Way2Wealth Brokers Private Limited

143 matters before the Securities Appellate Tribunal

Penalties and directions recorded

Matters were listed for 19 October 2022.
Matters listed for hearing on 9 November 2022
Matters listed for continuation of arguments by SEBI's senior counsel on 14 November 2022
Matters adjourned on the respondent's request.
Matters listed for 9 November 2022

SAT-appeal

SAT matter SATV-00BEF6B3B36F716B5C7B4F52
Arguments of the respondents were continuing. · Matters were listed for 19 October 2022.
Appeal: Multiple connected appeals were part-heard; respondent arguments were continuing and the matters were adjourned to 19 October 2022.
SAT matter SATV-00A9B4C2AA0144EEC2DE12E7
Three weeks granted to appellants to file rejoinder · Matters listed for hearing on 9 November 2022
Appeal: Multiple connected appeals and miscellaneous applications were pending; adjourned for rejoinders and listed on 9 November 2022.
Alleged irregularities in NSE co-location and preferential latency access through P2P dark fibre connectivity supplied by unauthorized provider Sampark, benefiting certain brokers.
Appeal: Sixteen appeals, including Appeal Nos. 445, 464, 465, 466, 482, 483, 484, 531, 532, 533, 540, 541, 559, 623, 842 and 843 of 2022, decided by SAT on 14 December 2023; disposal outcome not included in provided excerpt.
SAT matter SATV-03D3B3447EBA97AC90AEBC55
Further hearing listed for 1 September 2022 at 12:30 p.m. · Parties directed to act on the digitally signed copy of the order.
Appeal: Appeal Nos. 334, 183, 323, 324, 325, 326, 327 and 337 of 2019 were listed together; arguments in Appeal No. 334 of 2019 were continuing and the matters were adjourned on 26 August 2022.
Alleged irregularities in NSE co-location and preferential latency access through P2P dark fibre connectivity, including use of an unauthorised service provider and related violations of Section 12A, PFUTP Regulations and SEBI circulars.
Appeal: Appeal Nos. 445, 464, 465, 466, 482, 483, 484, 531, 532, 533, 540, 541, 559, 623, 842 and 843 of 2022; decision dated 14 December 2023; individual disposal not included in excerpt
SAT matter SATV-0AC2CAC9371348D3CACB0072
Matters listed for continuation of arguments by SEBI's senior counsel on 14 November 2022 · Parties directed to act on the digitally signed copy of the order
Appeal: Multiple connected appeals, including Appeal Nos. 334, 183, 324, 325, 323, 326, 327 and 337 of 2019, were listed for continuation of arguments; not disposed of by this order.
SAT matter SATV-0B5712F9CB50E77636700DEB
Matters adjourned on the respondent's request. · Listed for further hearing on 17 October 2022.
Appeal: Appeal Nos. 334, 183, 324, 325, 323, 326, 327 and 337 of 2019 were adjourned on 28 September 2022 and listed for further hearing on 17 October 2022.
SAT matter SATV-0BCA9D434DCC40A63B361426
Further hearing in the listed appeals to continue on 02 September 2022. · All concerned parties directed to act on the digitally signed copy of the order.
Appeal: Appeal Nos. 334, 183, 324, 325, 323, 326, 327 and 337 of 2019 were pending; further hearing adjourned to 02 September 2022.
SAT matter SATV-0F02ADF416BE93FFFA2A9079
Matter heard and order reserved · Parties directed to act on the digitally signed copy of the order
Appeal: Appeal Nos. 334, 183, 323, 324, 325, 326, 327 and 337 of 2019 were heard; order reserved on 22 February 2023.
SAT matter SATV-114AC2683BA606664DAC5E4A
All listed appeals were directed to be listed on 10 June 2022.
Appeal: Appeal Nos. 183, 323, 324, 325, 326, 327 and 334 of 2019 were pending and listed for 10 June 2022; no disposal on merits stated.
SAT matter SATV-11C474F0485BFA1A91F77C27
Three weeks’ time granted to appellants to file rejoinder · Matters listed for 9 November 2022
Appeal: Multiple appeals were pending before SAT; adjourned for rejoinders and listed on 9 November 2022. Appeals include Nos. 445, 464-466, 482-484, 531-533, 540-541 and 559 of 2022.
SAT matter SATV-1271160FF805AB9F8EC7BF1B
Matters listed for arguments of respondent SEBI on 15 September 2022 · Parties directed to act on the digitally signed copy of the order
Appeal: SAT Appeal Nos. 334, 183, 324, 325, 323, 326 and 327 of 2019; order dated 12 September 2022 adjourned matters for respondent's arguments on 15 September 2022
SAT matter SATV-12B31FCA08ADF23C90424238
Further hearing in the connected appeals was adjourned to 02 September 2022. · All concerned parties directed to act on the digitally signed copy of the order.
Appeal: Appeal Nos. 334, 183, 324, 325, 323, 326, 327 and 337 of 2019 were pending and listed for further hearing on 02 September 2022.
SAT matter SATV-12B87B385EF3E3D159973186
Three weeks’ time granted to appellants to file rejoinder · Matters listed for hearing on 9 November 2022
Appeal: Multiple connected appeals, including Appeal Nos. 445, 464-466, 482-484, 531-533, 540-541 and 559 of 2022; adjourned for rejoinders and listed on 9 November 2022
SAT matter SATV-1282CFE03D8618D53525D6EE
Appeals listed for admission and final disposal on 15 June 2021 · Any existing interim order extended until the next hearing date
Appeal: Appeal Nos. 334, 183, 323, 324, 325, 326, 327 and 337 of 2019 were pending; listed for admission and final disposal on 15 June 2021
SAT matter SATV-13A74C8A86A7B357CBFA5957
Three weeks’ time granted to appellants to file rejoinder · Matters listed for 9 November 2022
Appeal: Multiple connected appeals pending; rejoinders permitted and matters listed on 9 November 2022
SAT matter SATV-14CA28634792917E50EB0E26
Matters adjourned at the request of National Stock Exchange Limited · List the matters on 18 April 2022
Appeal: Appeal Nos. 183, 323, 324, 325, 326, 327, 334 and 337 of 2019 were adjourned; listed for 18 April 2022
SAT matter SATV-16DC6D76E94A8BC64C107CB3
Three weeks' time granted to appellants to file rejoinders · Matters listed for 9 November 2022
Appeal: Multiple connected appeals listed; no disposal on merits, adjourned for rejoinders and listed on 9 November 2022
SAT matter SATV-16E5C970CB9A61E8416991C4
Further hearing in the listed appeals adjourned to 02 September 2022 · Parties directed to act on the digitally signed copy of the order
Appeal: Appeal Nos. 334, 183, 324, 325, 323, 326, 327 and 337 of 2019 were heard; further hearing adjourned to 02 September 2022.
SAT matter SATV-13DE6BE0B14897F89E726292
Matters adjourned at NSE's request. · List all matters on 18 April 2022.
Appeal: Appeal Nos. 183, 323, 324, 325, 326, 334, 327 and 337 of 2019 were adjourned; listed on 18 April 2022.
SAT matter SATV-1D92FF759D67BF2A2912A1F8
Applications and appeals adjourned on the appellants' request · Matters listed for 1 August 2023
Appeal: Appeal Nos. 445, 464, 465, 466, 482, 483, 484, 531, 532, 533, 540, 541, 559, 623, 842 and 843 of 2022 were adjourned on 21 July 2023 and listed for 1 August 2023
SAT matter SATV-1E9A449BF22CB74932003DE6
Matters adjourned at the respondent's request. · Listed for hearing on 27 March 2023.
Appeal: Appeal Nos. 445, 464, 465, 466, 482, 483, 484, 531, 532, 533, 540, 541, 559, 623, 842 and 843 of 2022 were adjourned on 30 January 2023 and listed for 27 March 2023; no disposal on merits.
SAT matter SATV-2141F00B2909E504FC292DC8
Order reserved after hearing counsel for the parties · Parties directed to act on the digitally signed copy of the order
Appeal: Appeal Nos. 334, 183, 323, 324, 325, 326 and 327 of 2019 listed together; order reserved on 22 February 2023
SAT matter SATV-12FBF30032E4EACBBA76D3F2
Matter adjourned on SEBI's request · Listed for further hearing on 17 October 2022
Appeal: Appeal Nos. 334, 183, 324, 325, 323, 326, 327 and 337 of 2019; adjourned on 28 September 2022 and listed for further hearing on 17 October 2022
SAT matter SATV-22F8EE753B9590D856BD1B95
Appeals listed for admission and final disposal on 15 June 2021 · Any existing interim order extended until the next hearing date
Appeal: Appeal Nos. 334 of 2019, 183 of 2019, 323 of 2019, 324 of 2019, 325 of 2019, 326 of 2019, 327 of 2019 and 337 of 2019 were pending; listed for admission and final disposal on 15 June 2021
SAT matter SATV-239AFCBD5E1F21B861A52862
Matters adjourned for arguments of respondent SEBI on 15 September 2022 · Parties directed to act on the digitally signed copy of the order
Appeal: Appeal Nos. 334, 183, 324, 325, 323, 326 and 327 of 2019 were pending before SAT; order dated 12 September 2022 adjourned matters to 15 September 2022
SAT matter SATV-2570D87665EB2A682AD8F3EB
Appeal No. 183 of 2019 was partly heard. · Matter was listed on 12 September 2022 for arguments of the remaining appellants.
Appeal: Order dated 7 September 2022 in Appeal Nos. 334, 183, 324, 325, 323, 326, 327 of 2019; Appeal No. 183 of 2019 partly heard and adjourned to 12 September 2022.
SAT matter SATV-2C798A6F454D7BAC7B16C798
List the connected appeals on 10 June 2022. · Parties to act on the digitally signed copy of the order.
Appeal: Appeal Nos. 183, 323, 324, 325, 326, 327, 334 and 337 of 2019 were pending and directed to be listed on 10 June 2022.
SAT matter SATV-322BD86409FC585F46C7E397
Matters adjourned on the respondent's request. · List all matters on 27 March 2023.
Appeal: Appeals Nos. 445, 464, 465, 466, 482, 483, 484, 531, 532, 533, 540, 541, 559, 623, 842 and 843 of 2022 were adjourned on 30 January 2023 and listed on 27 March 2023.
Alleged irregularities and fraudulent/unfair practices involving preferential co-location access through P2P dark-fibre connectivity, including use of an unauthorised service provider and collusion with NSE personnel.
Appeals were filed against the common AO order dated 28 June 2022 imposing penalties; the extracted text does not include the final appeal-wise disposition.
Appeal: Appeal Nos. 445, 464, 465, 466, 482, 483, 484, 531, 532, 533, 540, 541, 559, 623, 842 and 843 of 2022; decision dated 14 December 2023; final dispositions not included in the extracted text.
SAT matter SATV-29163F76A698F46B503576DE
Hearing still continuing; matter put up for further hearing next day at 12:30 PM · All parties to act on digitally signed copy; certified copy available from Registry on payment
Appeal: Appeal Nos. 334, 183, 324, 325, 323, 326, 327, 337 of 2019 pending before SAT; hearing continuing on 25.08.2022, listed next on 26.08.2022
SAT matter SATV-2B80A98CE796DDA80EB594A3
List matters on September 20, 2021 · Parties to take instructions from Registrar 48 hrs before date fixed on hearing mode
Appeal: Appeal Nos. 183, 323, 324, 325, 326, 327, 334, 337 of 2019 pending; next listing September 20, 2021
SAT matter SATV-33A2A8ABA4F919757DB5479F
Effect and operation of impugned order stayed qua appellant subject to Rs 7.5 crore deposit · Respondent to file reply within six weeks from 06.05.2019
Appeal: Appeal (L) No. 225 of 2019 by Way2wealth Brokers Private Limited pending; interim stay granted on 06.05.2019, listed on 22.07.2019
SAT matter SATV-363A387FA58269FC6552CD8E
Adjourned on request of counsel for respondent SEBI · List matters on March 27, 2023
Appeal: Appeal Nos. 445, 464, 465, 466, 482, 483, 484, 531, 532, 533, 540, 541, 559, 623, 842, 843 of 2022 adjourned, listed on March 27, 2023
SAT matter SATV-3E251F7B6153494787D8C32A
Adjourned on request of learned senior counsel for respondent SEBI · List on October 17, 2022 for further hearing
Appeal: Appeal Nos. 334, 183, 324, 325, 323, 326, 327, 337 of 2019 pending before SAT; adjourned on 28.09.2022, no disposal on merits
SAT matter SATV-3A1C39F857C4C117D6BD62D0
Heard learned senior counsel for the appellants · Posted to August 24, 2023 for arguments of the respondent
Appeal: Appeal Nos. 445, 464, 465, 466, 482, 483, 484, 531, 532, 533, 540, 541, 559, 623, 842, 843 of 2022 heard on 23.08.2023; adjourned to 24.08.2023, not disposed
SAT matter SATV-53ACB949F9B6D86D4F2A56F1
Hearing continuing; matter put up tomorrow at 12:30 P.M. for further hearing · Parties to act on digitally signed copy; certified copy available from Registry on payment
Appeal: Appeal Nos. 334, 183, 324, 325, 323, 326, 327, 337 of 2019 pending; hearing continuing as on 25.08.2022, next date 26.08.2022
SAT matter SATV-52FAF2CC97CE3F2FFE83D0A8
Adjourned on request of counsel for respondent SEBI · List on March 27, 2023
Appeal: Appeal Nos. 445, 464, 465, 466, 482, 483, 484, 531, 532, 533, 540, 541, 559, 623, 842, 843 of 2022 pending; adjourned to March 27, 2023
SAT matter SATV-4523C8D0A7A4E81142947F46
Heard senior counsel/counsel for appellants; put up matters on September 15, 2022 for arguments of respondent SEBI · Order to be digitally signed by Private Secretary; parties to act on digitally signed copy
Appeal: Appeal Nos. 334, 183, 324, 325, 323, 326, 327, 337 of 2019 pending; appellants heard on 12.09.2022, adjourned to 15.09.2022
SAT matter SATV-5535420267BCF164BA42706A
Matters adjourned at request of NSE · List on April 18, 2022
Appeal: Appeal Nos. 183, 323, 324, 325, 326, 327, 334, 337 of 2019 pending; adjourned on 15.02.2022, not disposed
SAT matter SATV-5809006BD8818BF7FDCEB481
Hearing still continuing; put up tomorrow at 12:30 P.M. for further hearing · Parties to act on digitally signed copy; certified copy available from Registry on payment
Appeal: Appeal Nos. 334, 183, 324, 325, 323, 326, 327, 337 of 2019 pending; hearing continuing as on 25.08.2022
Permitting P2P dark-fibre colo connectivity via unauthorized provider Sampark conferring latency advantage and preferential access; NSE lack of transparency on authorized TSPs.
Appeal: 16 appeals Nos. 445,464,465,466,482,483,484,531,532,533,540,541,559,623,842,843 of 2022 against AO common order dated 28 June 2022; reserved 28.08.2023, decided 14.12.2023
SAT matter SATV-3F2E93A0359AD297DA1F03C4
Hearing adjourned; matter listed on September 1, 2022 at 12:30 pm for further hearing · Parties to act on digitally signed copy; certified copy available from Registry on payment
Appeal: Appeal Nos. 334, 183, 323, 324, 325, 326, 327, 337 of 2019 pending; arguments continuing, next hearing 01.09.2022
SAT matter SATV-44AB2AEACEF6469CEDC248D5
List matters on September 20, 2021 · Parties to take instructions from Registrar 48 hrs before fixed date on video conference vs physical hearing
Appeal: Appeal Nos. 183, 323, 324, 325, 326, 334, 327, 337 of 2019 heard on 06.08.2021 and adjourned to 20.09.2021; not disposed
Alleged collusion and irregularities in NSE co-location through P2P dark-fibre connectivity from unauthorized service provider Sampark, conferring latency and preferential access advantages.
16 appeals challenged the common AO order dated 28 June 2022 imposing penalties; the excerpt does not contain the final appeal-wise operative disposition.
Appeal: Appeal Nos. 445, 464, 465, 466, 482–484, 531–533, 540–541, 559, 623, 842 and 843 of 2022; reserved 28 August 2023 and decision dated 14 December 2023
SAT matter SATV-5F31017A010DCFB1D25B3B38
Adjourned on request of learned counsel for SEBI respondent · List on March 27, 2023
SAT matter SATV-62500D45527524F512F3C0F9
Adjourned on request of respondent (SEBI) · List matters on March 27, 2023
Appeal: Appeal Nos. 445, 464, 465, 466, 482, 483, 484, 531, 532, 533, 540, 541, 559, 623, 842, 843 of 2022 pending; adjourned to March 27, 2023, not disposed on 30.01.2023
SAT matter SATV-6705176EB74CE93BE1AD063A
List these appeals on June 10, 2022 · Parties to act on digitally signed copy; certified copy available from Registry on payment
SAT matter SATV-6CA9D9BF79A8501072B9D90D
Arguments of Shri Ravi Kadam heard; arguments of Shri P.N. Modi begun · Put up on September 02, 2022 for further hearing
Appeal: Appeal Nos. 334, 183, 324, 325, 323, 326, 327, 337 of 2019 part-heard per order dated 01.09.2022; adjourned to 02.09.2022, no disposal
SAT matter SATV-6124C95EFE74FF5F9E436856
Arguments of appellants still continuing; matter put up for continuation of arguments · Parties to act on digitally signed copy signed by Private Secretary on behalf of bench
Appeal: Appeal Nos. 334/2019, 183/2019, 324/2019, 325/2019, 323/2019, 326/2019, 327/2019, 337/2019 with Misc. Appl. 234,235,233/2019 heard on 06.09.2022; arguments continuing, not disposed, next date 07.09.2022
SAT matter SATV-6BB8D0851CD79925AC93A3A9
Adjourned on request of counsel for respondent SEBI · List all connected appeals on March 27, 2023
Appeal: Appeal Nos. 445, 464, 465, 466, 482, 483, 484, 531, 532, 533, 540, 541, 559, 623, 842, 843 of 2022 pending before SAT; adjourned vide order dated 30.01.2023 to 27.03.2023
SAT matter SATV-6C4023FE1E96A943729F494F
Put up matters on November 14, 2022 for continuation of arguments of Mr. Rustomjee for respondent SEBI
Appeal: Appeal Nos. 334, 183, 324, 325, 323, 326, 327, 337 of 2019 pending before SAT; adjourned to 14 November 2022
Irregularities in NSE colocation P2P dark-fibre connectivity via unauthorised Sampark conferring latency advantage to W2W and GKN in collusion with NSE employees.
SAT matter SATV-6E653A82F1C4DD3FB4D01D8C
Hearing continuing, matter put up on August 23, 2023 for further hearing · Order to be digitally signed by Private Secretary; parties to act on digitally signed copy; certified copy available on payment
Appeal: Appeal Nos. 445, 464, 465, 466, 482, 483, 484, 531, 532, 533, 540, 541, 559, 623, 842, 843 of 2022 pending; hearing continuing on 22.08.2023
SAT matter SATV-79E0A0E7A9499500E547CB38
Adjourned on request of learned counsel for respondent SEBI · List all connected matters on March 27, 2023
Appeal: Appeal Nos. 445, 464-466, 482-484, 531-533, 540, 541, 559, 623, 842-843 of 2022 adjourned to March 27, 2023
SAT matter SATV-7EB9C8A0974CFE240BAEAD9A
Adjourned on request of respondent counsel and listed on March 27, 2023 · Rejoinder, if not filed, to be filed in the meanwhile
SAT matter SATV-3929058DBB864B23412E7F9B
List the appeals for admission and final disposal on 15 June 2021. · Any existing interim order is extended until the next hearing date.
Appeal: Appeal Nos. 334, 183, 323, 324, 325, 326, 327 and 337 of 2019 were listed for admission and final disposal on 15 June 2021; not disposed on merits in this order.
SAT matter SATV-7F98A31792AB40171EBFD7D9
Adjourned on request of learned senior counsel for respondent SEBI · List on October 17, 2022 for further hearing
Appeal: Appeal Nos. 334, 183, 324, 325, 323, 326, 327, 337 of 2019 heard on 28.09.2022; adjourned, not disposed; next hearing 17.10.2022
Alleged preferential access to NSE colocation via P2P dark-fibre from unauthorised provider Sampark conferring latency advantage to brokers W2W and GKN.
Appeal: 16 appeals Nos. 445, 464, 465, 466, 482, 483, 484, 531, 532, 533, 540, 541, 559, 623, 842, 843 of 2022 against AO order dated 28 June 2022; reserved 28.08.2023, decision 14.12.2023
SAT matter SATV-7B8F9D74379E2D9B46B803AC
List Appeal Nos. 334,183,323,324,325,326,327,337 of 2019 for admission and final disposal on June 15, 2021 · Interim order, if any, extended till next date of hearing
Appeal: Appeal Nos. 334, 183, 323, 324, 325, 326, 327, 337 of 2019 listed for admission and final disposal on June 15, 2021; interim extended; no final disposal on 06.04.2021
SAT matter SATV-82FF89CA9A1DF5A0E70BA70D
Arguments continuing; matter put up on September 1, 2022 for further hearing at 12.30 p.m. · Order to be digitally signed by Private Secretary on behalf of bench; parties to act on digitally signed copy
Appeal: Appeal Nos. 334, 183, 323, 324, 325, 326, 327, 337 of 2019 pending before SAT; arguments continuing on 26.08.2022, adjourned to 01.09.2022, no disposal
SAT matter SATV-866EE2E80C56E36D182744FB
Adjourned on request of learned senior counsel for respondent SEBI · List on October 17, 2022 for further hearing
Appeal: Appeal Nos. 334, 183, 323, 324, 325, 326, 327, 337 of 2019 adjourned on 28.09.2022; pending, next hearing October 17, 2022
SAT matter SATV-34B1534E06A28AC53366D131
List Miscellaneous Application No. 1071 of 2023 along with the record on 15 September 2023. · Parties to act on the digitally signed copy of the order.
Appeal: Miscellaneous Application No. 1071 of 2023 in Appeal No. 326 of 2019; listed for hearing with the record on 15 September 2023.
SAT matter SATV-8A7D83F32443A799831135A5
Adjourned on request of counsel for respondent SEBI · List on March 27, 2023
Appeal: Appeal Nos. 445, 464, 465, 466, 482, 483, 484, 531, 532, 533, 540, 541, 559, 623, 842, 843 of 2022 adjourned on 30.01.2023, next date March 27, 2023, no disposal
SAT matter SATV-9587493ADDBFEE27C7E657C6
Three weeks' time allowed to the appellants to file rejoinder · List on November 9, 2022
Appeal: Appeal Nos. 445, 464, 465, 466, 482, 483, 484, 531, 532, 533, 540, 541, 559 of 2022 pending; rejoinder stage, next date 09.11.2022
SAT matter SATV-4F2F54743FC493F2A095472A
Matters posted for arguments of respondent SEBI on 15 September 2022 · Parties directed to act on the digitally signed copy of the order
Appeal: Appeal Nos. 334, 183, 324, 325, 323, 326 and 327 of 2019 were heard; listed for respondent SEBI arguments on 15 September 2022
SAT matter SATV-9D800E65E9DC880BD11AAFFB
Adjourned on request of learned counsel for respondent SEBI · List on March 27, 2023
Appeal: Appeal No. 445 of 2022 with 15 connected appeals of 2022 pending; adjourned to 27.03.2023 with no disposal
SAT matter SATV-A46771466400936D3B7726BA
List appeals for admission and for final disposal on June 15, 2021 · Interim order, if any, extended till next date of hearing
Appeal: Appeal Nos. 334, 183, 323, 324, 325, 326, 327, 337 of 2019 dated 06.04.2021 listed for admission and final disposal on 15.06.2021; interim extended
SAT matter SATV-A8F4CDBAD3E96F78D92391DC
List all connected appeals on September 20, 2021 · Parties to take instructions from Registrar 48 hrs before fixed date on video conference vs physical hearing
Appeal: Appeal Nos. 183, 323, 324, 325, 326, 327, 334, 337 of 2019 pending before SAT; adjourned, next listed on September 20, 2021
SAT matter SATV-9E1426BEE6053ECB9243F0C1
Put up on 02 September 2022 for further hearing · Parties to act on digitally signed copy; certified copy available from Registry on payment
SAT matter SATV-AC696EEB40BBBBF7F94801E1
List these appeals on June 10, 2022
SAT matter SATV-AB0432F680C0AFC4EE7C959E
Matters adjourned on request of National Stock Exchange Limited · List on April 18, 2022
Appeal: Appeal Nos. 183, 323, 324, 325, 326, 334, 327 and 337 of 2019 pending; adjourned to 18 April 2022 vide SAT order dated 15.02.2022
SAT matter SATV-AD0B99C9338511386ED1CFBB
Misc. Application No. 777 of 2022 disposed of as matter taken up for hearing · Connect with Appeal No. 445 of 2022 and list for admission and final disposal on September 30, 2022
Appeal: Appeal No. 482 of 2022 pending before SAT; Misc. Application No. 777 of 2022 disposed of on 11.08.2022
Alleged grant/use of P2P dark-fibre connectivity from unauthorised provider Sampark for NSE colo-BSE colo giving latency advantage
AO common order dated 28 June 2022 imposed varying penalties under Section 15HA, 15HB SEBI Act and 23H SCRA; challenged in 16 SAT appeals
Appeal: 16 appeals incl. Nos. 445,464,465,466,482,483,484,531,532,533,540,541,559,623,842,843 of 2022 against AO order 28.06.2022; SAT reserved 28.08.2023, decided 14.12.2023
SAT matter SATV-B7C16363D013F60BD86F34ED
List all matters on September 20, 2021 · Parties to take instructions from Registrar 48 hrs before fixed date on video-conference vs physical hearing
Appeal: Appeal Nos. 183, 323, 324, 325, 326, 334, 327, 337 of 2019 pending before SAT; adjourned vide order dated 06.08.2021 to 20.09.2021
SAT matter SATV-C519C329B0863EA47DF22DB2
Put up matters on November 14, 2022 for continuation of arguments of Mr. Rustomjee for respondent SEBI
Appeal: Appeal Nos. 334, 183, 324, 325, 323, 326, 327, 337 of 2019 before SAT pending; order dated 10.11.2022 adjourns to 14.11.2022; no disposal
SAT matter SATV-CDE914A5D3F59155D9481532
Three weeks time allowed to appellants to file rejoinder · Matter listed on November 9, 2022
Appeal: Appeal Nos. 445, 464, 465, 466, 482, 483, 484, 531, 532, 533, 540, 541, 559 of 2022 pending; rejoinder stage, next listing 09.11.2022
SAT matter SATV-CA5493BD7215487DFFBB036B
Heard counsel for parties and reserved order in all appeals · Parties to act on digitally signed copy; certified copy available from Registry on payment
SAT matter SATV-B7AEE1729D428C089FC1FC2A
Heard appellants; put up matters on September 15, 2022 for respondent arguments · Parties to act on digitally signed copy; certified copy available from Registry
Appeal: Appeal Nos. 334, 183, 324, 325, 323, 326, 327, 337 of 2019 pending; adjourned to 15.09.2022 after hearing appellants
Preferential colo P2P dark-fibre access via unauthorised provider Sampark to brokers W2W and GKN conferring latency advantage, in violation of Section 12A and PFUTP Regs 3,4.
Appeal: Appeal Nos.445,464-466,482-484,531-533,540,541,559,623,842,843 of 2022; reserved 28.08.2023, decided 14.12.2023; disposal not in excerpt
Alleged preferential access to NSE colocation via P2P dark fibre from unauthorised provider Sampark conferring latency advantage to W2W and GKN in connivance with NSE employees.
Appeal: 16 appeals Nos. 445,464,465,466,482,483,484,531,532,533,540,541,559,623,842,843 of 2022 against AO order; reserved 28.08.2023, decided 14.12.2023; disposal outcome not in excerpt
SAT matter SATV-C6483AB98A708F533E4DD714
Hearing still continuing; matter put up tomorrow at 12:30 P.M. for further hearing · Parties to act on digitally signed copy; certified copy available from Registry on payment
Appeal: Appeal No. 334 of 2019 with 183, 323, 324, 325, 326, 327, 337 of 2019 pending; hearing continuing on 25.08.2022, next hearing next day
SAT matter SATV-C35EA0207AEE98CFEECA894D
Three weeks time allowed to the appellants to file rejoinder · List on November 9, 2022
Appeal: Appeal Nos. 445, 464, 465, 466, 482, 483, 484, 531, 532, 533, 540, 541, 559 of 2022 pending; rejoinder stage; adjourned to 09.11.2022
SAT matter SATV-D6A392BF7D2C33EE779A90A4
List appeals for admission and final disposal on June 15, 2021 · Interim order, if any, extended till next date of hearing
Appeal: Appeal Nos. 334, 183, 323, 324, 325, 326, 327, 337 of 2019 heard on 06.04.2021; listed for admission and final disposal on 15.06.2021 with interim extended
SAT matter SATV-3DF6A67124C992F6BB33193F
Matters adjourned at NSE's request. · List all matters on 18 April 2022.
Appeal: Appeal Nos. 183, 323, 324, 325, 326, 334, 327 and 337 of 2019; adjourned on 15 February 2022 and listed on 18 April 2022.
Alleged preferential access to NSE colocation via P2P dark-fibre from unauthorized provider Sampark conferring latency advantage, violating Section 12A and Regulations 3, 4 PFUTP.
AO imposed varying penalties under Sections 15HA, 15HB SEBI Act and Section 23H SCRA; 16 appeals filed for separate SAT adjudication
Appeal: 16 appeals e.g. 445,464,465,466,482,483,484,531-533,540,541,559,623,842,843 of 2022 vs AO order 28.06.2022; reserved 28.08.2023, decided 14.12.2023
SAT matter SATV-D7242E4AE60CF66227B66031
List these appeals on June 10, 2022
Appeal: Appeal Nos. 183, 323, 324, 325, 326, 327, 334 and 337 of 2019 pending; adjourned to June 10, 2022 vide order dated 18.04.2022
SAT matter SATV-E148BC8E593B9D11B80A31CB
Heard counsel for appellant in Appeal No. 183 of 2019 GKN Securities and Ors. vs SEBI · Put up on September 12, 2022 for arguments of remaining appellants
Appeal: Appeal Nos. 334, 183, 324, 325, 323, 326, 327 and 337 of 2019 pending; Appeal No. 183 of 2019 heard on 07.09.2022, remaining appeals adjourned to 12.09.2022 with no final disposal
SAT matter SATV-E53D9674515572BDBE0CEFD4
List Appeal Nos. 183, 323, 324, 325, 326, 334, 327, 337 of 2019 on August 6, 2021 · Parties to take instructions from Registrar 48 hours before fixed date on video vs physical hearing
Appeal: Appeal Nos. 183, 323, 324, 325, 326, 327, 334, 337 of 2019 with Misc. Applications 233-235 of 2019 pending before SAT; adjourned to 06.08.2021 vide order dated 15.06.2021
SAT matter SATV-EF268D8B2EBEB32A4618A742
Hearing begun; listed for further hearing on 29 July 2022 · Parties to act on digitally signed copy; certified copy available from Registry on payment of charges
Appeal: Appeal Nos. 183, 323, 324, 325, 326, 327, 334, 337 of 2019 pending before SAT; adjourned to 29 July 2022 vide order dated 18.07.2022
SAT matter SATV-E689ACB216C70DAD6C68812E
Heard appellants counsel; matters put up on September 15, 2022 for arguments of respondent SEBI · Parties to act on digitally signed copy; certified copy available from Registry on payment
SAT matter SATV-E568601D012F7FC318C1DE9F
List matters on September 20, 2021 · Parties to take instructions from Registrar 48 hrs before fixed date on video vs physical hearing
Appeal: Appeal Nos. 183, 323, 324, 325, 326, 327, 334, 337 of 2019 pending; adjourned to 20 September 2021 vide order dated 06.08.2021
SAT matter SATV-EB6D351D5F4BC70AF59A435F
Three weeks' time allowed to the appellants to file rejoinder · Matter listed on November 9, 2022
Appeal: Appeal Nos. 445, 464, 465, 466, 482, 483, 484, 531, 532, 533, 540, 541, 559 of 2022 pending; rejoinder stage; next date 09.11.2022
SAT matter SATV-E78680AFE918F414B9AC8032
Adjourned on request of counsel for respondent SEBI · List on March 27, 2023
Appeal: Appeal Nos. 445, 464, 465, 466, 482, 483, 484, 531, 532, 533, 540, 541, 559, 623, 842, 843 of 2022 adjourned on 30.01.2023; next listing March 27, 2023
SAT matter SATV-F3EF17BE1B6AC3BA6A54BFDB
List these appeals on June 10, 2022
Appeal: Appeal Nos. 183, 323, 324, 325, 326, 327, 334, 337 of 2019 heard on 18.04.2022, adjourned to 10.06.2022, not disposed
SAT matter SATV-FE1EDEA6A147825669E563BB
Adjourned on request of counsel for respondent SEBI · List all connected appeals on March 27, 2023
Appeal: Appeal Nos. 445, 464, 465, 466, 482, 483, 484, 531, 532, 533, 540, 541, 559, 623, 842, 843 of 2022 pending; adjourned to March 27, 2023 vide order dated 30.01.2023, no disposal
SAT matter SATV-F7DBC86F3DCB616DB9F90E79
Adjourned on request of appellants in Appeal Nos. 842 and 843 of 2022 to enable filing rejoinder · List all connected matters on June 26, 2023
Appeal: 16 connected Appeals 445/2022 to 843/2022 adjourned vide order dated 27.04.2023; next listing 26.06.2023
SAT matter SATV-FDA2F9CCC35082EA1A99E496
Matter put up on 02 September 2022 for further hearing after part arguments · Parties to act on digitally signed copy; certified copy available from Registry on payment
Appeal: Appeal Nos. 334, 183, 324, 325, 323, 326, 327, 337 of 2019 pending before SAT; adjourned to 02.09.2022
Preferential access to NSE colocation via P2P dark fibre from unauthorized TSP Sampark conferring latency advantage to brokers W2W and GKN in collusion with NSE employees.
Appeal: 16 appeals Nos. 445, 464-466, 482-484, 531-533, 540-541, 559, 623, 842-843 of 2022 against AO order dated 28.06.2022; reserved on 28.08.2023, decided on 14.12.2023
SAT matter SATV-FEB42038A2CC6E61106C7370
Arguments heard in part; matter put up on September 02, 2022 for further hearing · Parties to act on digitally signed copy; certified copy available from Registry on payment
Appeal: Appeal Nos. 334, 183, 324, 325, 323, 326, 327 and 337 of 2019 pending before SAT; adjourned to 02.09.2022
SAT matter SATV-5DF9DCA5A1CA580F53BAD26F
Appellants granted three weeks to file rejoinder · Matters listed for 9 November 2022
Appeal: Appeals Nos. 445, 464, 465, 466, 482, 483, 484, 531, 532, 533, 540, 541 and 559 of 2022 were pending; rejoinders permitted and matters listed on 9 November 2022.
SAT matter SATV-7A17E012BA97E459B991C5C1
Arguments of SEBI's senior counsel concluded. · Matters listed on 15 November 2022 for appellants' rejoinder arguments.
Appeal: Appeal Nos. 334, 183, 323, 324, 325, 326, 327 and 337 of 2019 were pending; order dated 14 November 2022 adjourned them for rejoinder arguments on 15 November 2022.
SAT matter SATV-6D1FC58A2CE2EFE64697003E
Arguments of the appellant's senior counsel continued · Matters listed for further hearing on 1 September 2022 at 12:30 p.m.
Appeal: Appeal Nos. 334, 183, 323, 324, 325, 326, 327 and 337 of 2019 were pending; order dated 26 August 2022 adjourned hearing to 1 September 2022
SAT matter SATV-4ED1D8B3B8CBF459433587C2
Matter adjourned as arguments continuing; put up for further hearing on September 1, 2022 at 12:30 p.m.
Appeal: Appeal Nos. 334, 183, 323, 324, 325, 326, 327, 337 of 2019 pending before SAT; part-heard, adjourned to 01.09.2022
SAT matter SATV-53A72CEFA7216713648EA874
Adjourned and listed for hearing on August 21, 2023 · Matters will not be adjourned on next date
Appeal: Appeal Nos. 445, 464, 465, 466, 482, 483, 484, 531, 532, 533, 540, 541, 559, 623, 842, 843 of 2022 pending; adjourned to 21.08.2023
SAT matter SATV-5CC7B48F9C29F4AF70413AF3
List all appeals for admission and for final disposal on June 15, 2021 · Interim order, if any, extended till next date of hearing
Appeal: Appeal Nos. 334, 183, 323, 324, 325, 326, 327, 337 of 2019 pending; listed for admission and final disposal on 15.06.2021; interim extended
SAT matter SATV-6024BE7AA401696998E0FA55
Heard counsel for GKN Securities and Ors. in Appeal No. 183 of 2019; adjourned for remaining appellants arguments · Parties to act on digitally signed copy; certified copy available from Registry on payment
Appeal: Appeal Nos. 334, 183, 324, 325, 323, 326, 327, 337 of 2019 pending; heard in part on 07.09.2022, adjourned to 12.09.2022
SAT matter SATV-5F1BA955A2837E7B459D9CE4
Matters adjourned on request for adjournment made on behalf of NSE · List on April 18, 2022
Appeal: Appeal Nos. 183, 323, 324, 325, 326, 334, 327, 337 of 2019 heard on 15.02.2022 and adjourned to 18.04.2022, no disposal
SAT matter SATV-61EEE3DF5228A47159E9D89B
Adjourned on request of learned counsel for respondent · List on March 27, 2023
Appeal: Appeal Nos. 445, 464, 465, 466, 482, 483, 484, 531, 532, 533, 540, 541, 559, 623, 842, 843 of 2022 adjourned to 27 March 2023, no disposal
SAT matter SATV-722DE928934376FFF95FCDD2
Hearing still continuing; put up tomorrow at 12:30 P.M. for further hearing · Parties to act on digitally signed copy; certified copy available from Registry on payment of usual charges
SAT matter SATV-78FE0269DE0E869DC52A23CE
List these appeals on June 10, 2022 · Parties to act on digitally signed copy; certified copy available from Registry on payment
Appeal: Appeal Nos. 183, 323, 324, 325, 326, 327, 334 and 337 of 2019 pending before SAT; adjourned vide order dated 18.04.2022
SAT matter SATV-7391772A6A060B7F4E71778E
Heard counsel for appellants in Appeal No. 183 of 2019 GKN Securities and Ors. vs SEBI · Posted batch for arguments of remaining appellants on September 12, 2022
SAT matter SATV-70C3D6B18483BE67702ADB10
Heard arguments of three appellants; matter put up on September 6, 2022 for arguments of other appellants · Parties to act on digitally signed copy; certified copy available from Registry on payment
Appeal: Appeal Nos. 334, 183, 323, 324, 325, 326, 327, 337 of 2019 pending before SAT; heard on 05.09.2022 and adjourned to 06.09.2022
SAT matter SATV-8164E89666CD87B092712CC0
Put up matters on November 14, 2022 for continuation of arguments of Mr. Rustomjee for respondent SEBI
Appeal: Appeal Nos. 334, 183, 324, 325, 323, 326, 327, 337 of 2019 with Misc. Applications 233, 234, 235 of 2019 heard on 10.11.2022; adjourned to 14.11.2022; no disposal
SAT matter SATV-8388D7A87BA1298862A07698
Put up tomorrow i.e. on September 02, 2022 for further hearing · All concerned parties directed to act on digitally signed copy; certified copy available from Registry on payment of usual charges
SAT matter SATV-899F6326D58813208D3A981A
Arguments to continue on September 07, 2022 · Parties to act on digitally signed copy signed by Private Secretary on behalf of bench
Appeal: Appeal Nos. 334, 183, 324, 325, 323, 326, 327, 337 of 2019 pending; arguments continuing as on 06.09.2022, next date 07.09.2022
SAT matter SATV-8BBE3E14311E161BA5FD0558
List appeals for admission and final disposal on June 15, 2021 · Interim order, if any, extended till next date of hearing
SAT matter SATV-911921225A0317CB731CCAE9
Three weeks time allowed to appellants to file rejoinder · List matters on November 9, 2022
Appeal: Appeal Nos. 445, 464, 465, 466, 482, 483, 484, 531, 532, 533, 540, 541, 559 of 2022 pending at rejoinder stage; next date 09.11.2022
SAT matter SATV-938615DABAD37C33DC6F6FDE
Arguments of appellants continuing; matter put up on September 07, 2022 for continuation · Parties to act on digitally signed copy; certified copy available from Registry on payment
SAT matter SATV-9382E6ACE55FBDB4B7F8A6CD
Heard counsel for appellants in Appeal No. 183 of 2019 GKN Securities and Ors. vs SEBI · Put up on September 12, 2022 for arguments of remaining appellants; parties to act on digitally signed copy
Appeal: Appeal Nos. 334, 183, 324, 325, 323, 326, 327, 337 of 2019 pending before SAT; order dated 07.09.2022 adjourning to 12.09.2022 after part hearing
SAT matter SATV-9BCE60A39FF78FC5D4B35493
Arguments continuing; matter put up on September 1, 2022 at 12.30 p.m. for further hearing · Parties to act on digitally signed copy; certified copy available from Registry on payment
Appeal: Appeal Nos. 334, 183, 323, 324, 325, 326, 327, 337 of 2019 pending before SAT; arguments continuing, adjourned to 01.09.2022
SAT matter SATV-976E0E74DAF4BC6D19B8D452
Adjourned on request of learned counsel for respondent SEBI · List on March 27, 2023
Appeal: Appeal Nos. 445, 464, 465, 466, 482, 483, 484, 531, 532, 533, 540, 541, 559, 623, 842, 843 of 2022 pending before SAT; adjourned to 27.03.2023 for further hearing
SAT matter SATV-9EB2223D8089C3C8CD71C6A3
Adjourned on request of counsel for SEBI (respondent) · Matter listed on March 27, 2023
Appeal: Appeal Nos. 445, 464, 465, 466, 482, 483, 484, 531, 532, 533, 540, 541, 559, 623, 842 and 843 of 2022 pending before SAT; adjourned to 27.03.2023 for filing rejoinder
SAT matter SATV-A536A87FAE4AE148B97EDE6C
Three weeks' time allowed to appellants to file rejoinder · Matter listed on November 9, 2022
SAT matter SATV-B0761D75D390B193B4C0A17C
List these appeals on November 10, 2022 · Parties to act on digitally signed copy of order by Private Secretary on behalf of bench
Appeal: Appeal Nos. 334, 183, 323, 324, 325, 326, 327, 337 of 2019 pending before SAT; adjourned vide order dated 19.10.2022 to 10.11.2022, not disposed
SAT matter SATV-AF851E4AFDBDF4085B0F4EC4
Heard appellants counsel in part; matters put up on September 15, 2022 for respondent SEBI arguments · Parties to act on digitally signed copy; certified copy available from Registry on payment
Appeal: Appeal Nos. 334, 183, 324, 325, 323, 326, 327, 337 of 2019 with Misc Apps 233-235 of 2019 heard in part on 12.09.2022; adjourned to 15.09.2022
SAT matter SATV-B233EE07BEB1CF4CC0CDFDD4
Hearing continuing; matter put up tomorrow at 12:30 PM for further hearing
Appeal: Appeal Nos. 334, 183, 324, 325, 323, 326, 327, 337 of 2019 with Misc. Applications 233-235 of 2019 pending; hearing continuing on 25.08.2022, not disposed
SAT matter SATV-B11210B3C0E3BAC2D110617B
List matters on September 20, 2021 · Parties to take instructions from Registrar 48 hrs before fixed date on video vs physical hearing
Appeal: Appeal Nos. 183, 323, 324, 325, 326, 327, 334, 337 of 2019 heard on 06.08.2021; not disposed, adjourned to 20.09.2021
Irregularities in NSE colocation facility - allowing W2W and GKN P2P dark-fibre connectivity via unauthorized provider Sampark conferring latency advantage in collusion with NSE employees.
Appeal: 16 appeals (Nos. 445, 464, 465, 466, 482, 483, 484, 531, 532, 533, 540, 541, 559, 623, 842, 843 of 2022) against AO common order dated 28 June 2022; reserved 28.08.2023, decided 14.12.2023
SAT matter SATV-B4CAFC53879EE21010428B52
Heard counsel in Appeal No. 183 of 2019 (GKN Securities); adjourned for arguments of remaining appellants · Parties to act on digitally signed copy; certified copy available from Registry on payment
Appeal: Appeal Nos. 334, 183, 324, 325, 323, 326, 327, 337 of 2019 with Misc. Appln. 233-235 of 2019 heard in part on 07.09.2022; adjourned to 12.09.2022, no disposal yet
SAT matter SATV-C71B734159D14E834591F958
SEBI senior counsel commenced arguments; matter put up on 16 September 2022 for further hearing · Parties to act on digitally signed copy; certified copy available from Registry on payment
Appeal: Appeal Nos. 334, 183, 323, 324, 325, 326, 327, 337 of 2019 pending before SAT Mumbai; part-heard on 15.09.2022, SEBI arguments started, adjourned to 16.09.2022
SAT matter SATV-CB8A8E3D61FFA63D6191854B
Arguments of appellants still continuing; matter put up for continuation · Parties to act on digitally signed copy; certified copy available from Registry on payment
Appeal: Appeal Nos. 334, 183, 324, 325, 323, 326, 327, 337 of 2019 pending before SAT; arguments continuing as on 06.09.2022
SAT matter SATV-D1DD2F0E0DF376AD1898D52D
Matter adjourned to September 07, 2022 for continuation of appellants arguments
Appeal: Appeal Nos. 334, 183, 324, 325, 323, 326, 327, 337 of 2019 pending; arguments still continuing as on 06.09.2022
SAT matter SATV-DA09218111D45F66084803BB
List on September 20, 2021 · Parties to take instructions from Registrar 48 hrs before fixed date on video vs physical hearing
Appeal: Appeal Nos. 183, 323, 324, 325, 326, 334, 327 and 337 of 2019 pending; listed on September 20, 2021 per order dated 06.08.2021
SAT matter SATV-ECF3EB91C69456D243CC1906
Put up matters on November 14, 2022 for continuation of arguments of respondent counsel
Appeal: Appeal Nos. 334, 183, 324, 325, 323, 326, 327, 337 of 2019 pending before SAT; adjourned to 14.11.2022 for continuation of arguments
SAT matter SATV-E60098CD1C09ADC87191FEC8
Heard counsel for appellants in Appeal No. 183 of 2019 GKN Securities and Ors. vs SEBI · Put up on September 12, 2022 for arguments of remaining appellants
Irregularities in NSE colocation facility - unauthorized P2P dark fibre by Sampark without DoT licence giving latency advantage to W2W and GKN, in collusion with NSE employees.
Appeal: 16 appeals including Nos. 445, 464, 465, 466, 482, 483 of 2022 against AO order; Order Reserved 28.08.2023, Date of Decision 14.12.2023
SAT matter SATV-F2EF91D019F560D92B0DEF20
Bench not available; list/adjourned to December 15, 2022
SAT matter SATV-E43F9DDC7506DC4E0DA90FD9
Matters adjourned at request of National Stock Exchange Limited and listed on April 18, 2022 · Parties to take instructions from Registrar 48 hrs before fixed date on video vs physical hearing
Appeal: Appeal Nos. 183, 323, 324, 325, 326, 327, 334, 337 of 2019 with Misc Apps 233-235 of 2019 adjourned to 18 April 2022; not disposed on 15 Feb 2022

Other

SAT matter SATV-38CB52CBE19216935A5BFC9E
Hearing still continuing; matter put up tomorrow at 12:30 P.M. for further hearing · Parties to act on digitally signed copy; certified copy available from Registry on payment
Appeal: Appeal Nos. 334, 183, 324, 325, 323, 326, 327, 337 of 2019 pending before SAT; hearing continuing as on 25.08.2022, not disposed
SAT matter SATV-6208EF1B8B49297EB29CDDD8
Arguments of respondents continuing; matter put up on October 19, 2022 · Parties to act on digitally signed copy; certified copy available from Registry on payment
Appeal: Appeal Nos. 334, 183, 324, 325, 323, 326, 327, 337 of 2019 with Misc. Apps 233, 234, 235 of 2019 pending before SAT; arguments continuing on 17.10.2022, adjourned to 19.10.2022; no disposal
SAT matter SATV-8024A6A2FA629445485A9FD9
Put up these matters on November 14, 2022 for continuation of arguments of Mr. Rustomjee for respondent SEBI
Appeal: Appeal Nos. 334, 183, 324, 325, 323, 326, 327, 337 of 2019 with Misc. Applications 234, 235, 233 of 2019 pending before SAT; adjourned on 10.11.2022 to 14.11.2022; no disposal
SAT matter SATV-DAC589186C36FD16B04EC5C3
Order reserved after hearing counsel at length · Written submissions, if any, may be filed within 10 days
Appeal: Appeal Nos. 445, 464, 465, 466, 482, 483, 484, 531, 532, 533, 540, 541, 559, 623, 842, 843 of 2022 heard at length on 28.08.2023; order reserved; all miscellaneous applications disposed of

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Source: SecMarx — Way2Wealth Brokers Private Limited. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (charges, outcomes, appeal chain) is cited to us.