0212-2012 PNB Investment Services Limited and Another vs Securities and Exchange Board of India

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involvement in any new issue of capital including IPO, follow-on issue etc. till further

BEFORE THE SECURITIES APPELLATE TRIBUNAL

MUMBAI Appeal No.212 of 2012 Date of decision: 20.11.2012 1. PNB Investment Services Limited Dalamal House, 11th Floor, Nariman Point, Mumbai – 400 021. 2. Shri L. P. Aagrwal Former M.D. & CEO of PNB Investment Services Ltd., House No.29/601, Eastend Apartments, Co-op. Hsg. Scy., Mayur Vihar Extension, Phase-1, New Ashok Nagar Metro Station, Delhi – 110 096. … Appellants Versus Securities and Exchange Board of India SEBI Bhavan, Plot No.C4-A, G-Block, Bandra Kurla Complex, Mumbai – 400 051. … Respondent Mr. R. S. Loona, Advocate with Mr. Ankur Loona, and Ms. Roochi Hatangdi, Advocates for the Appellant. Mr. Shiraz Rustomjee, Senior Advocate with Mr. Mihir Mody, Advocate for the Respondent. CORAM : P. K. Malhotra, Member & Presiding Officer (Offg.) S. S. N. Moorthy, Member Per : P. K. Malhotra (Oral)

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Source: SecMarx — 0212-2012 PNB Investment Services Limited and Another vs Securities and Exchange Board of India. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.