Reporting Format for AIFs
Summary
This section outlines the reporting format for Alternative Investment Funds, beginning with general information about the AIF and its key personnel. It includes specific tables for contact details of the compliance officer and key management personnel during the reporting period. The document further details scheme-specific data, covering brief details, tenure, and various liquidation or distribution scenarios. This section mandates the disclosure of capital raised, invested funds, and detailed investment holdings for Alternative Investment Funds. It specifies calculation methodologies for investable funds, temporary investments, and divestments across multiple reporting tables. The provisions define specific data entry requirements for entity types, security classifications, and transaction values on RFQ platforms. This section mandates the reporting of investor demographics, capital contributions, and commitments for Alternative Investment Funds through three specific tables. It requires detailed disclosure of investor consent mechanisms, including proposal types and response rates during the reporting quarter. Additionally, it outlines the requirements for reporting borrowing ac
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Reporting format requiring details such as Name, PAN, Registration Number, Legal Structure, Category, Sponsor/Manager/Trustee/Custodian info, and scheme statistics.
Disclosure required on whether the Manager facilitated co-investment across schemes where negotiation was carried out by the Manager for both Fund and Co-investor.
Details regarding SEBI PMS Registration number and date if the manager is registered as Co-investment portfolio manager / Portfolio Manager under SEBI(PM) Regulations, 2020.
Reporting format requiring Name, Email, and Mobile no. of the Compliance Officer.
Details of Key Management Personnel including Name, Designation, PAN, DIN/DPIN, Date of Appointment, and Date of Resignation.
Reporting format for scheme name, PAN, type, liquidation status, filing dates, launch dates, initial close, total commitment, and final close.
Reporting format for scheme tenure, end dates, extensions, winding up intimations, liquidation status, and consent for in-specie distribution.
Reporting format for original scheme, liquidation scheme details, filing dates, tenure, cost of unliquidated investments, bid values, and winding up dates.
Reporting format for cost of unliquidated investments, bid arrangements, independent valuer values, and dates of distribution and winding up.
Reporting format for cost of unliquidated investments, number of investors accepting or not accepting in-specie distribution, and date of winding up.
Total Commitment is gross commitment minus exited commitments; Cumulative Funds raised includes all contributions/drawdowns; Portfolio Investments include reinvestments at cost excluding temporary investments.
Cash balance as the end of the quarter equals Bank Balance minus advance against sale of securities minus Unit Application Pending Allotment plus Contract on Sale of Investment minus Contract for Purchase of investment.
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Source: SecMarx — Reporting Format for AIFs. Verbatim text is public record; SecMarx structuring (linkage to applying orders) is cited to us.