0620-2024 Bharosa Technoserve Private Limited and Others vs SEBI
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Full text
24 In violation of the provisions of the SEBI Circular No.ISD/CIR/RR/AML/1/06 dated January 18, 2006 and SEBI circular No.ISD/CIR/AML/2/06 dated March 20, 2006 read with SEBI Master Circular No.SEBI/HO/MIRSD/DOP/CIR/P/ 2019/113 dated October 15, 2019 and circular dated December 15, 2011; Regulation 13(a), clauses 8 and 9 of code of conduct as specified in third schedule under Regulation 15(9) of SEBI (IA) Regulations 25 Investment Advisor
IN THE SECURITIES APPELLATE TRIBUNAL
AT MUMBAI
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Source: SecMarx — 0620-2024 Bharosa Technoserve Private Limited and Others vs SEBI. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.