0069-2009 Janus Stock Brokers P Ltd. vs Securities and Exchange Board of India
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BEFORE THE SECURITIES APPELLATE TRIBUNAL MUMBAI Appeal No. 69 of 2009 Date of decision : 15.9.2009 Janus Stock Brokers P Ltd. having registered office at 109, Dattani Trade Center, Chandaverker Road, Mumbai 400 092. …… Appellant Versus
Securities and Exchange Board of India Constituted under the Securities and Exchange Board of India Act, 1992 having its address Bandra Kurla Complex Bandra East, Mumbai. …… Respondent Ms. Poonam Gadkari, Advocate for the Appellant. Dr. Poornima Advani, Advocate with Ms. Harshada Nagare, Advocate for the Respondent. Coram : Justice N.K. Sodhi, Presiding Officer Samar Ray, Member Per : Justice N.K. Sodhi, Presiding Officer (Oral) Challenge in this appeal is to the order dated April 1, 2009 passed by the
adjudicating officer imposing a monetary penalty of Rs. 75,000/- on the appellant for not
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