sebi:AO/AA/EAD-1/13/2019
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Facts / Headnote
SCN disposed of without imposing any penalty
Provisions invoked
- s. 15A
- s. 15
- s. 19
Regulations
- Reg. 6
- Reg. 8(2)
- Reg. 30(3)
- Reg. 30(1)
- Reg. 30(2)
- Reg. 8(1)
Parties
- Jyoti Prakash Bapna
Holding
The Adjudicating Officer disposed of the Show Cause Notice dated August 07, 2014 against Jyoti Prakash Bapna without imposing any penalty, finding that the Noticee had not violated Regulations 8(1) and 8(2) of the SAST Regulations, 1997, and had only partially complied with Regulation 30(2) read with 30(3) of the SAST Regulations, 2011 with a single instance of delayed disclosure to the exchange.
Full text
_________________________________________________________________ Adjudication Order in respect of Jyoti Prakash Bapna Page 2 of 10
_________________________________________________________________ Adjudication Order in respect of Jyoti Prakash Bapna Page 3 of 10
_________________________________________________________________ Adjudication Order in respect of Jyoti Prakash Bapna Page 4 of 10
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Source: SecMarx — sebi:AO/AA/EAD-1/13/2019. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.