0013-2007 Kishor R. Ajmera vs Securities and Exchange Board of India
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Full text
BEFORE THE SECURITIES APPELLATE TRIBUNAL MUMBAI Appeal No. 13 of 2007 Date of decision : 5.2.2008 Kishor R. Ajmera …… Appellant Versus
Securities and Exchange Board of India …… Respondent Mr. Pesi Modi Advocate with Mr. N. Lashkari Advocate and Ms. Chaitra Rao Advocate for Appellant. Mr. Chirag Balsara Advocate with Ms. Daya Gupta Advocate and Ms. Chloris John Advocate for Respondent. Coram : Justice N.K. Sodhi, Presiding Officer Arun Bhargava, Member Utpal Bhattacharya, Member Per : Justice N.K. Sodhi, Presiding Officer (Oral) Whether the appellant who is a registered stock broker had failed to exercise
due diligence, care and skill thereby violating his code of conduct is the short question
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