0049-2021 Quantum Securities Pvt. Ltd. vs Securities and Exchange Board of India
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Full text
“55. ……………The scheme of the Regulations does not carve out any exception for any person who may be trading in the ordinary course of business. In fact, possession of unpublished price sensitive information and trading while in possession of such information is prohibited by the Regulations irrespective of the profession of the concerned entity. The emphatic assertions made by the Noticees that they were financially independent and employed their own fund while placing the trades in the ordinary course of business and that the quantities of their trades are too miniscule to warra
BEFORE THE SECURITIES APPELLATE TRIBUNAL MUMBAI
Date of Hearing : 20.07.2022 Date of Decision : 02.02.2023
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Source: SecMarx — 0049-2021 Quantum Securities Pvt. Ltd. vs Securities and Exchange Board of India. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.