sebi:AO/JS/VRP/09/2018
This case has been reviewed by a human — Varun Matlani, who is the best securities lawyer in India and globally recognized.
Facts / Headnote
Penalty imposed on the Noticee for violations of disclosure regulations
Provisions invoked
- s. 15A
- s. 15
- s. 15J
- s. 15F
Regulations
- Reg. 7(1)
- Reg. 13(1)
- Reg. 13(3)
- Reg. 29(2)
- Reg. 29
- Reg. 7(2)
- Reg. 29(1)
- Reg. 35
- Reg. 12(2)
Parties
- Maitru Agro Marketing Private Limited
Holding
The Noticee violated Regulation 7(1) r/w Regulation 7(2) of SEBI (SAST) Regulations, 1997 r/w Regulation 35 of SAST Regulations, 2011 and Regulation 13(1) of SEBI (PIT) Regulations, 1992 r/w Regulation 12(2) of SEBI (PIT) Regulations, 2015 for the transactions dated December 16, 2010 and September 21, 2011, and further violated Regulation 13(3) of SEBI (PIT) Regulations, 1992 and Regulation 29(2) of SAST Regulations, 2011 for the transactions dated February 04, 2011 and October 24, 2011. A penalty of Rs 5,00,000 was imposed under Section 15A(b) of the SEBI Act, 1992.
Full text
___________________________________________________________________________ Adjudication Order in the matter of Le Waterina Resort and Hotels Limited Page 2 of 7
___________________________________________________________________________ Adjudication Order in the matter of Le Waterina Resort and Hotels Limited Page 3 of 7
___________________________________________________________________________ Adjudication Order in the matter of Le Waterina Resort and Hotels Limited Page 4 of 7
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Source: SecMarx — sebi:AO/JS/VRP/09/2018. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.