0023-2012 Shivam Investments vs Securities and Exchange Board of India
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Full text
“it is amply clear that PDKSS and his clients PMPL, SI and APMFC which are inter-related had entered into cross trades amongst each other. I also observe that APMFC had entered into Self-trades during the period under investigation. From the instances of cross trades executed amongst inter-related clients of PDKSS I observe that each of the occasion i.e. APMFC had contributed to 5.56% and 7.1% of total number of shares traded on August 08, 2006 and August 21, 2006 respectively and SI had contributed to 7.90% and 7.81% of total number of shares traded on August 09, 2006 and August 21
BEFORE THE SECURITIES APPELLATE TRIBUNAL MUMBAI
Appeal No. 23 of 2012 Date of Decision : 12.4.2012
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