0132-2004 Alliance Capital Mutual Fund and Others vs Securities and Exchange Board of India

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15-Aug-01 328000 122000 450000 4.37% 16-Aug-01 440000 177000 617000 5.99% Penalty has been levied for non-disclosure ………. ………. ………….. …….... ……….. ………… 29-Aug-01 290000 127000 417000 4.05% 30-Aug-01 450000 187000 637000 6.18% Penalty has been levied for non-disclosure ………….. ………. ………… ……….. ……… ……… 25-Sep-01 392960 100000 492960 4.78% 26-Sept-01 392960 100000 47620 540580 5.25% Penalty has been levied for non-disclosure

IN THE SECURITIES APPELLATE TRIBUNAL MUMBAI Appeal No. 132 of 2004 Date of decision : 1.11.2007 1. Alliance Capital Mutual Fund, 2. Alliance Capital Asset Management (India) Private Limited, 3. Alliance Capital Management L.P.

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Source: SecMarx — 0132-2004 Alliance Capital Mutual Fund and Others vs Securities and Exchange Board of India. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.