Mr. Umesh Patel

141 matters before the Securities Appellate Tribunal

Penalties and directions recorded

Parties directed to contact the Registrar 48 hours before the listed date regarding video or physical hearing
Parties to obtain instructions from the Registrar 48 hours before the next date regarding video conference or physical hearing.
List all matters on 21 February 2022.
Parties to contact the Registrar 48 hours before the listed date regarding video or physical hearing.
Parties were directed to take instructions from the Registrar 48 hours before the hearing regarding video conference or physical hearing.

SAT-appeal

SAT matter SATV-00BB1266FCEEF9EA9C7B4182
Appeal Nos. 542–550 of 2020 were listed for further hearing on 22 February 2022 · Parties directed to contact the Registrar 48 hours before the listed date regarding video or physical hearing
Appeal: Appeal Nos. 542, 543, 544, 545, 546, 547, 548, 549 and 550 of 2020 were heard and adjourned for further hearing on 22 February 2022
SAT matter SATV-04228DAD300B162A245AB6D6
Matter adjourned at the respondent's request. · Appeals listed for 27 January 2022.
Appeal: Appeal Nos. 542 to 550 of 2020; order dated 24 December 2021 adjourned the matters to 27 January 2022. No disposal on merits.
SAT matter SATV-05129BB20B69C87E2BCDC775
Adjourned on the appellants' request. · List all matters on 21 February 2022.
Appeal: Appeal Nos. 542 to 550 of 2020 were adjourned on 27 January 2022 and listed for 21 February 2022; no disposal on merits stated.
SAT matter SATV-055F13722EAF0AD3BA8E2047
All connected appeals were listed for 30 November 2021. · Parties were directed to take instructions from the Registrar 48 hours before the hearing regarding video conference or physical hearing.
Appeal: Appeal Nos. 542 to 550 of 2020 were listed before SAT on 22 October 2021 and adjourned to 30 November 2021; no disposal on merits is recorded.
SAT matter SATV-059C9D6450C248D18F360F38
Matters listed for 14 June 2021 · Parties directed to take instructions from the Registrar 48 hours before the listed date regarding video conference or physical hearing
Appeal: Appeal Nos. 542 to 550 of 2020 were listed for further hearing on 14 June 2021; no disposal on merits recorded.
SAT matter SATV-05E5A6A73866C4E7E0289399
Matters stood over to 24 December 2021 due to non-availability of the bench · Parties directed to obtain instructions from the Registrar 48 hours before the listed date regarding video-conference or physical hearing
Appeal: Appeal Nos. 542 to 550 of 2020 and Miscellaneous Application No. 1327 of 2021 were listed; matters stood over to 24 December 2021 without merits disposal.
SAT matter SATV-0675200CDCD4C9F90FE7B2AE
List Miscellaneous Application No. 1781 of 2022 and Appeals Nos. 796, 797, 798, 799, 800 and 801 of 2022 on 4 December 2023 · List Miscellaneous Application No. 1768 of 2022 and Appeal No. 199 of 2023 on 4 December 2023
Appeal: Appeals Nos. 796, 797, 798, 799, 800 and 801 of 2022 and Appeal No. 199 of 2023 were pending and listed for 4 December 2023; no disposal on merits stated.
Alleged violations of the PFUTP Regulations, 2003; specific conduct is not detailed in this SAT order.
Common AO order imposing penalties quashed for violation of natural justice. · Matters remitted to the AO for fresh decision on merits after hearing the appellants.
Appeal: Appeal Nos. 542 to 550 of 2020 allowed on 2 March 2022; impugned AO order quashed and matters remitted.
SAT matter SATV-08A604C430122D382398B155
Appeals allowed in part. · Penalty reduced to Rs. 5 lakhs for each appellant.
Appeal: Appeal Nos. 796 to 801 of 2022 and Appeal No. 199 of 2023 allowed in part on 11 August 2025; impugned penalty order modified.
SAT matter SATV-0A82E1906EFE14B90102F949
Matters stood over to 24 December 2021 · Parties directed to obtain instructions from the Registrar 48 hours before the next date regarding video conference or physical hearing
Appeal: Appeal Nos. 542 to 550 of 2020 were listed; matters stood over to 24 December 2021. Miscellaneous Application No. 1327 of 2021 was also listed.
SAT matter SATV-0BC1DEBF7BB39168578A1F82
Matters stood over to 24 December 2021 · Parties directed to obtain instructions from the Registrar 48 hours before the next date regarding video conference or physical hearing
Appeal: Appeal Nos. 542 to 550 of 2020 were listed before SAT on 30 November 2021 and stood over to 24 December 2021; no disposal on merits stated.
SAT matter SATV-0BFF804564A029F685EDF271
Order reserved
Appeal: Appeals Nos. 542 of 2020, 543 of 2020, 544 of 2020, 545 of 2020, 546 of 2020, 547 of 2020, 548 of 2019, 549 of 2020 and 550 of 2020 were heard; order reserved on 23 February 2022.
SAT matter SATV-11926C019C5CEA5F9E8F265F
Matter adjourned at the respondent's request. · Appeals listed for 27 January 2022.
Appeal: Appeal Nos. 542 to 550 of 2020 were adjourned on 24 December 2021 and listed for 27 January 2022; no disposal on merits.
SAT matter SATV-113A54845C83EC8F2AD88F05
List the appeals on 18 January 2024 · Condone delay in filing the respondent's reply in one appeal
Appeal: Appeal Nos. 796, 797, 798, 799, 800 of 2022 and 199 of 2023 were pending; order dated 4 December 2023 directed listing on 18 January 2024.
SAT matter SATV-10EA2583F2A3202895FBA2D9
Matters adjourned on the respondent's request · Listed for further hearing on 23 February 2022
Appeal: Appeals Nos. 542 of 2020, 543 of 2020, 544 of 2020, 545 of 2020, 546 of 2020, 547 of 2020, 548 of 2019, 549 of 2020 and 550 of 2020 were adjourned on 22 February 2022 for further hearing on 23 February 2022.
SAT matter SATV-16A11AAC343B8A47B70BC954
Matter was directed to be listed on 11 August 2025 at the respondent's request.
Appeal: Appeals Nos. 796 to 801 of 2022 and Appeal No. 199 of 2023 were listed; the matter was adjourned to 11 August 2025 at SEBI's request.
SAT matter SATV-17C81D4018DDC99CECC28E98
Order reserved; no merits decision or operative directions recorded in the supplied text.
Appeal: Appeal Nos. 542 to 550 of 2020, including Appeal No. 548 of 2019, heard together; order reserved on 23 February 2022.
SAT matter SATV-19F5C50CF1A3D2052334BA2C
Matters listed for hearing on 14 June 2021 · Parties directed to take instructions from the Registrar 48 hours before the listed date regarding video conference or physical hearing
Appeal: Appeal Nos. 542 to 550 of 2020 were pending and listed for hearing on 14 June 2021; no disposal on merits stated.
SAT matter SATV-19FF5C63879893DE2E013530
Adjournment granted by consent · Appeals listed for 14 August 2024
Appeal: Appeal Nos. 796-801 of 2022 and Appeal No. 199 of 2023 were adjourned by consent; to be called on 14 August 2024. Misc. Application No. 1768 of 2022 also listed.
SAT matter SATV-1B73C2092BD539702D6B82CC
Appeals allowed in part. · Penalty reduced to Rs. 5 lakhs qua each appellant.
Appeal: Appeal Nos. 796-801 of 2022 and Appeal No. 199 of 2023 disposed of on 11 August 2025; appeals allowed in part.
SAT matter SATV-1C7E865415390F8E48E7C1C4
Connected appeals to be heard together · Matter listed on 08 August 2025
Appeal: Appeal Nos. 796 to 801 of 2022 and Appeal No. 199 of 2023; on 20 June 2025, connected appeals were directed to be heard together and listed for 08 August 2025.
SAT matter SATV-1F4E68836D0AB0ADCA613878
List the matters on 30 November 2021 · Parties to obtain instructions from the Registrar 48 hours before the listed date regarding video conference or physical hearing
Appeal: Appeal Nos. 542 to 550 of 2020 were listed; the order dated 22 October 2021 adjourned the matters to 30 November 2021.
SAT matter SATV-27691D710B00921887671458
Adjourned the matters on the respondent's request. · Listed the appeals on 27 January 2022.
Appeal: Appeal Nos. 542 to 550 of 2020 were pending and adjourned on 24 December 2021; next listed on 27 January 2022.
SAT matter SATV-26F12AC4096382942E61CFAE
Matters listed on 14 June 2021 · Parties directed to take instructions from the Registrar 48 hours before the hearing regarding video conference or physical hearing
Appeal: Appeal Nos. 542 to 550 of 2020 were listed for further hearing on 14 June 2021; no disposal on merits stated.
SAT matter SATV-29292FA322D40D58435C500B
All matters listed for hearing on 14 June 2021 · Parties directed to obtain instructions from the Registrar 48 hours before the listed date regarding video conference or physical hearing
Appeal: Appeal Nos. 542 to 550 of 2020 were pending and listed for hearing on 14 June 2021
SAT matter SATV-29DBAF4A2EED81280393149B
Matters adjourned at the respondent's request · Listed for further hearing on 23 February 2022
Appeal: Appeal Nos. 542 of 2020, 543 of 2020, 544 of 2020, 545 of 2020, 546 of 2020, 547 of 2020, 548 of 2019, 549 of 2020 and 550 of 2020 were adjourned on 22 February 2022; not disposed.
SAT matter SATV-2A7A7C6897CE126A9F258756
Appeals adjourned on the appellants' request. · Matters listed for 21 February 2022.
Appeal: Appeal Nos. 542 to 550 of 2020 were adjourned on 27 January 2022 and listed for 21 February 2022; no disposal on merits stated.
SAT matter SATV-2ABD1D17EA1E4839B621CC25
Appeals adjourned on the request of the appellants · List the matters on 15 February 2023
Appeal: Appeal Nos. 796 to 801 of 2022 were adjourned on 17 January 2023 and listed for 15 February 2023; no final disposal stated.
SAT matter SATV-2E7F518E3C7E41EB4A5F3D72
Respondent's request for adjournment allowed by consent · Matters adjourned and listed on 15 January 2025
Appeal: Appeal Nos. 796-801 of 2022 and Appeal No. 199 of 2023 were pending; adjourned on 22 November 2024 to 15 January 2025
SAT matter SATV-34129FF6447009316CE3889E
Matter adjourned on the respondent's request. · Appeals listed for 27 January 2022.
Appeal: Appeal Nos. 542 to 550 of 2020 were adjourned on 24 December 2021 and listed for 27 January 2022; no disposal on merits stated.
SAT matter SATV-1B66AD9DC6DF24D6601F4960
Adjourned by consent and listed for hearing on August 14, 2024
Appeal: Appeal Nos. 796, 797, 798, 799, 800, 801 of 2022, Misc. Application No. 1768 of 2022 and Appeal No. 199 of 2023 adjourned to August 14, 2024
SAT matter SATV-23FE640B6B7B823DB7BA3333
Matter listed on August 27, 2021 · Parties to take instructions from Registrar 48 hours before fixed date on video vs physical hearing
Appeal: Appeal Nos. 542-547, 549-550 of 2020 and 548 of 2019 pending; adjourned to 27 August 2021 vide order dated 08.07.2021, not disposed
SAT matter SATV-25A53430E2263ADD5CEBDF69
List on August 27, 2021 · Parties to take instructions from Registrar 48 hours before fixed date on video vs physical hearing
Appeal: Appeal Nos. 542-547, 549-550 of 2020 and 548 of 2019 pending; adjourned to 27 August 2021, not disposed
SAT matter SATV-24D43E7E96117B3D65B38AC3
Appeals allowed in part · Penalty reduced to Rs 5 Lakhs for each appellant
Appeal: Appeal Nos 796-801 of 2022 and 199 of 2023 allowed in part on 11.08.2025; penalty reduced
SAT matter SATV-28318D0500B6D82F4C98E27C
List matters on June 14, 2021 · Parties to take instructions from Registrar 48 hours before fixed date on video vs physical hearing
Appeal: Appeal Nos. 542 to 550 of 2020 pending before SAT; adjourned on 23.04.2021 and listed on June 14, 2021, not disposed
SAT matter SATV-2BC7722975C8CE8F312B84EF
Appeals to be heard together and listed on August 08, 2025
Appeal: Appeal Nos. 796, 797, 798, 799, 800, 801 of 2022 and Appeal No. 199 of 2023 with Misc. Applications No. 279 of 2025 and 1768 of 2022 pending before SAT; adjourned to 08.08.2025 vide order dated 20.06.2025
SAT matter SATV-2BB964103FB36485449D93B2
Set aside two ex parte adjudication orders both dated 5 June 2013 by consent · Restore all matters to file of Adjudicating Officer for fresh order on merits per law
Appeal: Appeal Nos. 161, 162, 163, 164, 165, 166, 167 and 168 of 2013 disposed of on 18.12.2013 by consent with no costs
SAT matter SATV-32CB6A3EDE2578E30676A4D1
Adjourned on request of the appellant · List on 21 February 2022
Appeal: Appeal Nos. 542, 543, 544, 545, 546, 547, 548, 549 and 550 of 2020 adjourned on 27.1.2022; next listing 21.2.2022
SAT matter SATV-374E883CD4D8C129E1533F0E
Adjourned by consent to August 14, 2024 on appellants' praecipe
Appeal: Appeal Nos. 796, 797, 798, 799, 800, 801 of 2022 and Appeal No. 199 of 2023 with Misc. Application No. 1768 of 2022 adjourned to August 14, 2024
SAT matter SATV-3BC4653E3CEFC3170C0D669E
List Appeals Nos. 542-550 of 2020 on 30 November 2021 · Parties to obtain instructions from the Registrar 48 hours before the listed date regarding video conference or physical hearing
Appeal: Appeals Nos. 542 to 550 of 2020 were pending and listed for 30 November 2021; no disposal on merits stated
SAT matter SATV-4A6AA017CEAA4B18E28C4EC7
List Appeal Nos. 542-547 of 2020, 548 of 2019, 549-550 of 2020 on August 27, 2021 · Parties to take instructions from Registrar 48 hours before fixed date on video conference vs physical hearing
Appeal: Appeal Nos. 542-547 of 2020, 548 of 2019, 549-550 of 2020 heard on 08.07.2021; adjourned to 27.08.2021; pending, not disposed
SAT matter SATV-505BE1F182641E15F6351B97
Adjourned on request of the appellant, list on 21 February 2022 · Parties to contact Registrar 48 hours before fixed date to ascertain video conferencing or physical hearing
Appeal: Appeal Nos.542,543,544,545,546,547,548,549,550 of 2020 adjourned on 27.1.2022 on appellant request, next listed 21 February 2022, no disposal on merits
SAT matter SATV-47935BD0A6E55A7B442DE7E9
Heard. Order reserved. · Parties to act on digitally signed copy sent by fax and/or email
Appeal: Appeal Nos. 542, 543, 544, 545, 546, 547, 549, 550 of 2020 and 548 of 2019 heard on 23.02.2022; order reserved
SAT matter SATV-4196388DF292B77AA29EA7A2
Adjourned on request of respondent counsel, list on January 27, 2022 · Appellants directed to file physical copies of paper book failing which appeals would be dismissed
Appeal: Appeal Nos. 542, 543, 544, 545, 546, 547, 548, 549 and 550 of 2020 pending, adjourned to January 27, 2022; not disposed
SAT matter SATV-468A9E4841B1828F40AB1592
List all matters on August 27, 2021 · Parties to take instructions from Registrar 48 hours before fixed date on video vs physical hearing
Appeal: Appeal Nos. 542-547 of 2020, 549-550 of 2020 and 548 of 2019 pending before SAT; adjourned to August 27, 2021 by order dated 08.07.2021
SAT matter SATV-4558DBE9F09D70DE3E2D04C7
Heard, order reserved
Appeal: Appeal Nos. 542-547, 549-550 of 2020 and 548 of 2019 heard on 23.02.2022; order reserved, not disposed
SAT matter SATV-4799AC705761B285AC0B7419
Hearing begun; matters put up for further hearing on 22 February 2022 · Parties to contact Registrar 48 hours before fixed date to confirm video conferencing or physical hearing
Appeal: Appeal Nos. 542 to 550 of 2020 pending before SAT; hearing begun on 21.02.2022, posted to 22.02.2022, not disposed
SAT matter SATV-48D1846A00589DAD34000E64
Three weeks time given to file rejoinder · List appeals on March 31, 2023
Appeal: Appeal Nos. 796, 797, 798, 799, 800, 801 of 2022 with Misc. Application No. 1781 of 2022 pending; listed on March 31, 2023
SAT matter SATV-5B0ACAD92C2AE254EF877C68
Adjourned on request of the appellant · List on 21 February 2022
Appeal: Appeal Nos.542 to 550 of 2020 adjourned on 27.1.2022, listed on 21 February 2022; pending, not disposed
SAT matter SATV-5B7E8B005D95FDAA875BFA00
Adjourned at appellants' request; matter to be called on November 22, 2024
Appeal: Appeal Nos. 796, 797, 798, 799, 800, 801 of 2022 and Appeal No. 199 of 2023 pending; adjourned to 22.11.2024
SAT matter SATV-5E5EC1870CD7356702A76FB4
List Appeals on October 22, 2021 · Parties to take instructions from Registrar 48 hrs before fixed date on video-conference vs physical hearing
Appeal: Appeal Nos. 542 to 550 of 2020 pending before SAT; adjourned on 27.08.2021 to 22.10.2021, no disposal
SAT matter SATV-5C349C281535A2BAAA97C952
Appeals allowed in part · Penalty reduced to Rs 5 lakhs qua each appellant
Appeal: Appeal Nos. 796-801 of 2022 and 199 of 2023 allowed in part on 11 August 2025
SAT matter SATV-7099AC2B895E2814FDE35C23
Adjourned on request of appellants' counsel · List on February 15, 2023
Appeal: Misc. Application No. 1781 of 2022 and Appeal Nos. 796, 797, 798, 799, 800, 801 of 2022 pending; adjourned to February 15, 2023
SAT matter SATV-75C47A81A37E3452A7113F6E
Adjourned on request of learned counsel for the appellants · List on February 15, 2023
Appeal: Appeal Nos. 796, 797, 798, 799, 800, 801 of 2022 with Misc. Application No. 1781 of 2022 pending; adjourned to February 15, 2023
Alleged violation of PFUTP Regulations, 2003 leading to AO monetary penalties (specific conduct not detailed in SAT order)
Impugned AO penalty order quashed for violation of principles of natural justice · All appeals allowed with costs; matters remitted to AO for fresh decision on merits after hearing
Appeal: Appeal Nos. 542 to 550 of 2020 allowed on 02.03.2022; impugned AO order quashed and remanded
SAT matter SATV-7BAA40741704835E22748237
List on August 27, 2021 · Parties to take instructions from Registrar 48 hours before fixed date on video conference or physical hearing
Appeal: Appeal Nos. 542-547 of 2020, 548 of 2019, 549-550 of 2020 pending; next listing on August 27, 2021
SAT matter SATV-78D52AEB64C6684236017778
Listed for hearing on November 30, 2021 · Parties to take instructions from Registrar 48 hrs before fixed date on video conference vs physical hearing
Appeal: Appeal Nos. 542 to 550 of 2020 pending before SAT; adjourned to November 30, 2021 vide order dated 22.10.2021
Alleged violation of SEBI PFUTP Regulations, 2003 leading to adjudication penalties; specific manipulative trades not detailed in SAT order.
Impugned AO order quashed for violation of natural justice · All Appeals 542-550 of 2020 allowed with costs
Appeal: Appeal Nos. 542, 543, 544, 545, 546, 547, 548, 549 and 550 of 2020 allowed by SAT decision dated 02.03.2022 (reserved 23.02.2022); impugned AO order quashed and remanded
SAT matter SATV-8709197858025F9919273B95
Adjourned on request of learned counsel for respondent SEBI · Put up these matters on February 23, 2022 for further hearing
SAT matter SATV-872C9D034BB9226C0E6BACF0
Adjourned on request of respondent and listed on January 27, 2022 · Appellants directed to file physical copies of paper book failing which appeals would be dismissed
Appeal: Appeal Nos. 542 to 550 of 2020 pending before SAT; adjourned vide order dated 24.12.2021 to January 27, 2022
SAT matter SATV-8E0934ED21BDDD1BC64AF283
Matters adjourned due to non-availability of bench · List on May 06, 2024
Appeal: Appeal Nos. 796-801 of 2022 with Misc. Application No. 1768 of 2022 and Appeal No. 199 of 2023 adjourned, next listing May 06, 2024 - pending
SAT matter SATV-89BFC3B6050019F13A6AE30C
Connected appeals to be heard together; Call on August 08, 2025
Appeal: Appeal Nos. 796-801 of 2022 and 199 of 2023 pending before SAT; adjourned to 08.08.2025, not disposed
SAT matter SATV-42BB359C5C6B86BDDCD33033
Hearing adjourned; matters listed on 17 October 2024
Appeal: Appeal Nos. 796-801 of 2022 and Appeal No. 199 of 2023 were pending; hearing adjourned on 14 August 2024 to 17 October 2024. Misc. Application No. 1768 of 2022 also listed.
SAT matter SATV-8958648ADDC907B8B5DB803D
Matter adjourned by consent and listed for hearing on August 14, 2024
Appeal: Appeal Nos. 796-801 of 2022 with Misc. Application No. 1768 of 2022 and Appeal No. 199 of 2023 pending; adjourned to 14.08.2024, not disposed
SAT matter SATV-91D37B71ABC28797C8B6011B
Adjourned on request of the appellant · List on 15th May, 2023
Appeal: Appeal Nos. 796, 797, 798, 799, 800, 801 of 2022 and 199 of 2023 pending; adjourned on 31 March 2023, next date 15 May 2023
SAT matter SATV-94015BFB6A1B9F9ED360C029
Put up Appeal Nos. 542 to 550 of 2020 for further hearing on 22 February 2022 · Parties directed to contact Registrar 48 hours before fixed date to ascertain video conferencing or physical hearing
SAT matter SATV-9AE3FDA4AB359B20E10ED1D6
Put up matters for further hearing on 22 February 2022 after hearing begun · Parties to contact Registrar 48 hours before fixed date on VC vs physical mode
Appeal: Appeal Nos. 542 to 550 of 2020 pending; hearing begun on 21.02.2022, adjourned to 22.02.2022, not disposed
SAT matter SATV-380114D18B1642ED2E7D63C9
Appeals adjourned on the appellants' request · Matters listed for 17 October 2023
Appeal: Appeal Nos. 796, 797, 798, 799, 800 and 801 of 2022, and Appeal No. 199 of 2023, adjourned on 31 August 2023; listed for 17 October 2023
SAT matter SATV-96A32F8781A7C3463F774B5E
List on August 27, 2021 · Parties to take instructions from Registrar 48 hours before fixed date on video conference vs physical hearing
Appeal: Appeal Nos. 542-547, 549-550 of 2020 and 548 of 2019 pending; adjourned to August 27, 2021 vide order dated 08.07.2021
SAT matter SATV-A61C9FD8F1DF2D6111A7A842
Matters stood over to December 24, 2021 due to non-availability of the bench · Parties to take instructions from Registrar 48 hours before fixed date on video conference or physical hearing
Appeal: Appeal Nos. 542, 543, 544, 545, 546, 547, 548, 549 and 550 of 2020 pending; not disposed, adjourned on 30.11.2021 to 24.12.2021
SAT matter SATV-AA1B01C98B3D6051415E66CA
Adjourned due to non-availability of bench · List on February 27, 2024
Appeal: Appeal Nos. 796, 797, 798, 799, 800, 801 of 2022 and Appeal No. 199 of 2023 pending; adjourned on 18.01.2024 to 27.02.2024
SAT matter SATV-9B812CA96675F61A03A32E20
Matters stood over to 24 December 2021 due to non-availability of bench · Parties to take instructions from Registrar 48 hours before fixed date on video vs physical hearing
Appeal: Appeal Nos. 542 to 550 of 2020 pending before SAT; adjourned to 24 December 2021 vide order dated 30.11.2021, no disposal
SAT matter SATV-A259C815EB185DDCEF7BF392
Appeals to be heard together · Matters listed / Call on August 08, 2025
Appeal: Appeal Nos. 796, 797, 798, 799, 800, 801 of 2022 and 199 of 2023 pending before SAT; adjourned to August 08, 2025 vide order dated 20.06.2025; not disposed
SAT matter SATV-AF8CD751EA1D2CDB5CAB1DC1
List Appeal Nos. 542 to 550 of 2020 on November 30, 2021 · Parties to take instructions from Registrar 48 hrs before fixed date on video conference vs physical hearing
Appeal: Appeal Nos. 542, 543, 544, 545, 546, 547, 548, 549 and 550 of 2020 pending; adjourned to November 30, 2021 vide order dated 22.10.2021, no disposal
SAT matter SATV-43EBEDF41CD4E5CE0265276B
Appeal No. 199 of 2023 appellant's request for time was opposed · By consent, all matters were listed on 20 June 2025 at 2:30 P.M.
Appeal: Appeal Nos. 796-801 of 2022 and 199 of 2023 were pending; by consent, listed for 20 June 2025 at 2:30 P.M.
SAT matter SATV-A5D466209F8EBA90AF9F834B
List appeals on November 30, 2021 · Parties to take instructions from Registrar 48 hrs before fixed date on video conference vs physical hearing
Appeal: Appeal Nos. 542 to 550 of 2020 pending before SAT; adjourned to November 30, 2021 vide order dated 22.10.2021
SAT matter SATV-B4C1638DB06AD02942C565E3
Adjourned on request of learned senior counsel for respondent SEBI · List on January 27, 2022
Appeal: Appeal Nos. 542 to 550 of 2020 pending before SAT; adjourned to January 27, 2022
SAT matter SATV-B03A673228BDC903081DD7E3
Matters adjourned by consent to August 14, 2024
Appeal: Appeal Nos. 796, 797, 798, 799, 800, 801 of 2022 and Appeal No. 199 of 2023 pending; adjourned to August 14, 2024 vide order dated 15.07.2024
SAT matter SATV-B9E134CCCA1030A5338468F5
Hearing begun; matters put up for further hearing on 22 February 2022 · Parties to contact Registrar 48 hours before fixed date to confirm video conferencing or physical hearing
Appeal: Appeal Nos. 542 to 550 of 2020 pending before SAT; adjourned for further hearing on 22 February 2022
SAT matter SATV-B385C75F2BD277A647BAF57A
Bench not available, matter listed on November 14, 2022 · Parties to act on digitally signed copy by Private Secretary
Appeal: Misc. Application No. 1133 of 2022 and Appeal No. 801 of 2022 pending, adjourned to November 14, 2022
SAT matter SATV-B7D80A4905D01D81289D8D73
Adjourned on request of learned counsel for respondent SEBI · Put up matters on February 23, 2022 for further hearing
Appeal: Appeal Nos. 542-547, 549-550 of 2020 and 548 of 2019 pending; adjourned to 23.02.2022, not disposed
SAT matter SATV-C5527DFF0028DB9C0F5703D1
Matter adjourned and directed to be listed on August 08, 2025 for joint hearing
Appeal: Appeal Nos. 796, 797, 798, 799, 800, 801 of 2022 and 199 of 2023 pending before SAT; adjourned to 08 August 2025
SAT matter SATV-C768A97038E50092C56A3F55
Matter adjourned by consent; to be called on March 19, 2025 at 02:30 P.M.
Appeal: Appeal Nos. 796, 797, 798, 799, 800, 801 of 2022 and 199 of 2023 heard on 15.01.2025; adjourned by consent to 19.03.2025, no disposal
SAT matter SATV-54BE162CA0855B5AF3DBD538
By consent, connected matters listed on 15 July 2024
Appeal: Appeal Nos. 796-801 of 2022 and Appeal No. 199 of 2023 were pending; by consent, listed on 15 July 2024. Misc. Application No. 1768 of 2022 was also listed with Appeal No. 199 of 2023.
SAT matter SATV-BDAE041A6684FBD235C06672
Heard, order reserved · Parties directed to act on digitally signed copy sent by fax and/or email
Appeal: Appeal Nos. 542-547, 549-550 of 2020 and 548 of 2019 - heard on 23.02.2022, order reserved
SAT matter SATV-BF75D4F82CECB74F5BF1A6B1
List all connected appeals on November 30, 2021 · Parties to take instructions from Registrar 48 hrs before fixed date on video conference vs physical hearing
Appeal: Appeal Nos. 542, 543, 544, 545, 546, 547, 548, 549 and 550 of 2020 pending; adjourned vide order dated 22.10.2021 to 30.11.2021
SAT matter SATV-C6C8D1D8BA08E1FDFD5B608D
Matter adjourned by consent and listed for hearing on August 14, 2024
Appeal: Appeal Nos. 796, 797, 798, 799, 800, 801 of 2022 and 199 of 2023 with Misc. Application No. 1768 of 2022 pending; adjourned to 14 August 2024
SAT matter SATV-C70B121DE7ED41B3E39E1964
Matter adjourned and directed to be called on October 17, 2024
Appeal: Appeal Nos. 796, 797, 798, 799, 800, 801 of 2022 and Appeal No. 199 of 2023 pending before SAT; adjourned to 17 October 2024
SAT matter SATV-CE3B86DFDCA9ECA61C2E074E
Adjourned on request of learned counsel for respondent SEBI · Put up these matters tomorrow i.e. on February 23, 2022 for further hearing
Appeal: Appeal Nos. 542-547, 549-550 of 2020 and 548 of 2019 pending before SAT; adjourned to 23.02.2022
SAT matter SATV-D067874B5E895EBD356D893D
Adjourned on request of appellant · List on 21 February 2022
Appeal: Appeal Nos. 542,543,544,545,546,547,548,549,550 of 2020 adjourned on 27.1.2022, next listed on 21 February 2022
SAT matter SATV-D331DB75087CD7E3A04D643A
Matter adjourned and directed to be called on October 17, 2024
Appeal: Appeal Nos. 796, 797, 798, 799, 800, 801 of 2022 and Appeal No. 199 of 2023 pending before SAT; adjourned to 17.10.2024
SAT matter SATV-CF22689F2F5ED6705B3FE7DC
Heard. Order reserved · Parties directed to act on digitally signed copy sent by fax and/or email
Appeal: Appeal Nos. 542-547, 549-550 of 2020 and 548 of 2019 heard on 23.02.2022; order reserved, not disposed
SAT matter SATV-D34C9813BDE5FE48AEDC49F6
Adjourned on request of counsel for respondent SEBI · Put up matters on 23 February 2022 for further hearing
Appeal: Appeal Nos. 542, 543, 544, 545, 546, 547, 549, 550 of 2020 and 548 of 2019 pending; adjourned to 23 February 2022 for further hearing
SAT matter SATV-D9389DFC9EE3308BC194CD89
Adjourned on request of senior counsel for SEBI and listed on January 27, 2022 · Appellants directed to file physical copies of paper book failing which appeals would be dismissed
Appeal: Appeal Nos. 542 to 550 of 2020 pending before SAT; adjourned to January 27, 2022, not disposed
SAT matter SATV-DB57ECF936E25D088472B29D
Heard, order reserved
Appeal: Appeal Nos. 542-547, 549-550 of 2020 and 548 of 2019 heard on 23.02.2022; order reserved, no disposal on merits
SAT matter SATV-EC741DB761A9152043B26B14
List matters on August 27, 2021 · Parties to take instructions from Registrar 48 hours before fixed date on video vs physical hearing mode
Appeal: Appeal Nos. 542-547, 549-550 of 2020 and 548 of 2019 pending; next listing on August 27, 2021
SAT matter SATV-DE54774F30A7E038DA8CBAEF
Put up Appeal Nos. 542-550 of 2020 for further hearing on 22 February 2022 · Parties to contact Registrar 48 hours before fixed date for video/physical hearing mode
SAT matter SATV-E4682535C0A93E86B48E69CF
Matter adjourned and listed on October 17, 2024
Appeal: Appeal Nos. 796, 797, 798, 799, 800, 801 of 2022 and Appeal No. 199 of 2023 pending before SAT; adjourned to October 17, 2024
SAT matter SATV-D8C81F879A351A69A376A940
Delay in filing appeals condoned; Misc. Applications allowed · Matters adjourned to November 15, 2022 for respondent to seek instructions after part-hearing
Appeal: Appeal Nos. 796-801 of 2022 with Misc. Applications 1128-1133 of 2022 against common SEBI order; delay condoned on 14.11.2022; part-heard and adjourned to 15.11.2022
SAT matter SATV-E780385CF72E99844C0BBB8F
List all connected matters on August 27, 2021 · Parties directed to take instructions from Registrar 48 hours before fixed date on video vs physical hearing
Appeal: Appeal Nos. 542-547, 549-550 of 2020 and 548 of 2019 pending before SAT; adjourned to 27.08.2021 vide order dated 08.07.2021, no disposal
SAT matter SATV-43513514F8E43734F7CFBCA1
Matters adjourned on respondent's request for further hearing on 23 February 2022 · Parties directed to take instructions from the Registrar 48 hours before the scheduled hearing regarding video conference or physical hearing
Appeal: Appeal Nos. 542 to 547 of 2020, 548 of 2019, and 549 to 550 of 2020 were listed before SAT on 22 February 2022 and adjourned to 23 February 2022; no disposal on merits stated.
SAT matter SATV-EE710C61B170E38BF26653F2
Adjourned on request of respondent counsel, listed on January 27, 2022 · Appellants directed to file physical copies of paper book failing which appeals would be dismissed
Appeal: Appeal Nos. 542 to 550 of 2020 pending; adjourned on 24.12.2021, next listed January 27, 2022; not disposed
SAT matter SATV-FB6EA8B7A931612544D37CC1
Adjourned on appellants' request and listed on July 08, 2021 · Parties to take instructions from Registrar 48 hours before date fixed on hearing mode
Appeal: Appeal Nos. 542 to 550 of 2020 adjourned, listed on July 08, 2021
SAT matter SATV-F05C841677636BF78EF9836E
Matters stood over to December 24, 2021 due to non-availability of bench · Parties directed to take instructions from Registrar 48 hours before date fixed on video conference vs physical hearing
Appeal: Appeal Nos. 542, 543, 544, 545, 546, 547, 548, 549 and 550 of 2020 with Misc. Application No. 1327 of 2021 heard on 30.11.2021 and adjourned to 24.12.2021, not disposed
SAT matter SATV-EE95691EFCA404043FDB358C
List appeals on November 30, 2021 · Parties to take instructions from Registrar 48 hrs before fixed date on mode of hearing
Appeal: Appeal Nos. 542 to 550 of 2020 pending before SAT; adjourned vide order dated 22.10.2021 to November 30, 2021
SAT matter SATV-FFD3CD7AFB21EE21736AD338
Matter adjourned and directed to be called on October 17, 2024
Appeal: Appeal Nos. 796, 797, 798, 799, 800, 801 of 2022 and Appeal No. 199 of 2023 pending; adjourned to October 17, 2024
SAT matter SATV-F49A052CD7FC97645A688F8B
Respondent SEBI to file reply within three weeks from 15.11.2022 · Each appellant to deposit Rs. 6 lacs pursuant to impugned order within three weeks from 15.11.2022
Appeal: Appeal Nos. 796, 797, 798, 799, 800 and 801 of 2022 pending before SAT; conditional interim stay granted on 15.11.2022, next date 17.01.2023
SAT matter SATV-F96F94D840D4E25A85CE5EE2
Matter adjourned to October 17, 2024 at request of appellants counsel with no objection from SEBI
Appeal: Appeal Nos. 796, 797, 798, 799, 800, 801 of 2022 and Appeal No. 199 of 2023 with Misc. Application No. 1768 of 2022 pending before SAT; adjourned to 17.10.2024
SAT matter SATV-FB4F20CBE3915706BB5F7A11
Due to non-availability of bench matters stood over to December 24, 2021 · Parties to take instructions from Registrar 48 hours before fixed date on video vs physical hearing
Appeal: Appeal Nos. 542 to 550 of 2020 pending before SAT; not disposed, adjourned on 30.11.2021 to 24.12.2021
SAT matter SATV-4DA1B9EEB50B053D028B5D99
Matters stood over to 24 December 2021 · Parties to obtain instructions from the Registrar 48 hours before the scheduled date
Appeal: Appeal Nos. 542 to 550 of 2020 were stood over to 24 December 2021; no disposal on merits stated
SAT matter SATV-5FFAE4488FFFD6C8F2C85ED9
Matter adjourned; list on 17 October 2024
Appeal: Appeal Nos. 796 to 801 of 2022 and Appeal No. 199 of 2023 were adjourned on 14 August 2024; next date fixed for 17 October 2024
Alleged violation of PFUTP Regulations, 2003 per common SCN dated 27 July 2012 and supplementary SCN dated 31 Oct 2014; specifics not detailed in SAT order.
Impugned AO order quashed for violation of principles of natural justice · All Appeals No. 542 to 550 of 2020 allowed with costs
Appeal: Appeal Nos. 542-550 of 2020 allowed and disposed by SAT order dated 02.03.2022 (reserved 23.02.2022)
SAT matter SATV-60C40F7ACFDF38BAF65EEC95
Adjourned by consent to August 14, 2024
Appeal: Appeal Nos. 796 to 801 of 2022 and Appeal No. 199 of 2023 pending; adjourned to 14 August 2024, not disposed
SAT matter SATV-6443EC0EC5529120CFC0B3B3
Adjourned on request of appellant, list on 21 February 2022 · Parties to contact Registrar 48 hours before fixed date to confirm video conferencing or physical hearing
SAT matter SATV-6B408B1520FA008B81AFA559
List on April 23, 2021 · Parties to take instructions from Registrar 48 hrs before date fixed on video conference vs physical hearing
Appeal: Appeal No. 543 of 2020 pending, next listed on April 23, 2021
Alleged violation of PFUTP Regulations, 2003 per common SCN dated 27.07.2012; merits not decided, decided only on natural justice
Impugned AO penalty order quashed for violation of natural justice · All Appeals No. 542-550 of 2020 allowed with costs
Appeal: Appeal Nos. 542 to 550 of 2020 allowed and disposed on 02.03.2022 (reserved on 23.02.2022); prior appeal against AO order dated 05.06.2013 allowed by SAT on 18.12.2013 and remanded
SAT matter SATV-616F5CCF0F1415C16946D831
List Appeal Nos. 542 to 550 of 2020 on June 14, 2021 · Parties to take instructions from Registrar 48 hours before fixed date on video vs physical hearing
Appeal: Appeal Nos. 542, 543, 544, 545, 546, 547, 548, 549 and 550 of 2020 pending; adjourned to June 14, 2021 vide order dated 23.04.2021, no disposal on merits
SAT matter SATV-7F47C7210689F78545BCB17A
Put up matters for further hearing on 22 February 2022 · Parties to contact Registrar 48 hours before fixed date on video vs physical hearing
Appeal: Appeal Nos. 542, 543, 544, 545, 546, 547, 548, 549, 550 of 2020 pending before SAT; hearing begun, adjourned to 22 February 2022
SAT matter SATV-87B01C91EAA6DFA7149F5FB2
Adjourned on request of learned counsel for respondent SEBI · Matters to be put up on February 23, 2022 for further hearing
Appeal: Appeal Nos. 542-547, 549-550 of 2020 and 548 of 2019 pending before SAT; adjourned vide order dated 22.02.2022 to 23.02.2022 for further hearing
SAT matter SATV-819DFB4F7F0617CF7F522939
Adjourned on request of appellants' counsel, matter listed on February 15, 2023
Appeal: Appeal Nos. 796, 797, 798, 799, 800, 801 of 2022 with Misc. Application No. 1781 of 2022 pending, adjourned to 15.02.2023
SAT matter SATV-81CB150AAD0C2BC26A112E05
List Appeal Nos. 542 to 550 of 2020 on June 14, 2021 · Parties to take instructions from Registrar 48 hours before fixed date on video conference or physical hearing
Appeal: Appeal Nos. 542, 543, 544, 545, 546, 547, 548, 549 and 550 of 2020 pending before SAT; adjourned to June 14, 2021
SAT matter SATV-863E79185F8DE96A3EB454D2
Matters adjourned and listed for hearing on August 08, 2025
SAT matter SATV-900F8FC41B2F9948A39219A6
Matters stood over / adjourned to December 24, 2021 due to non-availability of bench · Parties to take instructions from Registrar 48 hours before fixed date on video conference vs physical hearing
Appeal: Appeal Nos. 542 to 550 of 2020 with Misc. Application No. 1327 of 2021 pending; adjourned to 24 December 2021, not disposed on 30.11.2021
SAT matter SATV-922D437471B50149576CC985
Respondent SEBI may file affidavit-in-reply · Appellant may file affidavit-in-rejoinder after reply
Appeal: Appeal No. 543 of 2020 (Umesh Patel vs SEBI) pending; pleadings ordered, listed for hearing and final disposal on March 15, 2021
SAT matter SATV-9341E01022E23B1B79A7EDA7
Appeals allowed in part · Penalty reduced to Rs 5 Lakhs qua each appellant
Appeal: Appeal Nos. 796-801 of 2022 and 199 of 2023 allowed in part on 11 August 2025
SAT matter SATV-A3B5C40CADAF4E0C8942A7B4
Adjourned on request of counsel for respondent SEBI · Matters put up tomorrow i.e. on February 23, 2022 for further hearing
Appeal: Appeal Nos. 542-547, 549-550 of 2020 and 548 of 2019 pending before SAT; adjourned on 22.02.2022 to 23.02.2022, not disposed
SAT matter SATV-A9BBA20A00808FE850554F98
Adjourned on request of learned counsel for the appellants · List on February 15, 2023
Appeal: Appeal Nos. 796, 797, 798, 799, 800, 801 of 2022 with Misc. Application No. 1781 of 2022 pending; adjourned, next listing February 15, 2023
SAT matter SATV-B2B6347CFF09AF892E054FE4
List all connected matters on June 14, 2021 · Parties to take instructions from Registrar 48 hours before fixed date on hearing mode
Appeal: Appeal Nos. 542 to 550 of 2020 pending before SAT; adjourned to June 14, 2021, order dated 23.04.2021
SAT matter SATV-B3AB6DBCC515500ED489BBC9
List Appeal Nos. 542 to 550 of 2020 on October 22, 2021 · Parties to take instructions from Registrar 48 hrs before fixed date on video conference vs physical hearing
Appeal: Appeal Nos. 542, 543, 544, 545, 546, 547, 548, 549 and 550 of 2020 pending before SAT; heard on 27.08.2021 and adjourned to 22.10.2021, not disposed
SAT matter SATV-BA15293857BABFCB0D50DE69
Adjourned on request of appellants' counsel · List on February 15, 2023
Appeal: Misc. Application No. 1781 of 2022 and Appeal Nos. 796, 797, 798, 799, 800, 801 of 2022 adjourned on 17.01.2023; listed on February 15, 2023
SAT matter SATV-C53230BBA30D60CEE6095F81
Put up matters for further hearing on 22 February 2022 · Parties to contact Registrar 48 hours before fixed date to ascertain video conferencing or physical hearing
Appeal: Appeal Nos. 542 to 550 of 2020 pending before SAT; hearing begun on 21.02.2022, next hearing fixed for 22.02.2022, not disposed
SAT matter SATV-C4C38AA41714D96426ECD184
Adjourned on request of appellant · List on 21 February 2022
SAT matter SATV-B82BC7965D5934F40E34DCAB
Listed for admission and for final disposal on August 31, 2023 · Parties to act on digitally signed copy; certified copy available from Registry on payment
Appeal: Appeal Nos. 796, 797, 798, 799, 800, 801 of 2022 and 199 of 2023 pending; Misc. Application No. 1781 of 2022; listed for admission and final disposal on 31 August 2023
SAT matter SATV-CA6B906412BF5EB11D917CB5
Appeals allowed in part · Penalty reduced to Rs 5 Lakhs qua each appellant
Appeal: Appeal Nos 796-801 of 2022 and 199 of 2023 allowed in part on 11 August 2025
SAT matter SATV-D7E9D1CCA9D546499318C444
List Appeal Nos. 542 to 550 of 2020 on November 30, 2021 · Parties to take instructions from Registrar 48 hrs before fixed date on video conference vs physical hearing
Appeal: Appeal Nos. 542,543,544,545,546,547,548,549,550 of 2020 pending; adjourned to November 30, 2021 vide order dated 22.10.2021
SAT matter SATV-CDBDC21227DB6F46A5088EAC
Adjourned on request of appellant · List on 21 February 2022
Appeal: Appeal Nos. 542-550 of 2020 adjourned on 27.1.2022; next listing 21 February 2022; pending, not disposed
SAT matter SATV-C23D723FBBCF175915A7968D
Heard and order reserved · Parties to act on digitally signed copy sent by fax and/or email
Appeal: Appeal Nos. 542-547, 549-550 of 2020 and 548 of 2019 heard on 23.02.2022; order reserved, no final disposal in this order
SAT matter SATV-CB6CA61824669269B7995258
List on August 27, 2021 · Parties directed to take instructions from Registrar 48 hours before date fixed on hearing mode
Appeal: Appeal Nos. 542-547 of 2020, 548 of 2019, 549-550 of 2020 pending; adjourned to 27 August 2021 vide order dated 08.07.2021
SAT matter SATV-E2D49868F345010F439FD742
Order reserved after hearing on 23.02.2022 · Parties to act on digitally signed copy sent by fax and/or email
Appeal: Appeal Nos. 542-547, 549-550 of 2020 and 548 of 2019 - heard on 23.02.2022, order reserved
SAT matter SATV-F7C61E42EC374A7181F6407B
Adjourned and list all appeals on 12th July, 2023 · Parties to act on digitally signed copy; certified copy available from Registry on payment
Appeal: Appeal Nos. 796, 797, 798, 799, 800, 801 of 2022 and 199 of 2023 adjourned on 15.5.2023; next date 12 July 2023; Misc. Applications 1781/2022 and 1768/2022 pending

Other

SAT matter SATV-EB23552595B2342C94F9E94D
Put up Appeals No.542-550 of 2020 for further hearing on 22 February 2022 · Parties to contact Registrar 48 hours before fixed date to confirm video conferencing or physical hearing

Analyse these matters in Ontology · Plans

Source: SecMarx — Mr. Umesh Patel. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (charges, outcomes, appeal chain) is cited to us.