Limited, and no monetary penalty was imposed.
Full text
___________________________________________________________________________ Adjudication Order in the matter of Pune Stock Exchange Limited (9 entities) Page 2 of 53
___________________________________________________________________________ Adjudication Order in the matter of Pune Stock Exchange Limited (9 entities) Page 3 of 53
___________________________________________________________________________ Adjudication Order in the matter of Pune Stock Exchange Limited (9 entities) Page 4 of 53
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Source: SecMarx — sebi:AO/SG-VS/EAD/73-81/2017. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.