Pramod Jain

SAT-appeal

• SAT matter SATV-0261B5D45F0B54CC4A676324
  Appellants granted three weeks to file rejoinder · Matters listed for 29 March 2023
  Appeal: Appeal Nos. 748 and 749 of 2022 were pending; rejoinder permitted and matters listed on 29 March 2023.
• SAT matter SATV-029619D130EBEF2EAB2F6CED
  Appeals listed on 14 January 2022 · Parties to obtain instructions from the Registrar 48 hours before the listed date regarding video conference or physical hearing
  Appeal: Appeal Nos. 141 and 142 of 2021 were pending and listed for 14 January 2022; no disposal on merits stated
• Challenge to the open-offer price and interest payable in relation to Golden Tobacco Ltd.'s delayed open offer. Appellant sought a revised price of Rs. 800 per share and interest for all shareholders.
  Appeal No. 220 of 2019 dismissed · No order on costs
  Appeal: Appeal No. 220 of 2019 decided and dismissed by SAT on 11 December 2019; earlier acquirer appeal against SEBI's withdrawal refusal was dismissed by SAT on 6 August 2014, and the Supreme Court dismissed the consequential appeal on 7 November 2016 and review petition on 1 February 2017.
• SAT matter SATV-08002D7E322F4E7A979803C9
  Adjourned by consent; matters listed on 21 August 2025
  Appeal: Appeal Nos. 748 of 2022 and 749 of 2022, along with Misc. Applications Nos. 715 of 2025 and 714 of 2025; order dated 13 August 2025; adjourned to 21 August 2025
• SAT matter SATV-0E01CD0D77711FD54C014FF8
  Appeals adjourned on the appellants' request · Listed for hearing on 9 May 2023
  Appeal: Appeal Nos. 748 of 2022 and 749 of 2022 were adjourned on 29 March 2023 and listed for 9 May 2023; disposal is not recorded.
• The company allegedly held itself out as a SEBI-registered portfolio manager without registration, offered assured returns, and solicited investors to open trading and demat accounts.
  Appeals allowed in part. · Penalty reduced to ₹5 lakh under Section 15HA and ₹1 lakh under Section 15HB, jointly and severally.
  Appeal: Appeal Nos. 748 and 749 of 2022 partly allowed on 12 February 2026; penalty reduced and remaining directions upheld.
• SAT matter SATV-1329458828CEAC64F2DAF5D3
  Three weeks' time granted to appellants to file rejoinder · Appeals listed for 16 January 2023
  Appeal: Appeal Nos. 748 of 2022 and 749 of 2022 were pending; rejoinder permitted and matters listed for 16 January 2023
• SAT matter SATV-17B145C948BC9E884E5BA416
  Appeals adjourned and listed for hearing on 10 October 2025
  Appeal: Appeal Nos. 748 of 2022 and 749 of 2022 were pending; on 19 September 2025, SAT directed listing on 10 October 2025.
• Alleged collection of amounts from investors for unregistered portfolio management services and investment advisory services.
  Appellant was granted time to produce documents showing the break-up of amounts collected from investors. · Matter was listed for 06 January 2025.
  Appeal: Appeal Nos. 748 of 2022 and 749 of 2022 were adjourned on 08 November 2024 and listed for 06 January 2025.
• SAT matter SATV-2A62BC7ED568AD4CD76A7F37
  By consent, Appeals Nos. 748 and 749 of 2022 were adjourned and listed on 18 October 2024.
  Appeal: Appeal Nos. 748 and 749 of 2022 were pending before SAT; by consent, listed on 18 October 2024.
• SAT matter SATV-2A0099F5A2F06B27C2AB653D
  Appeals adjourned due to non-availability of bench · Listed for 7 February 2024
  Appeal: Appeal Nos. 748 of 2022 and 749 of 2022 were adjourned on 2 January 2024 and listed for 7 February 2024
• SAT matter SATV-3342EB0ADB3D331C97AB7011
  Matters adjourned at the respondent's request · List the appeals on 21 September 2021
  Appeal: Appeal Nos. 141 and 142 of 2021 were adjourned on 2 August 2021 and listed for 21 September 2021; no disposal on merits stated.
• SAT matter SATV-3B45D892A82E52D555715616
  By consent, list the appeals and connected miscellaneous applications on 22 January 2026
  Appeal: Appeal Nos. 748 of 2022 and 749 of 2022, with Miscellaneous Applications Nos. 715 of 2025 and 714 of 2025; by consent, adjourned to 22 January 2026
• SAT matter SATV-2BBF0327652A3F1B626EE4CA
  Adjourned at SEBI's request to obtain instructions regarding when the show-cause notice would be issued · Matters listed for 22 February 2022
  Appeal: Appeal Nos. 141 and 142 of 2021 were adjourned on 14 January 2022 and listed for 22 February 2022; no final disposal stated
• The underlying SEBI proceedings concerned alleged violations connected with investment advisory activities; the order does not specify the substantive charge.
  Miscellaneous Application No. 352 of 2022 rejected. · Interim order dated 26 November 2019 and confirmatory order dated 7 December 2020 to continue operating.
  Appeal: Appeal Nos. 141 and 142 of 2021 disposed of by SAT on 11 May 2022; interim and confirmatory orders continued pending SEBI proceedings.
• SAT matter SATV-27C92E8D2E158C7575694130
  Three weeks time allowed to appellants to file rejoinder · Matter listed on March 29, 2023
  Appeal: Appeal Nos. 748 of 2022 and 749 of 2022 pending with Misc. Applications 94 of 2023 and 1686 of 2022; adjourned to 29 March 2023
• SAT matter SATV-36F667543E6E64FD829BDD5C
  Adjourned at the appellant's counsel's request because he was unwell · Listed for admission on 15 November 2022
  Appeal: Appeal No. 749 of 2022; on 2 November 2022, adjourned and listed for admission on 15 November 2022
• SAT matter SATV-2E771E1AFB3B098AAC2E136D
  Heard. Order reserved.
  Appeal: Appeal No. 748 of 2022 and Appeal No. 749 of 2022 heard on 23.01.2026; order reserved, no disposal yet
• SAT matter SATV-379F7BAFA2DE80F271166A47
  Delay in filing appeals condoned; delay applications disposed of · Exemption applications disposed with direction to seek certified copy
  Appeal: Appeal Nos. 141 and 142 of 2021 against common SEBI order pending; delay condoned; listed for admission and final disposal on May 5, 2021
• SAT matter SATV-37A0FF4D15A8A3141564217A
  List Appeal No.141 of 2021 and Appeal No.142 of 2021 on 20 December 2021 · Parties to contact Registrar 48 hours before date fixed on VC vs physical hearing
  Appeal: Appeal No.141 of 2021 and Appeal No.142 of 2021 pending before SAT; listed next on 20 December 2021 vide order dated 26.10.2021
• SAT matter SATV-38EE9EEBAD8107DCE30F21CB
  Adjourned by consent to 18 July 2024
  Appeal: Appeal Nos. 748 and 749 of 2022 were pending; hearing adjourned to 18 July 2024 by order dated 25 June 2024
• SAT matter SATV-60A0CB8CBFC7445614D3FEF4
  Matter adjourned by consent, to be called on November 4, 2025
  Appeal: Appeal No. 748 of 2022 with Misc. Application No. 715 of 2025 and Appeal No. 749 of 2022 with Misc. Application No. 714 of 2025 pending; adjourned to November 4, 2025 vide order dated 10.10.2025
• SAT matter SATV-5625DF7F8EE4FEBE3CCA38F8
  By consent, matter to be called on January 23, 2026
  Appeal: Appeal No. 748 of 2022 and Appeal No. 749 of 2022 pending; adjourned by consent to January 23, 2026
• SAT matter SATV-45434F88F87CB4BCAD03EA72
  Matter adjourned by consent and directed to be listed on 10.02.2025
  Appeal: Appeal No. 748 of 2022 and Appeal No. 749 of 2022 pending; adjourned to 10.02.2025
• SAT matter SATV-554BDB3312FF5C56D473ABBF
  Matter adjourned and listed for admission and final disposal on March 1, 2022 · Parties to take instructions from Registrar 48 hrs before fixed date on VC vs physical hearing
  Appeal: Appeal No. 141 of 2021 and Appeal No. 142 of 2021 pending before SAT; adjourned vide order dated 22.02.2022 to March 1, 2022
• SAT matter SATV-6DD007D1E8F373F1462FE273
  List Appeal No. 141 of 2021 and Appeal No. 142 of 2021 on January 14, 2022 · Parties to take instructions from Registrar 48 hrs before date fixed on video conference vs physical hearing
  Appeal: Appeal No. 141 of 2021 and Appeal No. 142 of 2021 pending before SAT; adjourned to January 14, 2022, no disposal
• SAT matter SATV-62A46D5CB1F3E975890C80A4
  List appeals on April 13, 2022 · Parties to take instructions from Registrar 48 hours before fixed date on video conference vs physical hearing
  Appeal: Appeal No. 141 of 2021 and Appeal No. 142 of 2021 pending before SAT, next listing April 13, 2022
• SAT matter SATV-659BBDE7FDDFC5E1A431634D
  By consent, call on January 22, 2026
  Appeal: Appeal No. 748 of 2022 and Appeal No. 749 of 2022 pending; adjourned by consent to January 22, 2026
• SAT matter SATV-73089FC624008DE6DA9B1B10
  Delay in filing Appeal Nos. 141 and 142 of 2021 condoned · Exemption applications disposed with direction to obtain and file certified copy of impugned order
  Appeal: Appeal Nos. 141 and 142 of 2021 against common SEBI order; delay condoned; pending, listed for admission and final disposal on May 5, 2021
• SAT matter SATV-4C83C7FCF94D2CD81F9443A1
  Matter adjourned and listed for admission and final disposal on 1 March 2022 · Parties to obtain instructions from the Registrar 48 hours before the scheduled date regarding video conference or physical hearing
  Appeal: Appeal Nos. 141 and 142 of 2021 were adjourned on 22 February 2022 and listed for admission and final disposal on 1 March 2022; no final disposal recorded in this order
• SAT matter SATV-4BC406A96CBAEBBDA23B40D8
  Matters adjourned due to non-availability of the bench · Listed for hearing on 04 April 2024
  Appeal: Appeal Nos. 748 of 2022 and 749 of 2022 were adjourned on 07 February 2024 and listed for 04 April 2024; no disposal recorded.
• Alleged provision of unregistered portfolio management services and investment advisory services and collection of amounts from investors
  Time granted to appellants to produce break-up of amounts collected · Matter to be called on 06.01.2025
  Appeal: Appeal Nos. 748 of 2022 and 749 of 2022 pending before SAT; adjourned to 06.01.2025 vide order dated 08.11.2024
• SAT matter SATV-83CF4EE7C6F538445716468F
  Time granted to appellants to file additional affidavit · Matter to be called on September 19, 2025 by consent
  Appeal: Appeal No. 748 of 2022 with Misc. Application No. 715 of 2025 and Appeal No. 749 of 2022 with Misc. Application No. 714 of 2025 pending, adjourned to September 19, 2025 by consent
• SAT matter SATV-8DE7BE432F6C4C866517695B
  Certified copy of impugned order to be filed in registry · SEBI to file reply on whether penalties imposed are justified
  Appeal: Appeal Nos. 748 of 2022 and 749 of 2022 with Misc. Applications 1236 and 1237 of 2022 pending before SAT; next date 13 December 2022
• Alleged non-cooperation with Investigating Authority and hampering NSE co-location probe by refusing data imaging of personal mobile devices under Section 11C(2) and 11C(3) read with 11(2)(i).
  Delay of 47 days condoned; Misc. Application No. 1148 of 2021 allowed · AO order dated June 15, 2021 imposing Rs. 1 lakh each quashed
• SAT matter SATV-9938351C18798F14939525BE
  Physical copy of vakalatnama to be filed in a day or two · Matter to be listed on March 13, 2025 by consent
  Appeal: Appeal No. 748 of 2022 and Appeal No. 749 of 2022 pending, adjourned to March 13, 2025
• SAT matter SATV-8CEF1F3B40EFB030ABBC72B4
  List Appeal Nos. 141 and 142 of 2021 on October 26, 2021 · Parties to take instructions from Registrar 48 hours before fixed date on video vs physical hearing
  Appeal: Appeal No. 141 of 2021 and Appeal No. 142 of 2021 pending; next listing on October 26, 2021
• SAT matter SATV-9729F978E04F53A9642A1923
  Three weeks' time allowed to appellants to file rejoinder · List appeals on January 16, 2023
  Appeal: Appeal No. 748 of 2022 and Appeal No. 749 of 2022 pending before SAT; at rejoinder stage
• SAT matter SATV-A5BA03569D8C3DACB3383597
  By consent, matter to be called on November 08, 2024
  Appeal: Appeal No. 748 of 2022 and Appeal No. 749 of 2022 pending before SAT; adjourned by consent to November 08, 2024 vide order dated 22.10.2024
• SAT matter SATV-ABCC7615617050C3972C9E3B
  Adjourned by consent and listed on 03.07.2025 after appellants' counsel sought time
  Appeal: Appeal No. 748 of 2022 with Misc. Application No. 715 of 2025 and Appeal No. 749 of 2022 with Misc. Application No. 714 of 2025 pending; adjourned to 03.07.2025
• SAT matter SATV-B19FC3494E1AD5B17F846CD3
  Adjourned on request of appellants
  Appeal: Appeal No. 748 of 2022 and Appeal No. 749 of 2022 adjourned on 24.11.2023, next listed on January 02, 2024
• SAT matter SATV-AB844A7EB75F5F687E3C10B8
  Matter adjourned by consent, to be called on September 10, 2024
  Appeal: Appeal No. 748 of 2022 and Appeal No. 749 of 2022 pending; adjourned by consent to September 10, 2024
• SAT matter SATV-AA85A520A7795DF3C2EDE507
  Matter to be called on October 10, 2025
  Appeal: Appeal No. 748 of 2022 with Misc. Application No. 715 of 2025 and Appeal No. 749 of 2022 with Misc. Application No. 714 of 2025 pending; adjourned to October 10, 2025 vide order dated 19.09.2025
• SAT matter SATV-B2258220982C29D8022B036D
  Adjourned due to non-availability of bench · Listed on June 25, 2024
  Appeal: Appeal No. 748 of 2022 and Appeal No. 749 of 2022 adjourned; listed on June 25, 2024
• SAT matter SATV-B9BD44F1060CD0AB5D365937
  By consent, call on January 23, 2026
  Appeal: Appeal No. 748 of 2022 with Misc. Application No. 715 of 2025 and Appeal No. 749 of 2022 with Misc. Application No. 714 of 2025 pending, adjourned to January 23, 2026
• SAT matter SATV-D29C65E782C467D81491DF62
  Call on October 10, 2025
  Appeal: Appeal Nos. 748 of 2022 and 749 of 2022 pending; adjourned to October 10, 2025 vide order dated 19.09.2025
• SAT matter SATV-C4AD21AA0B230208A8205032
  Adjourned by consent; call on July 18, 2024
  Appeal: Appeal No. 748 of 2022 and Appeal No. 749 of 2022 pending, adjourned to July 18, 2024 vide SAT order dated 25.06.2024
• SAT matter SATV-D050CD5E6BA13FAF9B750D90
  Certified copy to be filed in registry within a week · SEBI to file reply within three weeks on justification of penalties
  Appeal: Appeal Nos. 748 of 2022 and 749 of 2022 with Misc. Applications Nos. 1236 and 1237 of 2022 pending admission; next date December 13, 2022
• SAT matter SATV-D2040A06DDEF477947CD3158
  Adjourned on respondent SEBI request to seek instructions on when show cause notice will be issued · Matter listed on 22 February 2022
  Appeal: Appeal No.141 of 2021 and Appeal No.142 of 2021 adjourned on 14.01.2022, next listed 22 February 2022, pending
• SAT matter SATV-D1471E40B2B94B9F7465934F
  Adjourned by consent to 13.08.2025
  Appeal: Appeal No. 748 of 2022 with Misc. Application No. 715 of 2025 and Appeal No. 749 of 2022 with Misc. Application No. 714 of 2025 pending; adjourned to 13.08.2025 by order dated 31.07.2025
• SAT matter SATV-DA17DBB63D837F344953507A
  Adjourned by consent; matters to be called on 06.08.2024
  Appeal: Appeal No. 748 of 2022 and Appeal No. 749 of 2022 pending before SAT; adjourned on 18.07.2024 to 06.08.2024
• SAT matter SATV-DB2FCC1B4712B51EFF6D8D71
  Matter adjourned to April 24, 2025 by consent to file additional affidavit
  Appeal: Appeal No. 748 of 2022 and Appeal No. 749 of 2022 pending before SAT, next date April 24, 2025
• SAT matter SATV-E270C93AB7CD868E0BAD40A3
  List Appeals No. 141 and 142 of 2021 on August 02, 2021 · Parties to take instructions from Registrar 48 hrs before on video vs physical hearing
  Appeal: Appeal No. 141 of 2021 and Appeal No. 142 of 2021 pending before SAT, listed for August 02, 2021
• SAT matter SATV-D53FAEDF8D6EECD58B5206C6
  Delay in filing reply condoned and reply taken on record · Rejoinder filed by appellant noted on record
  Appeal: Appeal No.748 of 2022 and Appeal No.749 of 2022 pending before SAT; adjourned to 10 July 2023
• SAT matter SATV-EC3A2C9E35C079E2A3ADF99B
  List Appeal No. 141 of 2021 and Appeal No. 142 of 2021 on April 13, 2022 · Parties to take instructions from Registrar 48 hours before fixed date on video conference vs physical hearing
  Appeal: Appeal No. 141 of 2021 and Appeal No. 142 of 2021 pending; adjourned to April 13, 2022
• SAT matter SATV-EAE003696C38B4FF6D022B5E
  Listed on October 26, 2021 · Parties to take instructions from Registrar 48 hours before fixed date on video vs physical hearing
  Appeal: Appeal No. 141 of 2021 and Appeal No. 142 of 2021 pending; next listing on October 26, 2021
• SAT matter SATV-F678CC57E6580A60DBECB79A
  Heard, order reserved on 23.01.2026
  Appeal: Appeal Nos. 748 of 2022 and 749 of 2022 heard on 23.01.2026; order reserved, not disposed
• SAT matter SATV-F612FFC5F68478915B773F68
  List Appeal No. 748 of 2022 and Appeal No. 749 of 2022 on October 9, 2023
  Appeal: Appeal No. 748 of 2022 and Appeal No. 749 of 2022 pending; next listing on October 9, 2023
• SAT matter SATV-ECDD41A286CC2B9612329CFA
  Matters adjourned due to non-availability of the bench · List on April 04, 2024
  Appeal: Appeal No. 748 of 2022 and Appeal No. 749 of 2022 pending, adjourned to April 04, 2024
• Takeover / open offer dispute re Golden Tobacco Ltd involving valuation of shares and withdrawal of open offer
  Correct para 5 of 11 Dec 2019 order: substitute GTL with acquirer re valuation of shares · Correct para 7 of 11 Dec 2019 order: substitute appellant with acquirer re withdrawal of open offer
  Appeal: Misc. Application No.27 of 2020 in Appeal No.220 of 2019; hearing 07.02.2020, decision 11.02.2020 disposing review of Tribunal order dated 11.12.2019
• SAT matter SATV-F0F567EC29ACE8B76EFBD268
  By consent, matter to be called on October 22, 2024
• SAT matter SATV-F8CA531F16D130B2D58F3783
  By consent, matter called/listed on November 18, 2025
  Appeal: Appeal No. 748 of 2022 with Misc. Application No. 715 of 2025 and Appeal No. 749 of 2022 with Misc. Application No. 714 of 2025 pending; adjourned to November 18, 2025 by consent
• SAT matter SATV-47F7696A54C9305DE1EBDD4C
  Appeals adjourned on the appellants' request. · List the appeals on 11 May 2022.
  Appeal: Appeal Nos. 141 and 142 of 2021 were adjourned on 13 April 2022; listed for 11 May 2022. No disposal on merits stated.
• SAT matter SATV-6183E262E32C6DA0648C815C
  By consent, Appeals Nos. 748 and 749 of 2022 were adjourned to 8 November 2024.
  Appeal: Appeal Nos. 748 and 749 of 2022 were pending and, by consent, listed for 8 November 2024.
• SAT matter SATV-66AD2D59F741E741F30C6C01
  Matters listed on 30 June 2021 · Parties directed to take instructions from the Registrar 48 hours before the listed date regarding video conference or physical hearing
  Appeal: Appeal Nos. 141 and 142 of 2021 were listed for 30 June 2021; no disposal on merits recorded in this order.
• SAT matter SATV-7B3427DE30CE359A348B8871
  List on 23rd August, 2023 · Parties to act on digitally signed copy; certified copy available from Registry on payment of usual charges
  Appeal: Appeal Nos. 748 and 749 of 2022 pending; adjourned with next listing on 23 August 2023, no disposal
• SAT matter SATV-7B3807F258C6277C9EC5AA81
  List matters on June 30, 2021 · Parties to take instructions from Registrar 48 hrs before fixed date on video conference vs physical hearing
  Appeal: Appeal No. 141 of 2021 and Appeal No. 142 of 2021 pending before SAT; heard on 05.05.2021 and listed for June 30, 2021; not disposed
• SAT matter SATV-80F479C7C255C07E5DFE2C01
  By consent, matter to be called on September 10, 2024
  Appeal: Appeal Nos. 748 of 2022 and 749 of 2022 pending; adjourned by consent to September 10, 2024
• Alleged unauthorized investment advisory services; appellants restrained from undertaking any investment advisory activity.
  Misc. Application No. 352 of 2022 rejected; no error in issuance of show cause notice. · Appellants to appear and file replies to show cause notices dated April 20, 2022 by June 01, 2022.
  Appeal: Appeal Nos. 141 and 142 of 2021 with Misc. Application No. 352 of 2022 disposed of by SAT order dated 11.05.2022
• Collusive price rigging and creation of artificial volumes in scrip of SRG Infotech Ltd through manipulative trades by New Age and Arihant.
  Guilt of Pramod Jain for manipulative trades upheld · Debarment from accessing securities market reduced from six months to four months
  Appeal: Appeal No. 140 of 2008 decided on 15.7.2009 - disposed with modification reducing debarment to four months
• SAT matter SATV-A3F4CC9730D431F3CE602868
  Adjourned on request of respondent, list on September 21, 2021 · Parties to take instructions from Registrar 48 hrs before fixed date on video vs physical hearing
  Appeal: Appeal No. 141 of 2021 and Appeal No. 142 of 2021 adjourned on 02.08.2021, next listed on September 21, 2021
• SAT matter SATV-C08A28E9B0289603E7255954
  Adjournment granted by consent; matters called on January 16, 2026
  Appeal: Appeal No. 748 of 2022 with Misc. Application No. 715 of 2025 and Appeal No. 749 of 2022 with Misc. Application No. 714 of 2025 pending; adjourned to 16 January 2026
• SAT matter SATV-D3E315CD2B8B44367EE37219
  By consent, call on September 27, 2024
  Appeal: Appeal No. 748 of 2022 and Appeal No. 749 of 2022 pending before SAT; adjourned by consent to September 27, 2024
• SAT matter SATV-D925FEF4D73FD44FFEC40B77
  List on November 24, 2023
  Appeal: Appeal No. 748 of 2022 and Appeal No. 749 of 2022 pending, next hearing November 24, 2023
• SAT matter SATV-D47C27AA95E97302BE9EB3BC
  Adjourned at request of counsel for SEBI · Matter to be called on 31.07.2025 by consent
  Appeal: Appeal No. 748 of 2022 with Misc. Application No. 715 of 2025 and Appeal No. 749 of 2022 with Misc. Application No. 714 of 2025 pending; adjourned to 31.07.2025
• SAT matter SATV-DE368DD3B8384EF23FDDE137
  Appellant granted time to file additional affidavit · Matter adjourned by consent to June 19, 2025
  Appeal: Appeal No. 748 of 2022 and Appeal No. 749 of 2022 pending before SAT; adjourned to June 19, 2025
• SAT matter SATV-DE31D6FECBEB16BCDD3C243F
  Adjourned on request of learned counsel for appellant · List on February 20, 2023
  Appeal: Appeal Nos. 748 of 2022 and 749 of 2022 with Misc. Application No. 1686 of 2022 pending; adjourned to 20.02.2023 with no disposal