Mr. Rajendra Kumar Dabriwala

7 matters before the Securities Appellate Tribunal

Penalties and directions recorded

Parties to take instructions from Registrar 48 hrs before date fixed on hearing mode
Parties to contact Registrar 48 hours before fixed date to ascertain video conferencing or physical hearing
Parties to take instructions from Registrar 48 hrs before fixed date on video vs physical hearing
Parties to take instructions from Registrar 48 hrs before fixed date on video conference vs physical hearing
Parties to take instructions from Registrar 48 hrs before fixed date on video conference or physical hearing

SAT-appeal

SAT matter SATV-0E6A92BFE80874D7E5F16351
Order reserved; no operative merits directions recorded in the extracted text. · Parties directed to act on the digitally signed copy sent by fax and/or email.
Appeal: Appeal No. 616 of 2019 was heard; order reserved on 20 May 2021. No disposal outcome is stated in the extracted text.
SAT matter SATV-28E1D94C2CB3616DA94DE730
Three weeks time allowed to appellant to file rejoinder · Matter listed on April 5, 2021
Appeal: Misc. Application No. 88 of 2021 in Appeal No. 616 of 2019 pending; at rejoinder stage, next listed April 5, 2021
SAT matter SATV-63E81F513766D453A9C322FD
List on 21 April 2021 · Parties to contact Registrar 48 hours before fixed date to ascertain video conferencing or physical hearing
Appeal: Misc. Application No. 88 of 2021 in Appeal No. 616 of 2019 pending, next listed on 21 April 2021
SAT matter SATV-A497C2CDE654659D603FD819
List Appeal No. 616 of 2019 for admission and final disposal on January 28, 2021 · Parties directed to file scanned copies of pleadings etc on or before next date
Appeal: Appeal No. 616 of 2019 (Rajendra Kumar Dabriwala vs SEBI) pending; listed for admission and final disposal on January 28, 2021 per order dated January 14, 2021
SAT matter SATV-C86A7776EB92AA5C0695C7ED
List on May 19, 2021 · Parties to take instructions from Registrar 48 hrs before fixed date on video conference vs physical hearing
Appeal: Misc. Application No. 88 of 2021 and Appeal No. 616 of 2019 pending; next listed on May 19, 2021
Purchased shares 18-30 June 2009 while in possession of UPSI of positive audited results and Rs.2 dividend; failed as MD to supervise/close trading window.
SAT upheld AO finding of dealing while in possession of UPSI · SAT upheld AO finding of Code violation for non-closure of trading window
Appeal: Appeal No.616 of 2019 with Misc. Application No.88 of 2021, reserved 20.05.2021, decided 05.07.2021
SAT matter SATV-ABA72FAA5F831C16FC01ECEB
Hearing started, matter put up on May 20, 2021 for further hearing · Parties to take instructions from Registrar 48 hrs before fixed date on video conference or physical hearing
Appeal: Misc. Application No. 88 of 2021 in Appeal No. 616 of 2019 pending; hearing started, posted for further hearing on 20.05.2021

Analyse these matters in Ontology · Plans

Source: SecMarx — Mr. Rajendra Kumar Dabriwala. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (charges, outcomes, appeal chain) is cited to us.