0015-2009 M-s. Kotak Securities Limited vs Securities and Exchange Board of India

SAT · Final order

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BEFORE THE SECURITIES APPELLATE TRIBUNAL MUMBAI Appeal No. 15 of 2009 Date of decision : 7.9.2009 M/s. Kotak Securities Limited having its registered office at Bakhtawar, 1st floor, 229, Nariman Point, Mumbai – 400021. …… Appellant Versus

The Adjudicating Officer, Securities and Exchange Board of India having his office at Mittal court, “B" Wing, First Floor, 224, Nariman Point, Mumbai – 400 021. …… Respondent Mr. M.H. Kane, Advocate with Ms. Vanshaja Shukla, Advocate for the Appellant. Dr. Poornima Advani, Advocate with Ms. Harshada Nagare, Advocate for the Respondent. Coram : Justice N.K. Sodhi, Presiding Officer Samar Ray, Member Per : Justice N.K. Sodhi, Presiding Officer (Oral) This appeal under section 15 T of the Securities and Exchange Board of India

Act, 1992 has been filed against the order dated December 24, 2008 passed by the

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Source: SecMarx — 0015-2009 M-s. Kotak Securities Limited vs Securities and Exchange Board of India. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.