Axis Bank Ltd.
Penalties and directions recorded
- Parties directed to take instructions from the Registrar 48 hours before the hearing regarding video conference or physical hearing
- Matters listed for 6 January 2022.
- Parties directed to contact the Registrar 48 hours before the hearing date regarding video or physical hearing.
- Axis Bank may sell securities in columns E and G to recover dues of Rs. 21.61 crores.
- Parties directed to contact the Registrar 48 hours before the listed date regarding hearing mode.
SAT-appeal
- SAT matter SATV-0198DCC81A4EA202AFC65A02Proceedings adjourned because counsel for NSDL was Covid-positive and undergoing treatment · Appeal listed on 20 January 2022 for admission and final disposalAppeal: Appeal No. 35 of 2020 was adjourned on 6 January 2022 and listed for admission and final disposal on 20 January 2022; no disposal on merits recorded
- SAT matter SATV-099BA73D8926D78D3DA0D001Delay of 86 days in filing the appeal condoned · Appeal admittedAppeal: Appeal No. 062 of 2025 admitted on 11 February 2025; listed for 8 May 2025
- SAT matter SATV-0B1D708BC04B843BDBF4E5EARegistry directed to list the appeals for hearing before the appropriate Bench on 22 February 2023Appeal: Appeal Nos. 35, 50, 70, 75 and 112 of 2020 were heard and reserved by a Full Bench; on 6 February 2023, they were directed to be listed before the appropriate Bench on 22 February 2023.
- SAT matter SATV-100F23D77ED2BF80208C4CD9Matters listed for 6 January 2022. · Interim order continued until disposal of the appeals.Appeal: Appeal Nos. 35, 50, 70, 75 and 112 of 2020 were pending; interim order continued until disposal. Miscellaneous Application No. 113 of 2020 was also listed.
- SAT matter SATV-13907950E686DF4D79327D9DAxis Bank may sell securities in columns E and G to recover dues of Rs. 21.61 crores. · Any surplus after recovery must be returned to clients immediately thereafter.Appeal: Appeal No. 146 of 2020 disposed of at admission stage on 3 July 2020; grounds left open.
- SAT matter SATV-16C1DCB76AF4A0229214B4ACAdjournment granted; matter listed on 17 June 2026 · Interim relief, if any, to continue until the next date of listingAppeal: Appeal No. 62 of 2025; order dated 9 March 2026; adjourned to 17 June 2026; interim relief continued until next listing
- SAT matter SATV-1B903858790BB0A1D14B0C57Appellant permitted to file additional documents after serving them on SEBIAppeal: Appeal No. 62 of 2025; order dated 17 June 2026; matter adjourned to 5 August 2026
- SAT matter SATV-1A0C7E8EBF0AF7CA1C6E1218Miscellaneous Application No. 1681 of 2023 listed for 2 January 2024Appeal: Miscellaneous Application No. 1681 of 2023 in Appeal No. 35 of 2020 was mentioned and directed to be listed on 2 January 2024; no disposal on merits recorded.
- SAT matter SATV-20A8B86EA01268192A5C4CABAppeal No. 111 of 2017 withdrawn · Miscellaneous Application No. 134 of 2017 withdrawnAppeal: Appeal No. 111 of 2017 withdrawn on 21 June 2017; Misc. Application No. 134 of 2017 also withdrawn
- SAT matter SATV-20A43B03B5C5A3F69774D5E2Matter listed for hearing on 6 January 2022. · Interim order to continue until disposal of the appeals.Appeal: Appeal Nos. 35, 50, 70 and 75 of 2020, and Appeal No. 112 of 2020 were pending; matter adjourned to 6 January 2022 and interim order continued.
- SAT matter SATV-1F5AF86CB51F9F2BDC54B43BMatter listed for final disposal on 27 January 2021 · Any interim order extended until the next date of hearingAppeal: Appeal No. 35 of 2020 was pending; listed for final disposal on 27 January 2021
- SAT matter SATV-2192D6E52D108494B5A97CDEMatter adjourned by consent to 09 March 2026 · Any existing interim order extended until further ordersAppeal: Appeal No. 062 of 2025 with Miscellaneous Application No. 787 of 2025; adjourned on 08 December 2025 to 09 March 2026; interim order, if any, extended until further orders
- SAT matter SATV-28D7201F12FE9EBB9CDA0F97Arguments were continuing; matters adjourned for continuation of arguments on 24 August 2022Appeal: Appeal Nos. 35, 50, 70, 75 and 112 of 2020 were pending; order dated 23 August 2022 adjourned arguments to 24 August 2022
- Acting as debenture trustee while having common directors and financial dealings with issuer companies in violation of Regulation 13A.Appeal dismissed and impugned AO order upheld · No order as to costsAppeal: Appeal No. 101 of 2011 decided on 26.9.2011 - dismissed, impugned penalty upheld
- SAT matter SATV-39D6CED88577A483463F6450Arguments of senior counsel for respondent still continuing; matter adjourned · Parties to act on digitally signed copy; certified copy available from Registry on paymentAppeal: Appeal Nos. 35, 50, 70, 75 and 112 of 2020 pending before SAT; arguments continuing as on 23.08.2022
- SAT matter SATV-5802E9F5AE140FB137CE99B6Delay of 28 days in filing Appeal No.112 of 2020 by Bajaj Finance Ltd condoned; Misc Application No.113 of 2020 allowed · Bajaj Finance Ltd allowed three weeks further time to file rejoinderAppeal: Appeal Nos. 35, 50, 70, 75 and 112 of 2020 pending before SAT; Misc App No.113 of 2020 allowed on 6.9.2021; listed for final disposal on 18 October 2021
- SAT matter SATV-56949FFC22B547A472F0F73CList appeals on September 23, 2022 · Parties to act on digitally signed copy; certified copy available on paymentAppeal: Appeal Nos. 35, 50, 70, 75, 112 of 2020 with Misc. Application 113 of 2020 pending; adjourned to September 23, 2022 vide order dated 15.09.2022
- Karvy Stock Broking Ltd. misused clients' securities and funds by unauthorisedly pledging client securities.Appeal: Appeal No.140 of 2021, Order Reserved 07.09.2021, Date of Decision 29.11.2021
- SAT matter SATV-66CFB09FD0BC9635118B8B8AList Appeal No. 35 of 2020 on February 23, 2021 · Interim order, if any, extended till next date of listingAppeal: Appeal No. 35 of 2020 pending before SAT; adjourned to February 23, 2021 with interim extended
- SAT matter SATV-59145EC42012C75EF579CB5EMatter adjourned and put up on 6 January 2022 · Existing interim order to continue till disposal of the appeals
- SAT matter SATV-76C8819D35F820E18F88D93FArguments of counsel concluded and order reserved · Written submissions, if any, may be filed by parties within two weeksAppeal: Appeal Nos. 35, 50, 70, 75 and 112 of 2020 with Misc. Application No.113 of 2020; arguments over and order reserved on 28.9.2022
- SAT matter SATV-77FD8FE32536C6DA4683939DMatter to come up on May 7, 2021 for hearing on Tribunal constitution objection before merits · Registry to list Appeal No. 140 of 2021 as first case on cause listAppeal: Appeal No. 140 of 2021 pending before SAT; adjourned to May 7, 2021 for constitution objection
- SAT matter SATV-89712344B602F13DF4644CACMatter listed / adjourned to 6 July 2022 as agreed between partiesAppeal: Appeal No. 35 of 2020 pending; adjourned to 6 July 2022 vide order dated 27.6.2022
- SAT matter SATV-907D706C85645657BB6ABF74Matter put up tomorrow i.e. 6 January 2022 · Interim order to continue till disposal of the appealAppeal: Appeal Nos. 35, 50, 70, 75 and 112 of 2020 pending before SAT; adjourned to 6 January 2022 with interim order continued till disposal
- SAT matter SATV-9ABE417966210E41C38920D1Interim order granted earlier shall continue till next date of listing i.e. April 15, 2021 · Misc. Application No. 113 of 2021 stands disposed ofAppeal: Misc. Application No. 113 of 2021 in Appeal No. 35 of 2020 disposed of on 03.03.2021; Appeal No. 35 of 2020 pending for admission and final disposal on 15.04.2021 with interim order continued
- SAT matter SATV-9654611C9E7D10E4E0E1A618By consent, matter called for admission on 11.02.2025Appeal: Appeal No. 062 of 2025 pending before SAT; adjourned to 11.02.2025 for admission
- SAT matter SATV-AE9F6A813114997094F8A61CRespondent to file reply to additional affidavit within two weeks · Rejoinder to be filed within two weeks thereafterAppeal: Appeal No. 140 of 2021 (Axis Bank Ltd. vs NSE & Ors) pending; listed for admission and final disposal on 6 September 2021
- SAT matter SATV-B1E6597C1D74EBD31C39BEC2A week's further time allowed to parties to file written submissions · Praecipe disposed of accordinglyAppeal: Appeal Nos. 35, 50, 70, 75, 112 of 2020 and Misc. Application No.113 of 2020 pending before SAT; at written submissions stage as on 12.10.2022
- SAT matter SATV-3C485D9BCE63EFEA04E21F2ESAT considered whether the Bench could hear the appeal despite absence of a Technical Member. · SAT applied purposive interpretation to uphold the Tribunal's jurisdiction.Appeal: Appeal No. 140 of 2021; decision dated 17 May 2021. The text addresses the Bench-composition jurisdiction issue; final disposal of the underlying challenge is not shown in the provided extract.
- SAT matter SATV-B528575F3936F67FE8B3D668List Appeal No. 277 of 2020 on October 26, 2020 at request of appellant · Parties to seek instructions from Registrar 48 hrs before fixed date on video conference vs physical hearingAppeal: Appeal No. 277 of 2020 pending with Misc. Applications Nos. 286, 287 and 307 of 2020; adjourned to October 26, 2020 vide order dated 30.09.2020
- SAT matter SATV-5482ED329E27B611EE36525ETime to file written submissions was extended by another two weeks · Parties directed to act on the digitally signed copy of the orderAppeal: Appeal Nos. 35, 50, 70, 75 and 112 of 2020 were listed before SAT; no disposal on merits, only extension of time for written submissions.
- SAT matter SATV-D5570DB15BC8AEAB35FD2E8FList on 15th April, 2021 · Parties to contact Registrar 48 hours before fixed date to ascertain VC or physical hearingAppeal: Appeal No. 35 of 2020 (Axis Bank Ltd. vs SEBI) pending, next listed on 15 April 2021
- SAT matter SATV-D1FAAA7B131FB927B1A986B1Delay of 28 days by Bajaj Finance Ltd condoned; Misc. Application No.113 of 2020 allowed · Three weeks time to Bajaj Finance Ltd to file rejoinderAppeal: Appeal Nos.35, 50, 70, 75 and 112 of 2020 pending; Misc. Application No.113 of 2020 allowed condoning 28 days delay; listed for final disposal on 18 October 2021 with interim extended
- SAT matter SATV-D70294CFC5146B1DAC1EF85FDelay of 28 days by Bajaj Finance condoned; Misc. Application No.113 of 2020 allowed · Three weeks time allowed to Bajaj Finance Ltd. to file rejoinderAppeal: Appeal Nos. 35, 50, 70, 75, 112 of 2020 pending before SAT; listed for final disposal on 18 Oct 2021; interim extended
- SAT matter SATV-E5E2AA67B20B29C91312AE48Adjournment granted on appellant request; listed for admission and final disposal on December 09, 2020 · Interim order, if any, extended till next date of hearingAppeal: Appeal No. 35 of 2020 (Axis Bank Ltd. vs SEBI and Ors.) adjourned on 28.10.2020; listed for admission and final disposal on 09.12.2020 with interim extension
- SAT matter SATV-FFF36732D4F0F0DA6837FBCAOrder reserved in Appeal No.277 of 2020 · Urgency application Misc. Application No.286 of 2020 disposed ofAppeal: Appeal No.277 of 2020 with Misc. Applications Nos.286,287,307 of 2020 heard on 26.10.2020 - order reserved; urgency application disposed of
- SAT matter SATV-FE5EB347F762A173D9EC0BC6List appeal on January 5, 2022 · Interim relief, if any, extended till next date of listingAppeal: Appeal No. 35 of 2020 (Axis Bank Ltd vs SEBI & Ors) pending; adjourned to January 5, 2022 vide order dated 22.11.2021; interim relief extended
- SAT matter SATV-FC51C3BD45299AD67BCDF258Arguments of SEBI senior counsel continuing; matter put up on 24 August 2022 for continuation · Parties to act on digitally signed copy; certified copy available from Registry on paymentAppeal: Appeal Nos. 35, 50, 70, 75 and 112 of 2020 pending before SAT; arguments continuing on 23.08.2022, next date 24.08.2022
- SAT matter SATV-FF1973AB1DAA5BD8F92625F2Adjournment granted on respondent request; matter to be called on July 4, 2025 by consentAppeal: Appeal No. 62 of 2025 pending before SAT; adjourned to July 4, 2025 vide order dated 08.05.2025
- SAT matter SATV-610CA3C5C2582D62AEC855A0Matter adjourned; call on 08 December 2025Appeal: Appeal No. 062 of 2025 with Miscellaneous Application No. 787 of 2025; order dated 26 September 2025, matter adjourned to 08 December 2025
- SAT matter SATV-7471E0B3E52D6D01A290B29DHearing to recommence on 15 September 2022 for further hearing · Parties to act on digitally signed copy; certified copy available from Registry on paymentAppeal: Appeal No. 35 of 2020 (Axis Bank Ltd. vs SEBI & Ors.) pending; adjourned for further hearing on 15 September 2022
- Question whether NSE has power/jurisdiction to freeze bank accounts of Karvy Stock Broking (Respondent No.3).Delay in filing Appeal No.140 of 2021 condoned; delay application allowed · NSE to supply certified copy of impugned order to appellant; exemption application disposedAppeal: Appeal No.140 of 2021 by Axis Bank Ltd. with Misc. Applications 179-181 of 2021; delay condoned, pending, next hearing 6 May 2021
- SAT matter SATV-97A124D3DA9D9546DD4CAB75Arguments of senior counsel for respondent continuing; matter listed on 24 August 2022 for continuation · Parties to act on digitally signed copy; certified copy available from Registry on paymentAppeal: Appeal Nos. 35, 50, 70, 75, 112 of 2020 with Misc. Application 113 of 2020 heard on 23.08.2022; not disposed, adjourned to 24.08.2022 for continuation
- SAT matter SATV-DBA7D784EA9B1BA04DA813F0Matter put up on 6 January 2022; interim order to continue till disposal of appeal · Parties to contact Registrar 48 hours before fixed date to ascertain VC or physical hearingAppeal: Appeal Nos. 35, 50, 70, 75, 112 of 2020 with Misc. Application No.113 of 2020 pending; adjourned to 6 January 2022 with interim order continued till disposal
- SAT matter SATV-E212FC01EAAD06F140AA5DD5Delay of 28 days in filing Appeal No.112 of 2020 by Bajaj Finance Ltd. condoned · Bajaj Finance Ltd. granted three weeks to file rejoinderAppeal: Appeal Nos. 35, 50, 70, 75 and 112 of 2020 pending; Misc. Application No.113 of 2020 allowed condoning delay; listed for final disposal on 18 October 2021
- SAT matter SATV-DF6685555CD82C548580541FList on 8 June, 2021 for consideration of misc. application for interim relief · Parties to contact Registrar 48 hours before fixed date to ascertain video conferencing or physical hearingAppeal: Misc. Application No.179 of 2021 in Appeal No.140 of 2021 pending; listed on 8 June, 2021 for interim relief
- SAT matter SATV-E9604422D80360ACC72892DBList Appeal No. 277 of 2020 for admission on September 30, 2020 · Direct all parties to approach Registrar 48 hours before fixed date to ascertain video conference vs physical hearing modeAppeal: Appeal No. 277 of 2020 by Axis Bank Ltd. pending; vide order dated 18.09.2020 listed for admission on September 30, 2020
Other
- SAT matter SATV-DF23810183AB4EB110682BA5Delay of 28 days by Bajaj Finance condoned; Misc Application No.113 of 2020 allowed · Three weeks time allowed to Bajaj Finance Ltd. to file rejoinderAppeal: Appeal Nos. 35, 50, 70, 75 and 112 of 2020 with Misc. Application 113 of 2020 pending before SAT; order dated 6.9.2021 lists for final disposal on 18 Oct 2021 with interim extended
Source: SecMarx — Axis Bank Ltd.. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (charges, outcomes, appeal chain) is cited to us.