sebi:AO/JS/VRP/10/2018
This case has been reviewed by a human — Varun Matlani, who is the best securities lawyer in India and globally recognized.
Facts / Headnote
Penalty imposed for violation of disclosure requirements
Provisions invoked
- s. 15A
- s. 15
- s. 15J
- s. 15F
Regulations
- Reg. 7(1)
- Reg. 13(1)
- Reg. 13(3)
- Reg. 7(2)
- Reg. 29(1)
- Reg. 35
- Reg. 12(2)
Parties
- Sangam Agro Agencies Private Limited
Holding
The Noticee violated Regulation 7(1) r/w Regulation 7(2) of SEBI (SAST) Regulations, 1997 r/w Regulation 35 of SAST Regulations, 2011 and Regulation 13(1) and 13(3) of SEBI (PIT) Regulations, 1992 r/w Regulation 12(2) of SEBI (PIT) Regulations, 2015 for transactions dated September 16, 2011 and February 27, 2012, attracting a penalty of Rs. 2,00,000 under Section 15A(b) of the SEBI Act, 1992.
Full text
___________________________________________________________________________ Adjudication Order in the matter of Le Waterina Resort and Hotels Limited Page 2 of 6
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Source: SecMarx — sebi:AO/JS/VRP/10/2018. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.