sebi:AO/EAD/SG-SKS/118/2018
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Facts / Headnote
Adjudication proceedings initiated vide SCN dated June 28, 2016 and SSCN dated January 09, 2018 disposed of without imposition of penalty
Provisions invoked
- s. 15A
- s. 15
- s. 15H
- s. 15C
Parties
- TPI India Limited
Holding
The adjudication proceedings against TPI India Limited were disposed of without penalty; the allegation of violation of Section 15C was held not tenable and no penalty was imposed under Section 15HB.
Full text
Adjudication Order in respect of TPI India Ltd. Page 2 of 6 adjudge under the provisions of Section 15A (a) and Section 15C of the SEBI Act for the alleged violations committed by the Noticee. Pursuant to the transfer of Shri. Prasad Jagadale, the undersigned has been appointed as the Adjudicating Officer vide Order dated December 14, 2016 and the proceedings were received on February 09, 2017. SHOW CAUSE NOTICE, REPLY AND PERSONAL HEARING
Adjudication Order in respect of TPI India Ltd. Page 3 of 6 provided to the Noticee on January 17, 2013. A copy of the said reply has been endorsed to the Noticee by OIAE.
Adjudication Order in respect of TPI India Ltd. Page 4 of 6 ISSUES FOR CONSIDERATION 9. After perusal of the material available on record, I have the following issues for consideration, viz.,
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Source: SecMarx — sebi:AO/EAD/SG-SKS/118/2018. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.