sebi:AO/SG-VP/EAD/37/2017
This case has been reviewed by a human — Varun Matlani, who is the best securities lawyer in India and globally recognized.
Facts / Headnote
Adjudication proceedings disposed of without penalty
Provisions invoked
- s. 15A
- s. 11(1)
- s. 15H
- s. 15C
Parties
- M/s Radford Global Limited
Holding
The Noticee, M/s Radford Global Limited, was held not liable for monetary penalty under Section 15C and Section 15A(a) of the SEBI Act, 1992, and the adjudication proceedings initiated vide Show Cause Notice dated 28.06.2016 read with Supplementary Notice dated 05.05.2017 were disposed of.
Full text
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Source: SecMarx — sebi:AO/SG-VP/EAD/37/2017. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.