0005-2012 Networth Stock Broking Ltd vs Securities and Exchange Board of India
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“We have heard ……………………………………….......... the appellant has been found guilty of aiding and abetting its client, namely Ms. I. U. Goda for the creation of misleading appearance of trading in the securities market by executing circular trades. Separate proceedings had been initiated against the clients as well including Ms. I. U. Goda and it is common ground between the parties that she has been let off the charge of executing circular trades. It must be remembered that every broker executes either a self trade or a trade on behalf of his client(s). Admittedly, in the case before us
BEFORE THE SECURITIES APPELLATE TRIBUNAL
MUMBAI Appeal No. 5 of 2012
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Source: SecMarx — 0005-2012 Networth Stock Broking Ltd vs Securities and Exchange Board of India. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.