0117-2007 Kunvaraji Finstock Private Ltd. vs Securities and Exchange Board of India
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Full text
“I observe that this is a fit case to suspend the registration of the Noticee for a period of three months as recommended by the Enquiry Officer for the reason stated hereinabove. At the same time, I have noted that the registration of the Noticee as a sub- broker has been cancelled by SEBI vide Order dated June 30, 2005. As the certificate of registration to the Noticee is no longer subsisting. I am of the view that suspension of the registration of Noticee does not arise, in view of the fait accompli.”
BEFORE THE SECURITIES APPELLATE TRIBUNAL MUMBAI Appeal No. 117 of 2007 Date of decision : 13.3.2008 Kunvaraji Finstock Private Ltd. …… Appellant Versus
Securities and Exchange Board of India …… Respondent Mr. P.N. Modi Advocate with Mr. Joby Mathew Advocate for Appellant Dr. Poornima Advani Advocate with Mr. Pushkar Bavare Advocate for Respondent Coram : Arun Bhargava, Member Utpal Bhattacharya, Member Per : Arun Bhargava, Member This is an appeal against the order dated 13.7.2007 passed by the whole
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Source: SecMarx — 0117-2007 Kunvaraji Finstock Private Ltd. vs Securities and Exchange Board of India. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.