Mr. Heet Manish Bapna alias Heet Manish Bafna

SAT-appeal

• Failure to comply with SEBI summons dated 23 May 2022 and 13 June 2022, attracting penalty under Section 15(A)(a) of the SEBI Act.
  Appeal allowed in part. · Penalty reduced to Rs. 2.5 lakhs, which had already been recovered by SEBI.
  Appeal: Appeal No. 511 of 2024, filed under Section 15T of the SEBI Act against the AO order dated 26 March 2024; disposed of on 10 March 2025, with penalty reduced to Rs. 2.5 lakhs.
• SAT matter SATV-09FF4A746D2BD2305AF76493
  By consent, list Appeals Nos. 511 and 512 of 2024 on 28 March 2025
  Appeal: Appeal Nos. 511 and 512 of 2024 were pending before SAT; by consent, both were adjourned to 28 March 2025 on 16 January 2025.
• SAT matter SATV-07FBE7E9DC45ED6D8B4AB755
  List the appeal and connected Miscellaneous Application on 08 October 2026
  Appeal: Appeal No. 515 of 2025 with Misc. Application No. 111 of 2026; order dated 20 July 2026; adjourned to 08 October 2026
• SAT matter SATV-1D612E9DC3D14C066E9B70A5
  Appeals admitted · SEBI granted four weeks to file reply
  Appeal: Appeal Nos. 511 and 512 of 2024 admitted on 19 September 2024; reply and rejoinder schedules fixed, with further hearing on 5 November 2024
• SAT matter SATV-1E34336CB6CD5F340B808002
  Condonation of 68-day delay allowed and Misc. Application No. 1220 of 2025 disposed of · Exemption application, Misc. Application No. 1221 of 2025, allowed and disposed of
  Appeal: Appeal No. 515 of 2025; delay of 68 days condoned on 27 November 2025; matter adjourned to 28 January 2026
• SAT matter SATV-2E3A62BBBD1E9A8233D7F706
  Appeal Nos. 511 and 512 of 2024 were listed for further hearing on 16 January 2025
  Appeal: Appeal Nos. 511 and 512 of 2024, along with Misc. Applications Nos. 858, 1161 and 861 of 2024; order dated 9 January 2025 adjourned matters to 16 January 2025
• SAT matter SATV-45A6CE4970F3C3B1213B8AFB
  Matters adjourned by consent, to be called on 20.03.2025
  Appeal: Appeal Nos. 511 and 512 of 2024 adjourned, not disposed; next date 20.03.2025
• SAT matter SATV-33DB86A88AE38C3B2142922C
  Matter directed to be listed on 11 February 2025 for interim relief
  Appeal: Appeal Nos. 511 and 512 of 2024, along with specified miscellaneous applications; urgent listing mentioned on 17 January 2025 and matter listed for interim relief on 11 February 2025
• SAT matter SATV-307C49C6EB209020FB86F1B2
  Respondent granted a week's time to file reply in Appeal No. 512 of 2024 · Both appeals listed on 09.01.2025 by consent
  Appeal: Appeal No. 511 of 2024 with Misc. Application No. 858 of 2024 and Appeal No. 512 of 2024 with Misc. Application No. 861 of 2024 pending before SAT; adjourned to 09.01.2025
• SAT matter SATV-6063832C9B5C5B3E9EF1ED13
  Matter adjourned - Call on 26.03.2026
  Appeal: Appeal No. 515 of 2025 pending before SAT Mumbai; vide order dated 28.01.2026 adjourned to 26.03.2026
• SAT matter SATV-8698E0E9EC257F5989A20CB2
  By consent, matter to be called on June 22, 2026
  Appeal: Appeal No. 515 of 2025 with Misc. Application No. 111 of 2026 pending; adjourned by consent to 22.06.2026
• SAT matter SATV-7EBED44B7E7D09E4FEA16A4C
  Heard in part · Listed on March 10, 2025
  Appeal: Appeal No. 511 of 2024 with Misc. Application No. 1161 & 858 of 2024 and Appeal No. 512 of 2024 with Misc. Application No. 861 of 2024 heard in part on 25.02.2025, next hearing March 10, 2025
• SAT matter SATV-940D784FDA1E255C6FF39A7C
  Praecipe seeking change in date of hearing granted · Praecipe disposed of
  Appeal: Appeal No. 515 of 2025 along with Misc. Application No. 111 of 2026 pending; praecipe granted and matter adjourned to August 11, 2026
• SAT matter SATV-87C645AEF810038DDE3A2309
  By consent, call on July 06, 2026
  Appeal: Appeal No. 515 of 2025 along with Misc. Application No. 111 of 2026 pending, adjourned to July 06, 2026 by consent order dated 22.06.2026
• SAT matter SATV-93000AD78A370DA0579BB487
  Matter adjourned and to be called on 27.11.2025 at appellant's request
  Appeal: Appeal No. 515 of 2025 along with Misc. Application Nos. 1220 and 1221 of 2025 pending, adjourned to 27.11.2025
• SAT matter SATV-4986C74FF0C0FAEC8D62E3EA
  Matter adjourned; appeal to be listed on 12 June 2026
  Appeal: Appeal No. 515 of 2025, with Miscellaneous Application No. 111 of 2026, listed before SAT on 5 May 2026 and adjourned to 12 June 2026
• SAT matter SATV-C35F3A345E18AE5A3CEB4882
  Correction ordered: date in para 1 of order dated March 10, 2025 to read as 29.02.2024 instead of 29.02.2014 · Praecipe moved by respondent disposed of
  Appeal: Appeal No. 512 of 2024 - praecipe seeking correction in order dated March 10, 2025 disposed of vide order dated 28.03.2025
• SAT matter SATV-C7A31D7F0137363A7F1F7C71
  Call on 01.04.2026
  Appeal: Appeal No. 515 of 2025 [along with Misc. Application No. 111 of 2026] adjourned - Call on 01.04.2026 vide order dated 26.03.2026
• SAT matter SATV-D6F125ABAAAF374BA414CD7E
  Heard in part · Listed for further hearing on March 10, 2025
  Appeal: Appeal Nos. 511 and 512 of 2024 pending; heard in part on 25.02.2025, next date 10.03.2025
• SAT matter SATV-CFC39CC5207D3B475BB0354B
  Matter adjourned by consent; call on 02.09.2024
  Appeal: Appeal No. 511 of 2024 and Appeal No. 512 of 2024 pending; adjourned to 02.09.2024
• Carrying on unregistered investment advisory services and collecting fees as Standard Chartists
  Appeal allowed in part; findings against appellant remain undisturbed · Remitted to SEBI for reassessing quantum received towards advisory services
  Appeal: Appeal No. 512 of 2024 allowed in part on 10 March 2025 with limited remand for reassessment
• SAT matter SATV-EB3CA0F361222B4E6E7C1E43
  Matter adjourned and directed to be called on 20.07.2026
  Appeal: Appeal No. 515 of 2025 along with Misc. Application No. 111 of 2026 pending before SAT, next date 20.07.2026
• SAT matter SATV-FF0F19BFA4946A103A611886
  By consent, matter to be called on May 5, 2026
  Appeal: Appeal No. 515 of 2025 with Misc. Application No. 111 of 2026 pending before SAT, adjourned by consent to May 5, 2026