0216-2023 Mr. Vikas Rajpal vs Securities and Exchange Board of India and Others
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Full text
8 Failure to appoint qualified or experienced Compliance Officer and failure to report non- compliance in regard to appointment of Principal Officer by the Compliance Officer
IN THE SECURITIES APPELLATE TRIBUNAL AT
MUMBAI
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Source: SecMarx — 0216-2023 Mr. Vikas Rajpal vs Securities and Exchange Board of India and Others. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.