0089-2005 Dharamshi Capital Services vs Securities and Exchange Board of India

SAT · Final order

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IN THE SECURITIES APPELLATE TRIBUNAL MUMBAI Appeal No. 89 of 2005 Date of decision : 1.3.2007 Dharamshi Capital Services …… Appellant Versus

Securities and Exchange Board of India …… Respondent Mr. Bharat Merchant Advocate for the appellant. Mr. Kumar Desai Advocate with Mr. Anant Upadhyay Advocate for the respondent. Coram : Justice N.K. Sodhi, Presiding Officer R.N. Bhardwaj, Member Per : Justice N.K. Sodhi, Presiding Officer (Oral),

The appellant before us is an unregistered sub-broker who has been

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Source: SecMarx — 0089-2005 Dharamshi Capital Services vs Securities and Exchange Board of India. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.