sebi:AK/AO-118-125/2014
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Facts / Headnote
Monetary penalties imposed on the company and individual promoters under Section 15A(b) of the SEBI Act for delayed disclosures
Provisions invoked
- s. 15A
- s. 15
- s. 19
- s. 15J
Regulations
- Reg. 7
- Reg. 13
- Reg. 11
- Reg. 13(3)
- Reg. 8(3)
- Reg. 29
- Reg. 44
- Reg. 2
- Reg. 11(1)
- Reg. 13(5)
- Reg. 29(2)
- Reg. 29(3)
- Reg. 7(2)
- Reg. 30(2)
- Reg. 8(1)
- Reg. 35
Parties
- M/s. Yamini Investments Company Limited
- Shri Gokul M. Jayakrishna
- Shri Munjal M. Jayakrishna
- Ms. Shivani R. Jayakrishna
- Ms. Padma Jayakrishna
- Shri Rajesh Jayakrishna
- Ms. Devyani Rajesh Jayakrishna
- Shri Narayan Jha
Holding
The Adjudicating Officer found that M/s. Yamini Investments Company Limited and its erstwhile promoters violated disclosure requirements under SAST Regulations, 1997, SAST Regulations, 2011 and PIT Regulations by failing to file disclosures within stipulated time, and imposed monetary penalties totaling Rs. 35,50,000 under Section 15A(b) of the SEBI Act.
Full text
_____________________________________________________________________________________________ Adjudication order in the matter of M/s Yamini Investments Company Limited Page 2 of 17
_____________________________________________________________________________________________ Adjudication order in the matter of M/s Yamini Investments Company Limited Page 3 of 17
_____________________________________________________________________________________________ Adjudication order in the matter of M/s Yamini Investments Company Limited Page 4 of 17 With regard to the aforesaid violations, other additional details of the transactions are as below:
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Source: SecMarx — sebi:AK/AO-118-125/2014. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.