0060-2013 Earnest Healthcare Limited vs Securities and Exchange Board of India
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“15C.Penalty for failure to redress investors' grievances: If any listed company or any person who is registered as an intermediary, after having been called upon by the Board in writing, to redress the grievances of investors, fails to redress such grievances within the time specified by the Board, such company or intermediary shall be liable to a penalty of one lakh rupees for each day during which such failure continues or one crore rupees, whichever is less.” 10. As per Learned Adjudicating Officer Annexure II to SCN that SEBI vide
BEFORE THE SECURITIES APPELLATE TRIBUNAL MUMBAI
Date of Order Reserved: 24.9.2013 Date of Decision: 9.10.2013
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Source: SecMarx — 0060-2013 Earnest Healthcare Limited vs Securities and Exchange Board of India. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.