0111-2013 Dhaval Mehta vs Securities and Exchange Board of India
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Full text
“Issue notice, limited to the question whether Securities and exchange Board of India [‘SEBI’ for short] has the authority to impose penalty under Section 15(i) of the Securities and Exchange Board of India Act, 1992 [‘Act’, for short], returnable after ten weeks. This question arises in the context of the claim of the appellant that he is not a broker in the stock market and that there is no provision in the Act to impose penalty on “any person other than a stock broker”. As far as penalty is concerned, SEBI is
BEFORE THE SECURITIES APPELLATE TRIBUNAL
MUMBAI
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Source: SecMarx — 0111-2013 Dhaval Mehta vs Securities and Exchange Board of India. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.