0109-2012 M-s. Bharat J. Patel vs Securities and Exchange Board of India
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BEFORE THE SECURITIES APPELLATE TRIBUNAL
MUMBAI Appeal No.109 of 2012 Date of decision: 20.11.2012 M/s. Bharat J. Patel 3/3A, Churchgate House, 1st Floor, 32/34, Veer Nariman Road, Mumbai – 400 001. … Appellant Versus Securities and Exchange Board of India SEBI Bhavan, Plot No.C4-A, G-Block, Bandra Kurla Complex, Mumbai – 400 051. … Respondent Mr. P. N. Modi, Senior Advocate with Mr. R.R. Bhonsale, Advocate for the Appellant. Dr. (Mrs.) Poornima Advani, Advocate for the Respondent. CORAM : P. K. Malhotra, Member & Presiding Officer (Offg.) S. S. N. Moorthy, Member Per : P. K. Malhotra (Oral) The appellant before us is a stock broker registered with the Securities and
Exchange Board of India. It is a trading member of the Bombay Stock Exchange.
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