0052-2007 HSBC Investment Securities Netherlands NV vs Securities and Exchange Board of India
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Full text
adjudicating officer shall have due regard to the following factors, namely:- (a) the amount of disproportionate gain or unfair advantage, wherever quantifiable, made as a result of the default; (b) the amount of loss caused to an investor or group of investors as a result of the default; (c) the repetitive nature of the default.” As found by the Adjudicating Officer, there is no identifiable disproportionate gain in
BEFORE THE SECURITIES APPELLATE TRIBUNAL
MUMBAI
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Source: SecMarx — 0052-2007 HSBC Investment Securities Netherlands NV vs Securities and Exchange Board of India. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.