0345-2017 Mr. Gaurav Arora vs Securities and Exchange Board of India
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Full text
(1) Without prejudice to the provisions of regulation 3, no person shall indulge in a fraudulent or an unfair trade practice in securities. (2) Dealing in securities shall be deemed to be a fraudulent or an unfair trade practice if it involves fraud and may include all or any of the following, namely:- (a) indulging in an act which creates false or misleading appearance of trading in the securities market; Schedule II of Stock Brokers Regulations, 1992 (2) Exercise of due skill and care : A stock-broker shall act with due skill, care and diligenc
BEFORE THE SECURITIES APPELLATE TRIBUNAL
MUMBAI
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