Submission of Quarterly Reports - Modification of DT Circular No. 198/98
Summary
The document consists of four annexures detailing the history and status of public and rights issues handled by an entity. Annexure 1 and 2 provide tabular data on total issues, quarterly acceptances, and cumulative totals categorized by pre- and post-SEBI guidelines. Annexure 3 and 4 report specific defaults such as non-creation of security or non-payment, alongside investor complaint statistics.
Text
S.NO COMPANY ISSUE SIZE SECURED/UNSECURED DEB TYPE(PCD/NCD) ALLOTMENT DATE DT. OF REDEMPTION WHETHER REDEEMED FULLY IF NOT, REASONS
PART I - PUBLIC / RIGHTS ISSUES ACCEPTED IN THIS QUARTER: S. NO COMPANY SIZE OF ISSUE SECURED / UNSECURED DEBENTURES TYPE (PCD, NCD) DATE OF ALLOTMENT NO. OF DEBENTURE HOLDERS
PART II - CUMULATIVE TOTAL OF PUBLIC / RIGHTS ISSUES: (only for outstanding issues) BEFORE SEBI GUIDELINES FOR DISCLOSURE AND INVESTMENT PROTECTION DATED 11/08/92
AFTER SEBI GUIDELINES FOR DISCLOSURE AND INVESTMENT PROTECTION DATED 11/06/92 SR COMPANY NO. OF SIZE TYPE RATING SECURED/UNSECURED NO. OF NO OF DEB DATE OF REDEMPTION
(i) Non / Partial Creation of Security: S.NO COMPANY SIZE TYPE DATE OF PERIOD ACTUAL WHETHER 2% WHETHER STEPS TAKEN % OF TIME NATURE OF WHETHER WHETHER REDEMPTION ACTION
(ii) Non payment of Interest: S.NO COMPANY SIZE TYPE SECURED/UNSECURED DATE OF DUE DATE/(S) WHETHER CASHFLOW STATEMENT WAS OBTAINED
(iii) Non payment of redemption amount: S.NO COMPANY SIZE TYPE SECURED/ UNSECURED DATE OF REDEMPTION WHETHER DRR WAS CREATED
(iv) Any other default: S.NO. COMPANY SIZE OF ISSUE TYPE (PCD, NCD) DATE OF ALLOTMENT REDEMPTION DATE(S) TYPE OF DEFAULT ACTION TAKEN
PART IV - ANY OTHER RELEVANT INFORMATION FOR PUBLIC / RIGHTS ISSUE:
ANNEXURE 4 INVESTOR COMPLAINTS SR.NO COMPANY ISSUE TYPE WHETHER DEBENTURES ARE SECURED / UNSECURED DATE OF ALLOTMENT NO OF DEB HOLDERS AS ON DT OF ALLOTMENT
Source: SecMarx — Submission of Quarterly Reports - Modification of DT Circular No. 198/98. Verbatim text is public record; SecMarx structuring (linkage to applying orders) is cited to us.