Designated e-mail ID for regulatory communication with SEBI

MIRSD/DPSIII/Cir-23/08 · 2008-07-25 · SEBI Market Intermediaries Regulation & Supervision Department – DPS III

Summary

SEBI advises Stock Exchanges and Depositories to create a designated exclusive e-mail ID for regulatory communications. This requirement aligns with previous advice given to other intermediaries to ensure dedicated communication channels rather than personal e-mail IDs. The designated e-mail ID must be communicated to SEBI using the format specified in Annexure A by August 8, 2008.

Text

Stock Exchanges and Depositories are advised to create a designated e-mail id for regulatory communications which shall be an exclusive e-mail id only for the above purpose and should not be a person-centric e-mail id.

The Designated e-mail ID shall be communicated to SEBI at intermediary@sebi.gov.in as per the format prescribed at Annexure A, latest by August 8, 2008.

The file should be an excel file containing Name, Address, Designated e-mail id, and Name of compliance officer. The file name and subject shall specify the type and name of the intermediary. The file shall be e-mailed to intermediary@sebi.gov.in.

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Source: SecMarx — Designated e-mail ID for regulatory communication with SEBI. Verbatim text is public record; SecMarx structuring (linkage to applying orders) is cited to us.