sebi:11255
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Facts / Headnote
Application rejected
Provisions invoked
- s. 19
Regulations
- Reg. 200
- Reg. 16(C)(1)
- Reg. 16(E)(1)
- Reg. 16E
Parties
- Fortune Equity Brokers (India) Limited
Holding
The application submitted by Fortune Equity Brokers (India) Limited for grant of certificate of registration as a Trading Member of the derivatives segment of NSE was rejected.
Full text
Member of the derivatives segment of NSE. The said application was forwarded to SEBI by NSE vide their letter dated October 21, 2003.
Director and Shri Diptesh Shah, Executive Director appeared before me and reiterated the submissions made by them in their letter dated 03.06.04.
A K BATRA Date: August 17, 2004 WHOLE TIME MEMBER Place:MUMBAI SECURITIES AND EXCHANGE BOARD OF INDIA
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Source: SecMarx — sebi:11255. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.