sebi:AO/SG-AS/EAD/09/2016

SEBI · SEBI · 2015-08-31 · Suresh Gupta, Adjudicating Officer

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Facts / Headnote

Adjudication proceedings initiated vide Show Cause Notice dated 31.07.2013 disposed of without penalty

Provisions invoked

Parties

Holding

The Adjudicating Officer held that Haji Manzoor Alam Industries Ltd. had not violated Section 15C of the SEBI Act, 1992 and was not liable for monetary penalty thereunder, and disposed of the adjudication proceedings initiated vide Show Cause Notice dated 31.07.2013.

Full text

__________________________________________________________________________________________________________________________________ Adjudication Order in respect of Haji ManzoorAlam Industries Ltd. Page 2 of 7

__________________________________________________________________________________________________________________________________ Adjudication Order in respect of Haji ManzoorAlam Industries Ltd. Page 3 of 7 transfer of Shri JayantaJash, the undersignedwas appointed as Adjudicating Officer vide Order dated June 22, 2015.

__________________________________________________________________________________________________________________________________ Adjudication Order in respect of Haji ManzoorAlam Industries Ltd. Page 4 of 7 New Delhi (hereinafter referred to as ‘NRO’) was requested to provide the following information:

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Source: SecMarx — sebi:AO/SG-AS/EAD/09/2016. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.