Designated e-mail ID for regulatory communication with SEBI

MIRSD/DPSIII/Cir-24/08 · 2008-07-25 · SEBI Market Intermediaries Regulation & Supervision Department – DPS III

Summary

SEBI advises Merchant Bankers to create and communicate a designated exclusive e-mail ID for regulatory communications. This requirement aligns with previous circulars issued to other market intermediaries to ensure dedicated communication channels. The designated ID must be submitted via an Excel file in the prescribed format by August 8, 2008.

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the Merchant Bankers are also advised to create a designated e-mail id for regulatory communications. This e-mail id shall be an exclusive e-mail id only for the above purpose and should not be a person-centric e-mail id.

The Designated e-mail ID shall be communicated to SEBI at intermediary@sebi.gov.in as per the format prescribed at Annexure A, latest by August 8, 2008.

The file should be an excel file. The name of the file and the subject of the email shall specify the type of intermediary and the name of the intermediary.

The file shall contain the following details: Name, Address, Category, Registration No, Designated e-mail id, Name of compliance officer.

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Source: SecMarx — Designated e-mail ID for regulatory communication with SEBI. Verbatim text is public record; SecMarx structuring (linkage to applying orders) is cited to us.