sebi:AO/SG-DP/EAD/83/2017
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Facts / Headnote
Adjudication proceedings initiated vide Show Cause Notice dated 27.09.2013 disposed of without penalty
Provisions invoked
- s. 15H
- s. 13
- s. 3(1)
- s. 15I
- s. 15
- s. 15C
Regulations
- Reg. 15
- Reg. 4(1)
Parties
- Rajinder Alloys Ltd.
Holding
The Noticee had not violated Section 15C of the SEBI Act, 1992 and was not liable for monetary penalty, and the adjudication proceedings initiated vide SCN dated 27.09.2013 were disposed of.
Full text
__________________________________________________________________________________________________________________________________ Adjudication Order in respect of Rajinder Alloys Ltd. Page 2 of 15
__________________________________________________________________________________________________________________________________ Adjudication Order in respect of Rajinder Alloys Ltd. Page 3 of 15
__________________________________________________________________________________________________________________________________ Adjudication Order in respect of Rajinder Alloys Ltd. Page 4 of 15 hearing in the matter on 28.09.2015 at SEBI Mumbai. The hearing notice which was sent via SPAD came back undelivered with remark “firm not found at such address”.
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Source: SecMarx — sebi:AO/SG-DP/EAD/83/2017. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.