0093-2007 Shri. Alpesh J. Parekh vs Securities and Exchange Board of India

SAT · Final order

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IN THE SECURITIES APPELLATE TRIBUNAL MUMBAI Appeal No. 93 of 2007 Date of decision : 31.8.2007 Shri. Alpesh J. Parekh …… Appellant Versus

Securities and Exchange Board of India …… Respondent Mr. Ronak S. Dauda- Chartered Accountant for the Appellant. Mr Mihir A. Mody Advocate for the Respondent. Coram : Justice N.K. Sodhi, Presiding Officer Arun Bhargava, Member Utpal Bhattacharya, Member Per : Justice N.K. Sodhi, Presiding Officer (Oral) The appellant before us is a sub-broker registered with the Securities

and Exchange Board of India (for short the Board). His records and

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Source: SecMarx — 0093-2007 Shri. Alpesh J. Parekh vs Securities and Exchange Board of India. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.