Umesh Kumar Mittal

SAT-appeal

• Alleged fraudulent GDR financing scheme: GDR proceeds were pledged to fund the sole subscriber, Vintage FZE, while the loan and pledge arrangements and sole subscription were not disclosed to stock exchanges or investors.
  Eight appeals against WTM and AO orders were decided together; operative final disposal is not included in the provided text.
  Appeal: Appeal Nos.381, 382, 384, 385, 386, 387, 389 and 390 of 2019; hearing 27 April 2022 and decision 14 July 2022. Disposal terms are not included in the provided text.
• SAT matter SATV-02802E0A4930B95694737047
  Appeals listed for final disposal on 29 March 2022 · Parties directed to obtain instructions from the Registrar 48 hours before the listed date regarding video-conference or physical hearing
  Appeal: Appeal Nos. 381, 382, 384, 385, 386, 387, 389 and 390 of 2019 were pending; listed for final disposal on 29 March 2022
• SAT matter SATV-03C88C7DF0CC494365890A94
  Appellants may file reply to documents annexed with respondent's miscellaneous application within two weeks from 11 August 2021 · SEBI may file rejoinder within two weeks after appellants' reply
  Appeal: Appeal Nos. 381, 382, 384, 385, 386, 387, 389 and 390 of 2019 were pending; listed for 29 September 2021. Miscellaneous Application No. 947 of 2021 filed by SEBI.
• SAT matter SATV-084F77084AFCF399E0623F71
  Order reserved; parties directed to act on the digitally signed copy
  Appeal: Appeals Nos. 381, 382, 384, 385 and 386 of 2019 were heard; order reserved on 27 April 2022.
• SAT matter SATV-088023378F9D2327209D613F
  Matter adjourned on the request of the appellants' counsel · List all matters on 20 April 2022
  Appeal: Appeal Nos. 381, 382, 384, 385, 386, 387, 389 and 390 of 2019 were adjourned on 29 March 2022 and listed for 20 April 2022; no disposal on merits stated.
• SAT matter SATV-13F4CF097F415AB125CBDC92
  Matter heard and order reserved · Parties directed to act on the digitally signed copy of the order
  Appeal: Appeal Nos. 381, 382, 384, 385 and 386 of 2019 were heard on 27 April 2022; order reserved. No disposal outcome stated.
• SAT matter SATV-137C937CAAE28A3BF130D2DE
  Appeal Nos. 381, 382, 384, 385 and 386 of 2019 adjourned at the appellants' request · Matters listed on 25 November 2021
  Appeal: Appeal Nos. 381, 382, 384, 385 and 386 of 2019 were adjourned on 29 September 2021 and listed for 25 November 2021; no disposal on merits
• Alleged fraudulent GDR scheme involving undisclosed pledge and loan arrangements that funded the sole GDR subscriber, together with misleading disclosures and non-disclosure of material information.
  Appeals 381, 382, 384, 385, 386, 387, 389 and 390 of 2019 were decided together; order text supplied does not include the final operative disposal directions.
  Appeal: SAT Appeal Nos.381, 382, 384, 385, 386, 387, 389 and 390 of 2019; hearing on 27 April 2022 and decision dated 14 July 2022.
• SAT matter SATV-2160AD11BA05AFDB1BF70B41
  Appeals adjourned on the request of the appellants' counsel · Matters listed for 20 April 2022
  Appeal: Appeal Nos. 381, 382, 384, 385, 386, 387, 389 and 390 of 2019 were adjourned on 29 March 2022; listed for 20 April 2022
• SAT matter SATV-19F82863299101E941BC47EE
  Appeals adjourned for the day. · Matters listed for hearing on 18 May 2021.
  Appeal: Appeal Nos. 381, 382, 384, 385 and 386 of 2019 were adjourned on 22 April 2021 and listed for 18 May 2021; no disposal on merits mentioned.
• SAT matter SATV-2E5A859D83EAE8C7AA1B45CF
  List the appeals for final disposal on 29 March 2022. · Parties to obtain hearing-mode instructions from the Registrar 48 hours before the listed date.
  Appeal: Appeal Nos. 381, 382, 384, 385, 386, 387, 389 and 390 of 2019, with Misc. Application No. 947 of 2021 in Appeal No. 387 of 2019; listed for final disposal on 29 March 2022, not disposed on 16 February 2022.
• Alleged fraudulent GDR issue scheme: the sole subscriber, Vintage FZE, used a loan secured by the GDR proceeds to subscribe, while the pledge and loan arrangements and sole subscription were not disclosed.
  Appeal: Appeal Nos.381, 382, 384, 385, 386, 387, 389 and 390 of 2019, heard 27 April 2022; decision dated 14 July 2022. The excerpt does not state disposal directions or result.
• SAT matter SATV-22446E8876CF6833EAB8ACF4
  List the appeals for final disposal on 29 March 2022 · Parties to obtain instructions from the Registrar 48 hours before the listed date regarding video conference or physical hearing
  Appeal: Appeal Nos. 381, 382, 384, 385, 386, 387, 389 and 390 of 2019 were listed for final disposal on 29 March 2022; not disposed by this order dated 16 February 2022.
• SAT matter SATV-358DFE114611A52F8BBCE147
  List Appeals Nos. 381, 382, 384, 385 and 386 of 2019 on 11 January 2022 · Parties to contact the Registrar 48 hours before the listed date regarding video-conference or physical hearing
  Appeal: Appeals Nos. 381, 382, 384, 385 and 386 of 2019 were adjourned and listed on 11 January 2022; no disposal on merits
• SAT matter SATV-3548360FB2F69BB17C5B22DB
  List Appeal Nos. 381, 382, 384, 385, 386 of 2019 on 11 January 2022 · Parties to contact Registrar 48 hours before fixed date to ascertain video conferencing or physical hearing
  Appeal: Appeal Nos. 381, 382, 384, 385, 386 of 2019 - adjourned vide order dated 25.11.2021 and listed on 11.01.2022, pending not disposed
• SAT matter SATV-355D7580F95E74B8F8F12351
  Adjourned on request of learned counsel for appellant · List on April 20, 2022
  Appeal: Appeal Nos. 381, 382, 384, 385, 386, 387, 389, 390 of 2019 with Misc Application No. 947 of 2021 adjourned on 29.03.2022, next date April 20, 2022
• SAT matter SATV-43EA5D1F5751D812AE4E1BEB
  Adjourned on request of the appellant · List on 25 November 2021
  Appeal: Appeal Nos. 381, 382, 384, 385, 386 of 2019 adjourned on 29.9.2021; next listed on 25 November 2021; no disposal on merits
• Fraudulent GDR scheme where GDR proceeds pledged with EURAM Bank to fund sole subscriber Vintage FZE, with non-disclosure of pledge/loan agreements and misleading fully-subscribed disclosure.
  WTM common order dated 16 January 2018 restrained Company and Directors from securities market for five years · AO orders dated March 2019 imposed penalties ranging from Rs.10 lakhs to Rs.10.30 crores
  Appeal: Eight Appeals Nos.381,382,384,385,386,387,389,390 of 2019 against WTM order 16 Jan 2018 and AO orders Mar 2019; heard 27.4.2022, decided 14.7.2022
• SAT matter SATV-43317552505D01948ABD8A7C
  Order reserved after hearing learned counsel for parties · Parties to act on digitally signed copy signed by Private Secretary on behalf of bench
  Appeal: Appeal Nos. 381, 382, 384, 385, 386 of 2019 heard on 27.04.2022; order reserved, not finally disposed
• SAT matter SATV-4BCCED3D7D525A723E6F957A
  Appellants to file reply to Misc. Application within two weeks from 11.08.2021 · Respondent SEBI to file rejoinder within two weeks thereafter
  Appeal: Appeal Nos. 381, 382, 384, 385, 386, 387, 389, 390 of 2019 pending; adjourned to September 29, 2021 vide order dated 11.08.2021
• SAT matter SATV-30F90B7CC582B16C1D07C1D2
  Adjourned on request of appellant, listed on 25 November 2021 · Parties to contact Registrar 48 hours before fixed date on hearing mode
  Appeal: Appeal Nos. 381, 382, 384, 385 and 386 of 2019 adjourned on appellant request, next listing 25 November 2021, order dated 29 September 2021
• SAT matter SATV-5F4327C7C6F8EA77B7280E07
  Appellant to file reply to Misc. Application No. 947 of 2021 within two weeks · Respondent to file rejoinder within two weeks thereafter
  Appeal: Appeal Nos. 381, 382, 384, 385, 386, 387, 389, 390 of 2019 pending; adjourned to 29.09.2021 for reply/rejoinder
• SAT matter SATV-67E43D705D205B69EE5A3AE1
  Adjourned on request of respondent SEBI · List on 16 February 2022
  Appeal: Appeal Nos. 381, 382, 384, 385, 386, 387, 389, 390 of 2019 adjourned to 16 February 2022; Misc. Application No.947 of 2021 pending
• SAT matter SATV-40B2F25A76C6689D7C301E5F
  Appeals listed for final disposal on 29 March 2022 · Parties directed to obtain instructions from the Registrar 48 hours before the scheduled hearing regarding video conference or physical hearing
  Appeal: Appeal Nos. 381, 382, 384, 385, 386, 387, 389 and 390 of 2019 were pending and listed for final disposal on 29 March 2022; no disposal on merits in this order.
• Fraudulent GDR scheme pledging GDR proceeds with EURAM Bank to fund sole subscriber Vintage FZE and misleading fully-subscribed disclosure without disclosing pledge/loan agreements.
  WTM common order: Company and Directors restrained from accessing securities market for 5 years · AO orders: penalties ranging from Rs 10 lakhs to Rs 10.30 crores
  Appeal: Appeal Nos. 381, 382, 384, 385, 386, 387, 389, 390 of 2019, hearing 27.4.2022, decision 14.7.2022
• SAT matter SATV-731827123287DE09B80F0A4A
  Adjourned on request of learned counsel for the appellant · List on April 20, 2022
  Appeal: Appeal Nos. 381, 382, 384, 385, 386, 387, 389, 390 of 2019 adjourned on 29.03.2022; next listing April 20, 2022; no disposal on merits
• Fraudulent GDR scheme where GDR proceeds were pledged to fund sole subscriber Vintage FZE and pledge/loan agreements and single-subscriber fact not disclosed to exchange/investors.
  WTM common order dated 16 January 2018 restrained Company and Directors from accessing securities market for five years · AO orders dated March 2019 imposed penalties ranging from Rs.10 lakhs to Rs.10.30 crores
  Appeal: Eight appeals Nos. 381, 382, 384, 385, 386, 387, 389, 390 of 2019 heard 27.04.2022, decided 14.07.2022 together on common facts
• SAT matter SATV-91A6D94E01C36A3F472AC160
  List Appeals No.381, 382, 384, 385, 386 of 2019 on 11 January 2022 · Parties to contact Registrar 48 hours before fixed date for VC or physical hearing mode
  Appeal: Appeal Nos.381, 382, 384, 385, 386 of 2019 pending before SAT; adjourned to 11 January 2022 vide order dated 25.11.2021
• SAT matter SATV-93E4A6C1CF5CB8FC3888F85B
  Adjourned and listed on May 18, 2021 · Parties to take instructions from Registrar 48 hrs before fixed date on video vs physical hearing
  Appeal: Appeal Nos. 381, 382, 384, 385 and 386 of 2019 pending; adjourned to May 18, 2021 by order dated 22.04.2021
• SAT matter SATV-9B9251D034593A3E2D28F356
  Adjourned for the day, list on June 28, 2021 · Parties to take instructions from Registrar 48 hrs before fixed date on video vs physical hearing
  Appeal: Appeal Nos. 381, 382, 384, 385, 386 of 2019 adjourned on 18.05.2021, listed on June 28, 2021; not disposed
• SAT matter SATV-A1A786D9727C0493BFC1AF5B
  Adjourned on request of respondent SEBI · List all appeals on 16 February 2022
  Appeal: Appeal Nos. 381, 382, 384, 385, 386, 387, 389, 390 of 2019 with Misc. Application No.947 of 2021 adjourned on 11 January 2022; next listing 16 February 2022; not disposed
• SAT matter SATV-3ED0B93712ACA6EDDFFEE1E6
  List Appeals Nos. 381, 382, 384, 385 and 386 of 2019 on 11 January 2022 · Parties to contact the Registrar 48 hours before the listed date regarding video-conference or physical hearing
  Appeal: Appeal Nos. 381, 382, 384, 385 and 386 of 2019 were pending and adjourned/listed for 11 January 2022
• SAT matter SATV-9E946D536E88D5A044CA4909
  Order reserved after hearing counsel for parties · Parties to act on digitally signed copy signed by Private Secretary on behalf of bench
  Appeal: Appeal Nos. 381, 382, 384, 385, 386 of 2019 heard on 27.04.2022; order reserved, not disposed
• SAT matter SATV-C2542815F5BAAE076E20E872
  Appellants to file reply to respondent Misc. Application within two weeks · Respondent to file rejoinder within two weeks thereafter
  Appeal: Appeal Nos. 381, 382, 384, 385, 386, 387, 389, 390 of 2019 pending with Misc. Application No. 947 of 2021; adjourned to September 29, 2021
• SAT matter SATV-B9CEF5519C29F76A791AADED
  List appeals for final disposal on March 29, 2022 · Parties to take instructions from Registrar 48 hours before fixed date on video vs physical hearing
  Appeal: Appeal Nos. 381, 382, 384, 385, 386, 387, 389, 390 of 2019 pending; listed for final disposal on March 29, 2022; Misc. Application No. 947 of 2021 pending
• SAT matter SATV-AD1303091762B24ABFE26154
  List appeals for final disposal on March 29, 2022 · Parties to take instructions from Registrar 48 hours before date fixed on VC vs physical hearing
  Appeal: Appeal Nos. 381, 382, 384, 385, 386, 387, 389, 390 of 2019 listed for final disposal on March 29, 2022 vide order dated 16.02.2022
• SAT matter SATV-C20D04B2BE931929D88EC69E
  Adjourned on request of respondent SEBI · List on 16th February, 2022
  Appeal: Appeal Nos. 381, 382, 384, 385, 386, 387, 389, 390 of 2019 with Misc. Application No.947 of 2021 adjourned on 11.1.2022; next listing 16.02.2022
• SAT matter SATV-CA6720C93ED740F7511DDFF0
  List Appeal Nos. 381, 382, 384, 385, 386 of 2019 on 11 January 2022 · Parties to contact Registrar 48 hours before fixed date for hearing mode
  Appeal: Appeal Nos. 381, 382, 384, 385, 386 of 2019 pending before SAT; adjourned to 11 January 2022 vide order dated 25.11.2021
• Fraudulent GDR scheme where GDR proceeds were pledged with EURAM Bank to fund sole subscriber Vintage FZE, with non-disclosure of pledge/loan agreements and misleading fully-subscribed disclosure.
  WTM order: Company and Directors restrained from accessing securities market for 5 years · AO orders: penalties ranging from Rs.10 lakhs to Rs.10.30 crores on Company and Directors
  Appeal: Eight appeals Nos. 381, 382, 384, 385, 386, 387, 389, 390 of 2019 heard on 27.4.2022, decided on 14.7.2022, decided together on common facts
• SAT matter SATV-51BC8A987A99E2CDF64DCCCD
  Adjourned for the day due to non-availability of arguing counsel · Matters listed for 28 June 2021
  Appeal: Appeal Nos. 381, 382, 384, 385 and 386 of 2019; adjourned on 18 May 2021 and listed for 28 June 2021
• SAT matter SATV-DAB1075E4794C61DCB24E775
  Adjourned on request of appellant's counsel, list on April 20, 2022 · Parties to act on digitally signed copy; certified copy available from Registry on payment
  Appeal: Appeal Nos. 381, 382, 384, 385, 386, 387, 389, 390 of 2019 with Misc. Application No. 947 of 2021 adjourned vide order dated 29.03.2022, next date April 20, 2022
• SAT matter SATV-D7F45F751575C9E25C0FA1CC
  List Appeals No. 381, 382, 384, 385, 386, 387, 389, 390 of 2019 for final disposal on March 29, 2022 · Parties directed to take instructions from Registrar 48 hours before date fixed on video vs physical hearing
  Appeal: Appeal Nos. 381, 382, 384, 385, 386, 387, 389, 390 of 2019 with Misc. Application No. 947 of 2021 pending; vide order dated 16.02.2022 listed for final disposal on March 29, 2022
• SAT matter SATV-E8FC3B876E73E79E187A093D
  List Appeal No. 382 of 2019 on 14 April 2021 · Parties to contact Registrar 48 hours before fixed date to ascertain video conferencing or physical hearing
  Appeal: Appeal No. 382 of 2019 pending; adjourned to 14 April 2021 vide order dated 26 February 2021
• SAT matter SATV-E080F867B1A007175E91986F
  Adjourned for the day · List on May 18, 2021
  Appeal: Appeal Nos. 381, 382, 384, 385, 386 of 2019 adjourned on 22.04.2021 and listed on May 18, 2021; not disposed
• SAT matter SATV-F2EEC033A61DE42B6E00AE73
  Adjourned on request of learned counsel for the appellant · List on April 20, 2022
  Appeal: Appeal Nos. 381, 382, 384, 385, 386, 387, 389, 390 of 2019 adjourned on 29.03.2022; listed on April 20, 2022
• SAT matter SATV-E4AD8BE1EBB5E9488AD62DD5
  Adjourned on request of learned counsel for the appellant · List on April 20, 2022
  Appeal: Appeal Nos. 381, 382, 384, 385, 386, 387, 389, 390 of 2019 with Misc. Application No. 947 of 2021 adjourned vide order dated 29.03.2022; next date April 20, 2022
• SAT matter SATV-E600D5C92102AEF4272EE05C
  Adjourned for the day on request for adjournment · List on June 28, 2021
  Appeal: Appeal Nos. 381, 382, 384, 385, 386 of 2019 pending; adjourned to 28 June 2021, not disposed
• SAT matter SATV-4F13E8A6949145D3E3D2615C
  Appellants to file reply to respondent's miscellaneous-application documents within two weeks from 11 August 2021 · Respondent to file rejoinder within two weeks thereafter
  Appeal: Appeal Nos. 381, 382, 384, 385, 386, 387, 389 and 390 of 2019 were pending; listed on 29 September 2021
• SAT matter SATV-F262603C009DEF55D3F89B7E
  Adjourned for the day on 22.04.2021 · List on May 18, 2021
  Appeal: Appeal Nos. 381, 382, 384, 385, 386 of 2019 pending before SAT; adjourned on 22.04.2021 to May 18, 2021
• SAT matter SATV-FD200F85579A9B9D117D4E01
  Adjourned on request of appellant and listed on 25 November 2021 · Parties to contact Registrar 48 hours before fixed date for VC/physical mode
  Appeal: Appeal Nos. 381, 382, 384, 385, 386 of 2019 adjourned on 29.9.2021, next listed 25 November 2021
• SAT matter SATV-FBB3A5668E9C42DD691A2309
  Adjourned on the request of the respondent · List on 16th February, 2022
  Appeal: Appeal Nos.381,382,384,385,386,387,389,390 of 2019 adjourned on 11.01.2022 on respondent request; next listing 16.02.2022
• SAT matter SATV-5C6C432DE28412A82EF3B841
  Matters adjourned for the day · List the appeals on 18 May 2021
  Appeal: Appeal Nos. 381, 382, 384, 385 and 386 of 2019 were adjourned on 22 April 2021 and listed for 18 May 2021; no disposal on merits stated
• SAT matter SATV-545708F03AD599DA4C0B1F2C
  Adjourned on request of appellant · List on 25th November, 2021
  Appeal: Appeal Nos. 381, 382, 384, 385, 386 of 2019 adjourned on 29.9.2021, next listed 25 November 2021, not disposed
• SAT matter SATV-70788A78FF987EA42607C093
  Adjourned on request of respondent SEBI · List on 16th February, 2022
  Appeal: Appeal Nos. 381, 382, 384, 385, 386, 387, 389, 390 of 2019 pending, adjourned on 11.1.2022 to 16 February 2022
• SAT matter SATV-73DDE27552E0C1AC74575724
  List appeals for final disposal on March 29, 2022 · Parties to take instructions from Registrar 48 hours before fixed date on video vs physical hearing
  Appeal: Appeal Nos. 381, 382, 384, 385, 386, 387, 389, 390 of 2019 pending; listed for final disposal on 29 March 2022
• SAT matter SATV-77954E95AF0A8006940BAC5D
  Adjourned for the day on request for adjournment · List on June 28, 2021
  Appeal: Appeal Nos. 381, 382, 384, 385, 386 of 2019 adjourned vide SAT order dated 18.05.2021 to June 28, 2021
• SAT matter SATV-7BD48974BBF3C1DD6D64F5A5
  Appellants to file reply to Misc. Application No. 947 of 2021 within two weeks · Respondent to file rejoinder within two weeks thereafter
  Appeal: Appeal Nos. 381, 382, 384, 385, 386, 387, 389, 390 of 2019 with Misc. Application No. 947 of 2021 heard on 11.08.2021; adjourned to 29.09.2021, not disposed
• SAT matter SATV-8C970642CB13895F4069AB68
  Adjourned on request for non-availability of arguing counsel · List on June 28, 2021
  Appeal: Appeal Nos. 381, 382, 384, 385, 386 of 2019 adjourned on 18.05.2021; next listed on June 28, 2021
• SAT matter SATV-8F8079BE92731C0225113D81
  Adjourned on request of respondent SEBI · List on 16 February 2022
  Appeal: Appeal Nos. 381, 382, 384, 385, 386, 387, 389, 390 of 2019 adjourned on 11 January 2022; next listing 16 February 2022; not disposed
• SAT matter SATV-ACEC2D6BDBEABB8C8778BA97
  Adjourned on request of learned counsel for appellant · List matters on April 20, 2022
• SAT matter SATV-D3CA09E3A37CF4F1C5C2416A
  Hearing concluded and order reserved on 27.04.2022 · Parties to act on digitally signed copy by Private Secretary
  Appeal: Appeal Nos. 381, 382, 384, 385, 386 of 2019 heard on 27.04.2022; order reserved, not finally disposed
• SAT matter SATV-E6C90B1A43B35EED59630DB0
  SEBI application for additional documents to be considered at time of final hearing · Matter posted for further hearing on 27 April 2022
  Appeal: Appeal Nos. 381, 382, 384, 385, 386, 387, 389 and 390 of 2019 pending before SAT; adjourned to 27 April 2022
• SAT matter SATV-E031A21C693036469DDE619B
  Appellants to file reply to Misc. Application No. 947 of 2021 within two weeks from 11.08.2021 · SEBI to file rejoinder within two weeks thereafter
  Appeal: Appeal Nos. 381, 382, 384, 385, 386, 387, 389, 390 of 2019 pending before SAT; adjourned to September 29, 2021 vide order dated 11.08.2021
• SAT matter SATV-DC9FBE9502C9D5D38A0CCF0A
  Appellant to file reply to respondent Misc. Application within two weeks · Respondent to file rejoinder within two weeks thereafter
  Appeal: Appeal Nos. 381, 382, 384, 385, 386, 387, 389, 390 of 2019 pending; adjourned to September 29, 2021 per order dated 11.08.2021
• SAT matter SATV-CDA786C5D8FF6B80043312D1
  Adjourned on request of respondent SEBI · List on 16th February, 2022
  Appeal: Appeal Nos.381,382,384,385,386,387,389,390 of 2019 pending; adjourned on 11.1.2022 to 16 February 2022
• SAT matter SATV-FCA6D9BB694E77CDF3EF065A
  List on August 11, 2021 · Parties to act on digitally signed copy sent by fax and/or email
  Appeal: Appeal Nos. 381, 382, 384, 385, 386, 387, 389, 390 of 2019 pending; adjourned to 11 August 2021 vide order dated 28.06.2021
• Fraudulent GDR issue of 1.5 mn GDRs for USD 6.99 mn subscribed solely by Vintage FZE via loan secured by pledge of GDR proceeds, with non-disclosure of pledge/loan and misleading fully-subscribed announcement.
  WTM common order restrained Company and Directors from accessing securities market for five years · AO orders imposed penalties ranging from Rs.10 lakhs to Rs.10.30 crores
  Appeal: Appeal Nos. 381, 382, 384, 385, 386, 387, 389, 390 of 2019 before SAT; hearing 27.4.2022, decision 14.7.2022
• SAT matter SATV-EB4921EFCB3B71765F78BB7F
  Adjourned on request of SEBI respondent · List on 16th February, 2022
  Appeal: Appeal Nos. 381, 382, 384, 385, 386, 387, 389, 390 of 2019 adjourned on 11.1.2022; next listed on 16.2.2022; no disposal