Ankur Jain

SAT-appeal

• SAT matter SATV-18FD00EA644F78794F086321
  Appeal admitted · SEBI to file reply within four weeks
  Appeal: Appeal No. 032 of 2025 admitted on 24 January 2025; recovery proceedings stayed subject to deposit
• IA collected fee twice for stock-option advice via overlapping invoices, employee collected client money, failed to maintain call records and resolve four client complaints.
  Appeal allowed in part · Penalty under Section 15C of SEBI Act, 1992 set aside
  Appeal: Appeal No.32 of 2025 with Misc. Application No.553 of 2025 allowed in part on 29.01.2026, heard and reserved on 12.01.2026
• The appeals challenged SEBI's ex-parte ad-interim and confirmatory restraints from buying, selling or dealing in securities, while investigation into the underlying matter remained pending.
  SEBI directed to finalize the investigation within six months from 17 February 2017 · Appellants required to cooperate with the investigation
  Appeal: Appeal Nos. 10 of 2017, 242, 354, 360, 361, 362, 364, 365, 366, 367, 429, 443 and 444 of 2016 disposed of on 17 February 2017; delay condoned in Appeal Nos. 10 of 2017, 429, 443 and 444 of 2016
• SAT matter SATV-80CD9491C3B87F1AE91D309D
  Delay in filing appeals condoned and misc. applications disposed · SEBI directed to finalize investigation within 6 months from date of order
  Appeal: Appeal Nos. 10 of 2017, 242, 354, 360, 361, 362, 364, 365, 366, 367, 429, 443 and 444 of 2016 disposed of on 17.02.2017 with 6-month investigation deadline
• SAT matter SATV-77C3986FACBE115710AEFE21
  Call on 06.01.2026 at 02:30 p.m.
  Appeal: Appeal No. 032 of 2025 along with Misc. Application No. 553 of 2025 heard on 05.01.2026, posted to 06.01.2026; no disposal mentioned
• SAT matter SATV-9F05997EB029FD84F310D130
  Adjournment granted by consent; matter to be called on July 9, 2025
  Appeal: Appeal No. 32 of 2025 adjourned vide SAT order dated 29.04.2025; next date July 9, 2025
• SAT matter SATV-B9BFA5E1D696ADC02BC0A9F5
  Granted Appellant two more weeks to file rejoinder · Listed matter on September 18, 2025 by consent
  Appeal: Appeal No. 32 of 2025 and Misc. Application No. 553 of 2025 pending; adjourned to September 18, 2025
• SAT matter SATV-BA6FA924A0E56738357AD8EA
  Order reserved after hearing appellant and SEBI
  Appeal: Appeal No. 32 of 2025 heard on 12.01.2026; order reserved
• SAT matter SATV-B87CE67100AD992412A6B134
  List on January 12, 2026 at 02:30 P.M. before the special bench
  Appeal: Appeal No. 32 of 2025 along with Misc. Application No. 553 of 2025 pending; listed on January 12, 2026
• SAT matter SATV-CFA4BE5B1F73047CC6FFA225
  Delay condoned and Misc. Applications No. 11/2017, 357, 373, 374/2016 disposed · SEBI to finalize investigation within 6 months from 17.02.2017
  Appeal: Appeal Nos. 10/2017, 242, 354, 360, 361, 362, 364, 365, 366, 367, 429, 443 and 444/2016 disposed of on 17.02.2017
• SAT matter SATV-DB54023DC1F0518C8CD433F1
  Time granted to respondent SEBI counsel on request · Matter to be called on 05.01.2026 by consent
  Appeal: Appeal No. 032 of 2025 with Misc. Application No. 553 of 2025 pending; adjourned on 18.12.2025 to 05.01.2026, no disposal
• SAT matter SATV-DE2B44C870F058DAC81737A7
  Delay condoned; Misc. Applications 11/2017, 357, 373, 374 of 2016 disposed · Appeals disposed with direction to finalize investigation within 6 months
  Appeal: Appeal Nos.10/2017,242,354,360,361,362,364,365,366,367,429,443,444 of 2016 disposed on 17.02.2017
• SAT matter SATV-E8640FF7E07DB2E530D31B11
  Delay condoned; Misc. Applications 11/2017, 357, 373, 374 of 2016 disposed of · SEBI to finalize investigation within 6 months from 17.02.2017
  Appeal: Appeal Nos. 10/2017, 242, 354, 360, 361, 362, 364, 365, 366, 367, 429, 443, 444 of 2016 disposed of on 17.02.2017 with no costs
• SAT matter SATV-FFDB7F56BC66585D43EF4247
  Matter to be called on December 18, 2025
  Appeal: Appeal No. 32 of 2025 with Misc. Application No. 553 of 2025 pending before SAT; adjourned to December 18, 2025 vide order dated 05.12.2025
• SAT matter SATV-50E8C39AF9E2A1CF85C75957
  Investigation to be finalized within six months from 17 February 2017 · Appellants directed to cooperate with the investigation
  Appeal: Appeal Nos. 10 of 2017, 242, 354, 360, 361, 362, 364, 365, 366, 367, 429, 443 and 444 of 2016 disposed of on 17 February 2017; delays in four appeals condoned
• SAT matter SATV-F57355F981D0127D1DA778AF
  By consent, call on 05.12.2025
  Appeal: Appeal No. 032 of 2025 along with Misc. Application No. 553 of 2025 heard on 18.09.2025; adjourned by consent to 05.12.2025
• Unspecified securities market violation under investigation; appellants restrained from buying, selling or dealing in securities market.
  Delay in filing Appeals 10/2017, 429, 443 and 444 of 2016 condoned · SEBI to finalize investigation within 6 months from 17.02.2017
  Appeal: Appeal Nos. 10/2017, 242, 354, 360, 361, 362, 364, 365, 366, 367, 429, 443, 444 of 2016 disposed on 17.02.2017
• SEBI's investigation concerned alleged violations by the appellants and other entities; the specific substantive charge is not stated in the order.
  SEBI investigation to be finalized within six months from 17 February 2017 · Appellants directed to cooperate with the investigation
  Appeal: Appeal Nos. 10 of 2017, 242, 354, 360, 361, 362, 364, 365, 366, 367, 429, 443 and 444 of 2016 disposed of on 17 February 2017; connected delay applications also disposed of.
• Unspecified alleged securities market violation under investigation; interim restraint from buying, selling or dealing in securities confirmed
  Delay condoned in Appeal Nos. 10 of 2017, 429, 443 and 444 of 2016 · SEBI to finalize investigation within 6 months from 17.02.2017
  Appeal: Appeal Nos. 10 of 2017, 242, 354, 360, 361, 362, 364, 365, 366, 367, 429, 443 and 444 of 2016 disposed on 17.02.2017
• SAT matter SATV-7BF8E887EB8EF2CB0F57FEFC
  Delay in filing Appeal Nos. 10/2017, 429, 443, 444/2016 condoned · SEBI to finalize investigation within 6 months from 17.02.2017
• SAT matter SATV-AD7F788ED1BA7A0AB0043E3F
  Additional two weeks time granted to appellant to file rejoinder · Matter listed on August 18, 2025
  Appeal: Appeal No. 32 of 2025 with Misc. Application No. 553 of 2025 pending before SAT; adjourned to 18 August 2025
• SAT matter SATV-CE5A295E296DD4660F286096
  Delay condoned; Misc. Applications 11/2017, 357, 373, 374/2016 disposed · Appeals 10/2017, 242, 354, 360, 361, 362, 364, 365, 366, 367, 429, 443, 444/2016 disposed
  Appeal: Appeal Nos. 10/2017, 242, 354, 360, 361, 362, 364, 365, 366, 367, 429, 443, 444 of 2016 disposed on 17.02.2017 with 6-month completion direction
• SAT matter SATV-E3E167E64668B5EDC9DF4588
  Delay condoned and Misc. Applications No. 11/2017, 357, 373, 374/2016 disposed of · SEBI directed to finalize investigation within 6 months from 17.02.2017