sebi:AO/SG-AS/EAD/04/2016

SEBI · SEBI · 2011-06-03 · Suresh Gupta, Adjudicating Officer

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Facts / Headnote

Adjudication proceedings disposed without penalty

Provisions invoked

Parties

Holding

The allegation of violation of Section 15C of the SEBI Act, 1992 against Hansaflon Plastochem Ltd. does not stand established and the adjudication proceedings initiated vide SCN dated 11.09.2013 are disposed without monetary penalty.

Full text

__________________________________________________________________________________________________________________________________ Adjudication Order in respect of Hansaflon Plastochem Ltd. Page 2 of 9

__________________________________________________________________________________________________________________________________ Adjudication Order in respect of Hansaflon Plastochem Ltd. Page 3 of 9

__________________________________________________________________________________________________________________________________ Adjudication Order in respect of Hansaflon Plastochem Ltd. Page 4 of 9 advised to submit its reply to the SCN on or before 05.10.2015 and attend the hearing in the matter on 13.10.2015 at SEBI Mumbai. The hearing notice was served through Speed Post Acknowledgment due at Noticee’s Delhi address. Proof of same is on record.

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Source: SecMarx — sebi:AO/SG-AS/EAD/04/2016. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.