Online Registration Mechanism and Filing System for Depositories
Summary
SEBI has introduced a digital platform for online filings related to Depositories to ease application and reporting processes. Recognised Depositories must submit registration applications, annual financial statements, and other returns through the SEBI Intermediary Portal. This circular is issued under Section 11(1) of the SEBI Act, 1992, read with specific regulations to protect investor interests.
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SEBI has introduced a digital platform for online filings related to Depositories to ease the process of application for recognition / renewal, reporting and other filings.
All applicants desirous of seeking registration as a Depository shall now submit their applications online, through SEBI Intermediary Portal at https://siportal.sebi.gov.in.
The applicants would be required to upload scanned copy of relevant documents such as any declaration or undertaking or not arised copy of documents as may be prescribed... and keep hard copy of the same to be furnished to SEBI whenever required.
Further, all other filings including Annual Financial Statements and Returns, Monthly Development Report, Rules, Bye-laws, etc., shall also be submitted online.
The aforesaid online registration and filing system for Depositories is operational. Recognised Depositories are advised to note the same for immediate compliance.
Link for SEBI Intermediary Portal is also available on SEBI website – www.sebi.gov.in. In case of any queries and clarifications, users may refer to the manual provided in the portal or contact the SEBI Portal helplin e...
This circular is being issued in exercise of the powers conferred by Section 11 (1) of Securities and Exchange Board of India Act, 1992 read with Regulation 72 and 73 of Securities and Exchange Board of India (Depositories and Participants) Regulations, 1996.
Source: SecMarx — Online Registration Mechanism and Filing System for Depositories. Verbatim text is public record; SecMarx structuring (linkage to applying orders) is cited to us.